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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+10.52%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$34.3B
AUM Growth
+$4.33B
Cap. Flow
+$1.6B
Cap. Flow %
4.66%
Top 10 Hldgs %
20.81%
Holding
1,745
New
213
Increased
906
Reduced
495
Closed
86

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$98.2M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60M
3
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$51M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$41.1M
5
BOXX icon
Alpha Architect 1-3 Month Box ETF
BOXX
+$37M

Top Sells

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$53.7M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$44.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$40.7M
4
NVDA icon
NVIDIA
NVDA
+$39.2M
5
KBWB icon
Invesco KBW Bank ETF
KBWB
+$37.4M

Sector Composition

Rank Sector Weight
1 Technology 19.7%
2 Financials 11.21%
3 Healthcare 8.91%
4 Consumer Discretionary 6.49%
5 Industrials 6.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HMC icon
1501
Honda
HMC
$41.3B
$454K ﹤0.01%
12,194
+1,870
+18% +$64.3K
FIP icon
1502
FTAI Infrastructure
FIP
$505M
$453K ﹤0.01%
72,094
– –
QQQJ icon
1503
Invesco NASDAQ Next Gen 100 ETF
QQQJ
$1.18B
$452K ﹤0.01%
15,651
+3,381
+28% +$93K
ACES icon
1504
ALPS Clean Energy ETF
ACES
$124M
$449K ﹤0.01%
15,135
+2,500
+20% +$75.4K
NWSA icon
1505
News Corp Class A
NWSA
$15.4B
$447K ﹤0.01%
17,091
-1,607
-9% -$40.8K
MFM
1506
Aberdeen Municipal Income Fund
MFM
$224M
$446K ﹤0.01%
83,084
+26,405
+47% +$139K
QDEC icon
1507
FT Vest Growth-100 Buffer ETF December
QDEC
$700M
$443K ﹤0.01%
17,833
+3,733
+26% +$90.7K
DJUL icon
1508
FT Vest US Equity Deep Buffer ETF July
DJUL
$451M
$443K ﹤0.01%
11,450
– –
SDIV icon
1509
Global X SuperDividend ETF
SDIV
$1.21B
$442K ﹤0.01%
20,434
+586
+3% +$12.6K
PUK icon
1510
Prudential
PUK
$35.2B
$441K ﹤0.01%
+22,895
New +$473K
GOF icon
1511
Guggenheim Strategic Opportunities Fund
GOF
$2.26B
$441K ﹤0.01%
30,804
-2,005
-6% -$27.8K
BHR
1512
Braemar Hotels & Resorts
BHR
$142M
$433K ﹤0.01%
216,462
+61,257
+39% +$135K
LAB icon
1513
Standard BioTools
LAB
$314M
$433K ﹤0.01%
159,666
+29,023
+22% +$70.1K
LBTYK icon
1514
Liberty Global Class C
LBTYK
$3.49B
$432K ﹤0.01%
24,475
+2,242
+10% +$43.1K
DSM
1515
BNY Mellon Strategic Municipal Bond Fund
DSM
$293M
$427K ﹤0.01%
72,893
+461
+0.6% +$2.65K
CARY icon
1516
Angel Oak Income ETF
CARY
$1.39B
$425K ﹤0.01%
20,673
-15,699
-43% -$322K
OLPX
1517
DELISTED
Olaplex Holdings
OLPX
$423K ﹤0.01%
+220,483
New +$460K
BAB icon
1518
Invesco Taxable Municipal Bond ETF
BAB
$1.02B
$421K ﹤0.01%
15,851
+1,133
+8% +$30.1K
MVT
1519
DELISTED
BlackRock MuniVest Fund II
MVT
$421K ﹤0.01%
38,564
+330
+0.9% +$3.56K
NCV
1520
Virtus Convertible & Income Fund
NCV
$390M
$413K ﹤0.01%
30,890
+831
+3% +$10.9K
BCX icon
1521
BlackRock Resources & Commodities Strategy Trust
BCX
$923M
$413K ﹤0.01%
45,440
-39,307
-46% -$340K
WTAI icon
1522
WisdomTree Artificial Intelligence and Innovation Fund
WTAI
$661M
$412K ﹤0.01%
19,817
-2,504
-11% -$51.7K
KRP icon
1523
Kimbell Royalty Partners
KRP
$1.48B
$410K ﹤0.01%
26,443
+190
+0.7% +$2.89K
UPST icon
1524
Upstart Holdings
UPST
$3.03B
$408K ﹤0.01%
15,189
-3,171
-17% -$93.8K
BFZ
1525
DELISTED
BlackRock CA Municipal Income Trust
BFZ
$405K ﹤0.01%
34,279
-33,213
-49% -$391K
59 60
61
62 63

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Rockefeller Capital Management's Q1 2024 Portfolio in Review

As of Q1 2024, Rockefeller Capital Management held 1,745 positions worth $34.3B, up 14% from $29.9B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Rockefeller Capital Management deployed $1.6B of net new capital in Q1 2024, opening 213 new positions and adding to 906 existing holdings. Its largest new stake was Alpha Architect 1-3 Month Box ETF: 350,000 shares worth $37.3M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Amgen, an estimated $53.7M trimmed.

  • Rockefeller Capital Management's largest Q1 2024 buy was Alpha Architect 1-3 Month Box ETF: 350,000 shares worth $37.3M.
  • Rockefeller Capital Management added most to Vanguard S&P 500 ETF in Q1 2024, an estimated $98.2M increase.
  • Rockefeller Capital Management's biggest Q1 2024 reduction was Amgen, cutting an estimated $53.7M.
  • Rockefeller Capital Management fully exited Chemours in Q1 2024, selling an estimated $15.8M.
  • Rockefeller Capital Management's ten largest holdings make up 21% of its $34.3B portfolio in Q1 2024.
  • Rockefeller Capital Management opened 213 new positions and closed 86 in Q1 2024.
  • Rockefeller Capital Management's portfolio value rose 14% quarter-over-quarter to $34.3B.

Based on Rockefeller Capital Management's 13F filing for Q1 2024, filed 14 May 2024.