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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.61%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$37.2B
AUM Growth
+$1.97B
Cap. Flow
-$16.7M
Cap. Flow %
-0.04%
Top 10 Hldgs %
22.34%
Holding
1,705
New
83
Increased
665
Reduced
811
Closed
97

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$142M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$80.9M
3
VT icon
Vanguard Total World Stock ETF
VT
+$62.6M
4
RMOP
Rockefeller Opportunistic Municipal Bond ETF
RMOP
+$61.6M
5
AZO icon
AutoZone
AZO
+$53.7M

Top Sells

Rank Stock Value
1
DFS
Discover Financial Services
DFS
+$166M
2
ORCL icon
Oracle
ORCL
+$152M
3
META icon
Meta Platforms (Facebook)
META
+$112M
4
LLY icon
Eli Lilly
LLY
+$42.7M
5
MLI icon
Mueller Industries
MLI
+$37.1M

Sector Composition

Rank Sector Weight
1 Technology 19.99%
2 Financials 10.33%
3 Healthcare 8.45%
4 Industrials 6.7%
5 Consumer Discretionary 6.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFLD icon
1501
AAM Low Duration Preferred and Income Securities ETF
PFLD
$408M
$394K ﹤0.01%
18,625
-138
-0.7% -$2.91K
DFNL icon
1502
Davis Select Financial ETF
DFNL
$491M
$394K ﹤0.01%
10,653
+567
+6% +$20K
QQQJ icon
1503
Invesco NASDAQ Next Gen 100 ETF
QQQJ
$1.18B
$392K ﹤0.01%
12,892
– –
AIO
1504
Virtus Artificial Intelligence & Technology Opportunities Fund
AIO
$903M
$391K ﹤0.01%
+17,813
New +$377K
MEI icon
1505
Methode Electronics
MEI
$592M
$384K ﹤0.01%
32,111
– –
VTRS icon
1506
Viatris
VTRS
$18.9B
$384K ﹤0.01%
33,043
+3,269
+11% +$37.7K
GPK icon
1507
Graphic Packaging
GPK
$3.58B
$383K ﹤0.01%
12,952
-270
-2% -$7.68K
EIPI
1508
FT Energy Income Partners Enhanced Income ETF
EIPI
$1.08B
$380K ﹤0.01%
19,625
-2,647
-12% -$50.4K
ORI icon
1509
Old Republic International
ORI
$10.4B
$378K ﹤0.01%
+10,678
New +$361K
BSCP
1510
DELISTED
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
$377K ﹤0.01%
18,269
-2,124
-10% -$43.7K
BWA icon
1511
BorgWarner
BWA
$13.9B
$376K ﹤0.01%
10,357
-3,394
-25% -$112K
CWH icon
1512
Camping World
CWH
$653M
$373K ﹤0.01%
15,409
-2,333
-13% -$50.2K
SMID icon
1513
Smith-Midland
SMID
$152M
$369K ﹤0.01%
11,048
-33,972
-75% -$1.09M
PPBI
1514
DELISTED
Pacific Premier Bancorp
PPBI
$367K ﹤0.01%
14,605
-998
-6% -$24.9K
PSCJ icon
1515
Pacer Swan SOS Conservative July ETF
PSCJ
$42M
$367K ﹤0.01%
14,000
– –
AAL icon
1516
American Airlines Group
AAL
$10.6B
$366K ﹤0.01%
32,515
-7,380
-18% -$78.1K
TWO
1517
Two Harbors Investment
TWO
$1.27B
$365K ﹤0.01%
26,299
-148
-0.6% -$2.02K
MUE
1518
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
$363K ﹤0.01%
33,982
+10,303
+44% +$108K
CNQ icon
1519
Canadian Natural Resources
CNQ
$93.8B
$361K ﹤0.01%
10,611
-1,805
-15% -$62.8K
CRF
1520
Cornerstone Total Return Fund
CRF
$1.17B
$358K ﹤0.01%
45,181
+8,094
+22% +$61.7K
YJUN icon
1521
FT Vest International Equity Buffer ETF June
YJUN
$145M
$350K ﹤0.01%
+15,276
New +$342K
EVV
1522
Eaton Vance Limited Duration Income Fund
EVV
$1.07B
$349K ﹤0.01%
33,188
-400
-1% -$4.02K
GHI icon
1523
Greystone Housing Impact Investors LP
GHI
$135M
$348K ﹤0.01%
24,799
-9,630
-28% -$136K
PMF
1524
DELISTED
PIMCO Municipal Income Fund
PMF
$347K ﹤0.01%
33,635
+448
+1% +$4.25K
SPBO icon
1525
State Street SPDR Portfolio Corporate Bond ETF
SPBO
$2.1B
$345K ﹤0.01%
11,491
-41
-0.4% -$1.21K
59 60
61
62 63

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NAMI
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Rockefeller Capital Management's Q3 2024 Portfolio in Review

As of Q3 2024, Rockefeller Capital Management held 1,705 positions worth $37.2B, up 5.6% from $35.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management's Q3 2024 filing shows 83 new, 665 increased, 811 reduced and 97 closed positions. Its largest new stake was Rockefeller Opportunistic Municipal Bond ETF: 2,412,931 shares worth $62.5M. The largest sale was Discover Financial Services, an estimated $166M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

  • Rockefeller Capital Management's largest Q3 2024 buy was Rockefeller Opportunistic Municipal Bond ETF: 2,412,931 shares worth $62.5M.
  • Rockefeller Capital Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2024, an estimated $142M increase.
  • Rockefeller Capital Management's biggest Q3 2024 reduction was Discover Financial Services, cutting an estimated $166M.
  • Rockefeller Capital Management fully exited Atkore in Q3 2024, selling an estimated $32.1M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $37.2B portfolio in Q3 2024.
  • Rockefeller Capital Management opened 83 new positions and closed 97 in Q3 2024.
  • Rockefeller Capital Management's portfolio value rose 5.6% quarter-over-quarter to $37.2B.

Based on Rockefeller Capital Management's 13F filing for Q3 2024, filed 14 Nov 2024.