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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
Cap. Flow
+$412M
Cap. Flow %
3.86%
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231

Top Buys

Rank Stock Value
1
RGA icon
Reinsurance Group of America
RGA
+$121M
2
BABA icon
Alibaba
BABA
+$73.2M
3
CARR icon
Carrier Global
CARR
+$66.3M
4
AWK icon
American Water Works
AWK
+$59.3M
5
MLM icon
Martin Marietta Materials
MLM
+$47.3M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$116M
2
AAPL icon
Apple
AAPL
+$108M
3
DIS icon
Walt Disney
DIS
+$106M
4
NVS icon
Novartis
NVS
+$64.2M
5
AMZN icon
Amazon
AMZN
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 21.2%
2 Financials 14.39%
3 Healthcare 14.21%
4 Consumer Discretionary 9.23%
5 Communication Services 7.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WSO icon
1526
Watsco Inc
WSO
$13.5B
$47K ﹤0.01%
206
-14
-6% -$3.15K
MRO
1527
DELISTED
Marathon Oil Corporation
MRO
$47K ﹤0.01%
11,554
-5,881
-34% -$31.1K
BLDR icon
1528
Builders FirstSource
BLDR
$7.73B
$46K ﹤0.01%
1,421
-207
-13% -$5.62K
GOGO icon
1529
Gogo Inc
GOGO
$463M
$46K ﹤0.01%
5,000
– –
SWCH
1530
DELISTED
Switch, Inc. Class A Common Stock
SWCH
$46K ﹤0.01%
3,000
– –
NXQ
1531
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
$46K ﹤0.01%
3,126
– –
GEL icon
1532
Genesis Energy
GEL
$1.86B
$45K ﹤0.01%
10,000
– –
THQ
1533
abrdn Healthcare Opportunities Fund
THQ
$804M
$45K ﹤0.01%
2,500
– –
TXT icon
1534
Textron
TXT
$15.3B
$45K ﹤0.01%
1,290
-3,213
-71% -$117K
FSD
1535
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$45K ﹤0.01%
3,278
+2,528
+337% +$35K
CONE
1536
DELISTED
CyrusOne Inc Common Stock
CONE
$45K ﹤0.01%
649
+82
+14% +$6.43K
BLMN icon
1537
Bloomin' Brands
BLMN
$938M
$44K ﹤0.01%
2,940
-2,871
-49% -$37.1K
MAC icon
1538
Macerich
MAC
$6.87B
$44K ﹤0.01%
6,572
-8,413
-56% -$66.1K
PNW icon
1539
Pinnacle West Capital
PNW
$12B
$44K ﹤0.01%
602
-262
-30% -$20.1K
SCHX icon
1540
Schwab US Large- Cap ETF
SCHX
$74.6B
$44K ﹤0.01%
3,342
– –
KFYP
1541
DELISTED
KraneShares CICC China Leaders 100 Index ETF
KFYP
$44K ﹤0.01%
1,500
– –
LHCG
1542
DELISTED
LHC Group LLC
LHCG
$44K ﹤0.01%
211
+143
+210% +$28.2K
SLY
1543
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$44K ﹤0.01%
+736
New +$45.6K
APPN icon
1544
Appian
APPN
$2.52B
$43K ﹤0.01%
669
+419
+168% +$22.7K
FICO icon
1545
Fair Isaac
FICO
$23.1B
$43K ﹤0.01%
102
-93
-48% -$39.5K
GF
1546
New Germany Fund
GF
$186M
$43K ﹤0.01%
+2,606
New +$43.5K
GFI icon
1547
Gold Fields
GFI
$36.5B
$43K ﹤0.01%
+3,549
New +$43.6K
PUK icon
1548
Prudential
PUK
$35.1B
$43K ﹤0.01%
1,553
+292
+23% +$8.74K
VTWG icon
1549
Vanguard Russell 2000 Growth ETF
VTWG
$1.54B
$43K ﹤0.01%
+270
New +$43K
TA
1550
DELISTED
TravelCenters of America LLC
TA
$43K ﹤0.01%
+2,234
New +$38.4K
60 61
62
63 64

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Rockefeller Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.

  • Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
  • Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
  • Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
  • Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
  • Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
  • Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.

Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.