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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+12.45%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$29.9B
AUM Growth
+$4B
Cap. Flow
+$954M
Cap. Flow %
3.19%
Top 10 Hldgs %
20.45%
Holding
1,621
New
137
Increased
811
Reduced
550
Closed
89

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$74.4M
2
ORCL icon
Oracle
ORCL
+$57.4M
3
AZO icon
AutoZone
AZO
+$40.8M
4
AAPL icon
Apple
AAPL
+$40.4M
5
TRU icon
TransUnion
TRU
+$37.8M

Top Sells

Rank Stock Value
1
IBTD
iShares iBonds Dec 2023 Term Treasury ETF
IBTD
+$66M
2
META icon
Meta Platforms (Facebook)
META
+$52.5M
3
ATVI
Activision Blizzard
ATVI
+$47.8M
4
TTE icon
TotalEnergies
TTE
+$37.7M
5
SPGI icon
S&P Global
SPGI
+$29.2M

Sector Composition

Rank Sector Weight
1 Technology 20%
2 Financials 11.4%
3 Healthcare 9.14%
4 Consumer Discretionary 6.39%
5 Industrials 6.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GRNB icon
1501
VanEck Green Bond ETF
GRNB
$185M
$241K ﹤0.01%
+10,100
New +$232K
LCID icon
1502
Lucid Motors
LCID
$2.75B
$240K ﹤0.01%
5,708
-714
-11% -$32.1K
FGD icon
1503
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.58B
$239K ﹤0.01%
10,722
+14
+0.1% +$294
IBTG icon
1504
iShares iBonds Dec 2026 Term Treasury ETF
IBTG
$2.22B
$238K ﹤0.01%
+10,423
New +$235K
GT icon
1505
Goodyear
GT
$1.94B
$238K ﹤0.01%
16,593
-2,710
-14% -$36K
QQQX icon
1506
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.48B
$236K ﹤0.01%
+10,213
New +$228K
HLMN icon
1507
Hillman Solutions
HLMN
$1.76B
$236K ﹤0.01%
25,616
+1,248
+5% +$9.52K
CHW
1508
Calamos Global Dynamic Income Fund
CHW
$541M
$234K ﹤0.01%
40,500
-16,000
-28% -$88.6K
RKLB icon
1509
Rocket Lab Corp
RKLB
$47.3B
$231K ﹤0.01%
+41,751
New +$189K
NOK icon
1510
Nokia
NOK
$52.6B
$230K ﹤0.01%
67,350
-28,605
-30% -$97.1K
CLF icon
1511
Cleveland-Cliffs
CLF
$6.98B
$230K ﹤0.01%
11,259
-1,177,661
-99% -$20.2M
LGF.B
1512
DELISTED
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
$229K ﹤0.01%
+22,506
New +$193K
HYEM icon
1513
VanEck Emerging Markets High Yield Bond ETF
HYEM
$522M
$229K ﹤0.01%
12,387
-630
-5% -$11.3K
RA
1514
Brookfield Real Assets Income Fund
RA
$706M
$228K ﹤0.01%
+17,823
New +$222K
CRPT icon
1515
First Trust SkyBridge Crypto Industry and Digital Economy ETF
CRPT
$83.2M
$227K ﹤0.01%
+23,525
New +$156K
BKN
1516
DELISTED
BlackRock Investment Quality Municipal Trust
BKN
$227K ﹤0.01%
+19,119
New +$206K
DOC
1517
DELISTED
PHYSICIANS REALTY TRUST
DOC
$227K ﹤0.01%
17,020
-7,998
-32% -$95K
GSG icon
1518
iShares S&P GSCI Commodity-Indexed Trust
GSG
$968M
$225K ﹤0.01%
11,238
– –
SDHY
1519
PGIM Short Duration High Yield Opportunities Fund
SDHY
$397M
$225K ﹤0.01%
+15,000
New +$218K
FFA
1520
First Trust Enhanced Equity Income Fund
FFA
$464M
$223K ﹤0.01%
12,191
+2
+0% +$35
SBLK icon
1521
Star Bulk Carriers
SBLK
$3.19B
$223K ﹤0.01%
10,470
-1,028
-9% -$20.3K
KD icon
1522
Kyndryl
KD
$3.09B
$222K ﹤0.01%
+10,695
New +$183K
TRIP icon
1523
TripAdvisor
TRIP
$1.21B
$217K ﹤0.01%
+10,060
New +$176K
KBWD icon
1524
Invesco KBW High Dividend Yield Financial ETF
KBWD
$419M
$214K ﹤0.01%
13,468
– –
MUFG icon
1525
Mitsubishi UFJ Financial
MUFG
$254B
$213K ﹤0.01%
+24,767
New +$209K
59 60
61
62 63

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Rockefeller Capital Management's Q4 2023 Portfolio in Review

As of Q4 2023, Rockefeller Capital Management held 1,621 positions worth $29.9B, up 15% from $25.9B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $954M of net new capital in Q4 2023, opening 137 new positions and adding to 811 existing holdings. Its largest new stake was AutoZone: 15,722 shares worth $40.7M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Meta Platforms (Facebook), an estimated $52.5M trimmed.

  • Rockefeller Capital Management's largest Q4 2023 buy was AutoZone: 15,722 shares worth $40.7M.
  • Rockefeller Capital Management added most to Vanguard S&P 500 ETF in Q4 2023, an estimated $74.4M increase.
  • Rockefeller Capital Management's biggest Q4 2023 reduction was Meta Platforms (Facebook), cutting an estimated $52.5M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2023 Term Treasury ETF in Q4 2023, selling an estimated $66M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $29.9B portfolio in Q4 2023.
  • Rockefeller Capital Management opened 137 new positions and closed 89 in Q4 2023.
  • Rockefeller Capital Management's portfolio value rose 15% quarter-over-quarter to $29.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2023, filed 14 Feb 2024.