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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+0.03%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.37B
AUM Growth
+$200M
Cap. Flow
+$264M
Cap. Flow %
3.58%
Top 10 Hldgs %
27.96%
Holding
2,031
New
387
Increased
724
Reduced
431
Closed
103

Top Buys

Rank Stock Value
1
PGR icon
Progressive
PGR
+$141M
2
CHL
China Mobile Limited
CHL
+$85.8M
3
BLK icon
Blackrock
BLK
+$40.3M
4
DE icon
Deere & Co
DE
+$28.7M
5
PAGP icon
Plains GP Holdings
PAGP
+$23.4M

Top Sells

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$169M
2
ROST icon
Ross Stores
ROST
+$86.3M
3
V icon
Visa
V
+$69.3M
4
BIIB icon
Biogen
BIIB
+$53.4M
5
CERN
Cerner Corp
CERN
+$45.6M

Sector Composition

Rank Sector Weight
1 Healthcare 16.92%
2 Financials 14.94%
3 Communication Services 12.57%
4 Technology 11.57%
5 Industrials 9.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NKTR icon
1526
Nektar Therapeutics
NKTR
$2.47B
$7K ﹤0.01%
+27
New +$9.9K
OTEX icon
1527
Open Text
OTEX
$6.22B
$7K ﹤0.01%
+177
New +$7.22K
PBR.A icon
1528
Petrobras Class A
PBR.A
$105B
$7K ﹤0.01%
512
+320
+167% +$4.27K
PCH
1529
DELISTED
PotlatchDeltic
PCH
$7K ﹤0.01%
163
– –
PINC
1530
DELISTED
Premier
PINC
$7K ﹤0.01%
244
– –
PSMT icon
1531
Pricesmart
PSMT
$5.76B
$7K ﹤0.01%
100
+54
+117% +$3.27K
RDFN
1532
DELISTED
Redfin
RDFN
$7K ﹤0.01%
400
– –
SFNC icon
1533
Simmons First National
SFNC
$3.47B
$7K ﹤0.01%
285
– –
SKT icon
1534
Tanger
SKT
$4.66B
$7K ﹤0.01%
456
– –
SPIP icon
1535
State Street SPDR Portfolio TIPS ETF
SPIP
$1B
$7K ﹤0.01%
+236
New +$6.72K
TNL icon
1536
Travel + Leisure Co
TNL
$4.77B
$7K ﹤0.01%
162
-39
-19% -$1.74K
VNDA icon
1537
Vanda Pharmaceuticals
VNDA
$306M
$7K ﹤0.01%
535
-35
-6% -$488
VNQI icon
1538
Vanguard Global ex-US Real Estate ETF
VNQI
$3.53B
$7K ﹤0.01%
125
– –
VSS icon
1539
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.7B
$7K ﹤0.01%
+71
New +$7.28K
WAFD icon
1540
WaFd
WAFD
$2.79B
$7K ﹤0.01%
191
– –
WH icon
1541
Wyndham Hotels & Resorts
WH
$5.65B
$7K ﹤0.01%
129
-31
-19% -$1.7K
WPP icon
1542
WPP
WPP
$4.45B
$7K ﹤0.01%
108
+72
+200% +$4.31K
WWD icon
1543
Woodward
WWD
$22B
$7K ﹤0.01%
+65
New +$7.14K
FLG
1544
Flagstar Bank National Association
FLG
$5.96B
$7K ﹤0.01%
+182
New +$6.27K
SDC
1545
DELISTED
SmileDirectClub, Inc. Class A Common Stock
SDC
$7K ﹤0.01%
+500
New +$8.34K
FOE
1546
DELISTED
Ferro Corporation
FOE
$7K ﹤0.01%
571
-39
-6% -$494
SC
1547
DELISTED
SANTANDER CONSUMER USA HOLDINGS INC
SC
$7K ﹤0.01%
+292
New +$7.61K
USCR
1548
DELISTED
U S Concrete, Inc.
USCR
$7K ﹤0.01%
129
-8
-6% -$374
LOGM
1549
DELISTED
LogMein, Inc.
LOGM
$7K ﹤0.01%
95
-8
-8% -$573
GWR
1550
DELISTED
Genesee & Wyoming Inc.
GWR
$7K ﹤0.01%
+64
New +$7.04K
60 61
62
63 64

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Rockefeller Capital Management's Q3 2019 Portfolio in Review

As of Q3 2019, Rockefeller Capital Management held 2,031 positions worth $7.37B, up 2.8% from $7.17B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Rockefeller Capital Management deployed $264M of net new capital in Q3 2019, opening 387 new positions and adding to 724 existing holdings. Its largest new stake was Altabancorp: 343,236 shares worth $1.61M.

By sector, the portfolio is most concentrated in Healthcare at 17% of assets, down from 19% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was JPMorgan Chase, an estimated $169M trimmed.

  • Rockefeller Capital Management's largest Q3 2019 buy was Altabancorp: 343,236 shares worth $1.61M.
  • Rockefeller Capital Management added most to Progressive in Q3 2019, an estimated $141M increase.
  • Rockefeller Capital Management's biggest Q3 2019 reduction was JPMorgan Chase, cutting an estimated $169M.
  • Rockefeller Capital Management fully exited Red Hat Inc in Q3 2019, selling an estimated $1.56M.
  • Rockefeller Capital Management's ten largest holdings make up 28% of its $7.37B portfolio in Q3 2019.
  • Rockefeller Capital Management opened 387 new positions and closed 103 in Q3 2019.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $7.37B.

Based on Rockefeller Capital Management's 13F filing for Q3 2019, filed 12 Nov 2019.