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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
Cap. Flow
+$1.55B
Cap. Flow %
8.12%
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180

Top Buys

Rank Stock Value
1
ELAN icon
Elanco Animal Health
ELAN
+$89.1M
2
WEX icon
WEX
WEX
+$78.4M
3
BLK icon
Blackrock
BLK
+$73.2M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$71.9M
5
OMF icon
OneMain Financial
OMF
+$45.3M

Top Sells

Rank Stock Value
1
REGN icon
Regeneron Pharmaceuticals
REGN
+$63.6M
2
NBIX icon
Neurocrine Biosciences
NBIX
+$56.6M
3
AEM icon
Agnico Eagle Mines
AEM
+$55.1M
4
DFS
Discover Financial Services
DFS
+$36M
5
ORBC
ORBCOMM, Inc.
ORBC
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 14.65%
3 Healthcare 12.11%
4 Consumer Discretionary 7.54%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UNF icon
1526
Unifirst Corp
UNF
$5.25B
$235K ﹤0.01%
1,113
-2
-0.2% -$440
XHB icon
1527
State Street SPDR S&P Homebuilders ETF
XHB
$1.56B
$235K ﹤0.01%
3,287
+2
+0.1% +$150
HEP
1528
DELISTED
Holly Energy Partners, L.P.
HEP
$235K ﹤0.01%
12,850
-350
-3% -$6.81K
GVA icon
1529
Granite Construction
GVA
$5.62B
$234K ﹤0.01%
5,921
+16
+0.3% +$633
KYN icon
1530
Kayne Anderson Energy Infrastructure Fund
KYN
$2.4B
$234K ﹤0.01%
29,342
+121
+0.4% +$965
POWI icon
1531
Power Integrations
POWI
$3.61B
$232K ﹤0.01%
2,349
+165
+8% +$16K
VNO icon
1532
Vornado Realty Trust
VNO
$7.38B
$231K ﹤0.01%
5,502
-675
-11% -$29.1K
BFAM icon
1533
Bright Horizons
BFAM
$3.86B
$230K ﹤0.01%
1,655
+285
+21% +$41.8K
BNS icon
1534
Scotiabank
BNS
$108B
$230K ﹤0.01%
3,757
-10,068
-73% -$630K
CSB icon
1535
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
$273M
$229K ﹤0.01%
3,996
-491
-11% -$28.9K
VONE icon
1536
Vanguard Russell 1000 ETF
VONE
$8.58B
$229K ﹤0.01%
1,146
– –
EMN icon
1537
Eastman Chemical
EMN
$8.42B
$227K ﹤0.01%
2,262
-47
-2% -$5.19K
NULG icon
1538
Nuveen ESG Large-Cap Growth ETF
NULG
$2.78B
$227K ﹤0.01%
3,475
-272
-7% -$18.3K
ALK icon
1539
Alaska Air
ALK
$5.58B
$226K ﹤0.01%
3,869
+739
+24% +$42.6K
MKC icon
1540
McCormick & Company Non-Voting
MKC
$14.2B
$225K ﹤0.01%
2,783
+62
+2% +$5.32K
BLW icon
1541
BlackRock Limited Duration Income Trust
BLW
$493M
$224K ﹤0.01%
13,113
+8
+0.1% +$137
DWM icon
1542
WisdomTree International Equity Fund
DWM
$697M
$223K ﹤0.01%
4,225
+20
+0.5% +$1.1K
EWS icon
1543
iShares MSCI Singapore ETF
EWS
$1.08B
$223K ﹤0.01%
9,820
– –
KBWD icon
1544
Invesco KBW High Dividend Yield Financial ETF
KBWD
$428M
$223K ﹤0.01%
10,975
+1
+0% +$20
SAVE
1545
DELISTED
Spirit Airlines, Inc.
SAVE
$223K ﹤0.01%
8,609
+509
+6% +$13.3K
OSTRU
1546
DELISTED
Oyster Enterprises Acquisition Corp. Unit
OSTRU
$222K ﹤0.01%
22,250
-30,700
-58% -$306K
COR
1547
DELISTED
Coresite Realty Corporation
COR
$222K ﹤0.01%
1,603
+43
+3% +$6.14K
USSG icon
1548
Xtrackers MSCI USA ESG Leaders Equity ETF
USSG
$590M
$220K ﹤0.01%
5,547
+127
+2% +$5.19K
EQT icon
1549
EQT Corp
EQT
$32.3B
$219K ﹤0.01%
10,733
+5,204
+94% +$101K
PFFA icon
1550
Virtus InfraCap US Preferred Stock ETF
PFFA
$2.48B
$219K ﹤0.01%
+8,817
New +$222K
60 61
62
63 64

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Rockefeller Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.

  • Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
  • Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
  • Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
  • Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
  • Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
  • Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.

Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.