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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-2.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$25.9B
AUM Growth
+$111M
Cap. Flow
+$958M
Cap. Flow %
3.7%
Top 10 Hldgs %
20.28%
Holding
1,881
New
76
Increased
812
Reduced
553
Closed
397

Top Buys

Rank Stock Value
1
ORCL icon
Oracle
ORCL
+$127M
2
CL icon
Colgate-Palmolive
CL
+$126M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$72.1M
4
VT icon
Vanguard Total World Stock ETF
VT
+$63.3M
5
T icon
AT&T
T
+$61M

Top Sells

Rank Stock Value
1
BMRN icon
BioMarin Pharmaceuticals
BMRN
+$33.2M
2
CARR icon
Carrier Global
CARR
+$29.6M
3
RTX icon
RTX Corp
RTX
+$28.3M
4
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$23.6M
5
ABB
ABB Ltd
ABB
+$23.5M

Sector Composition

Rank Sector Weight
1 Technology 18.9%
2 Financials 11.31%
3 Healthcare 9.56%
4 Consumer Discretionary 6.09%
5 Industrials 5.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ATNM icon
1501
Actinium Pharmaceuticals
ATNM
$25M
– –
-14,733
Closed -$109K
ATRA icon
1502
Atara Biotherapeutics
ATRA
$76.1M
– –
-2,157
Closed -$86.8K
ATRC icon
1503
AtriCure
ATRC
$2.11B
– –
-7,169
Closed -$258K
AXON
1504
Axon Enterprise
AXON
$46.4B
– –
-9,400
Closed -$1.75M
AYI icon
1505
Acuity Brands
AYI
$10.8B
– –
-5,756
Closed -$939K
BAH icon
1506
Booz Allen Hamilton
BAH
$9.15B
– –
-6,144
Closed -$686K
BALL icon
1507
Ball Corp
BALL
$16.8B
– –
-13,208
Closed -$765K
BATRK icon
1508
Atlanta Braves Holdings Series B
BATRK
$3.21B
– –
-5,017
Closed -$199K
BBCA icon
1509
JPMorgan BetaBuilders Canada ETF
BBCA
$11.2B
– –
-7,166
Closed -$439K
BBEU icon
1510
JPMorgan BetaBuilders Europe ETF
BBEU
$9.54B
– –
-8,435
Closed -$457K
BBN icon
1511
BlackRock Taxable Municipal Bond Trust
BBN
$986M
– –
-10,681
Closed -$177K
BEN icon
1512
Franklin Resources
BEN
$17.2B
– –
-5,350
Closed -$143K
BGB
1513
Blackstone Strategic Credit 2027 Term Fund
BGB
$503M
– –
-25,010
Closed -$273K
BGH
1514
Barings Global Short Duration High Yield Fund
BGH
$287M
– –
-7,800
Closed -$102K
BGT icon
1515
BlackRock Floating Rate Income Trust
BGT
$325M
– –
-16,200
Closed -$189K
BIIB icon
1516
Biogen
BIIB
$30.7B
– –
-8,019
Closed -$2.28M
BJ icon
1517
BJs Wholesale Club
BJ
$12.3B
– –
-8,410
Closed -$530K
BKN
1518
DELISTED
BlackRock Investment Quality Municipal Trust
BKN
– –
-18,617
Closed -$217K
BL icon
1519
BlackLine
BL
$1.72B
– –
-10,148
Closed -$546K
BLV icon
1520
Vanguard Long-Term Bond ETF
BLV
$5.75B
– –
-7,434
Closed -$557K
BLW icon
1521
BlackRock Limited Duration Income Trust
BLW
$493M
– –
-19,492
Closed -$251K
BMBL icon
1522
Bumble
BMBL
$369M
– –
-8,266
Closed -$139K
BMO icon
1523
Bank of Montreal
BMO
$127B
– –
-5,153
Closed -$465K
BOX icon
1524
Box
BOX
$4.6B
– –
-7,461
Closed -$219K
BRO icon
1525
Brown & Brown
BRO
$23.9B
– –
-5,209
Closed -$359K
59 60
61
62 63

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Rockefeller Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, Rockefeller Capital Management held 1,881 positions worth $25.9B, up 0.43% from $25.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $958M of net new capital in Q3 2023, opening 76 new positions and adding to 812 existing holdings. Its largest new stake was Noble Corp: 279,429 shares worth $14.2M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was BioMarin Pharmaceuticals, an estimated $33.2M trimmed.

  • Rockefeller Capital Management's largest Q3 2023 buy was Noble Corp: 279,429 shares worth $14.2M.
  • Rockefeller Capital Management added most to Oracle in Q3 2023, an estimated $127M increase.
  • Rockefeller Capital Management's biggest Q3 2023 reduction was BioMarin Pharmaceuticals, cutting an estimated $33.2M.
  • Rockefeller Capital Management fully exited ABB Ltd in Q3 2023, selling an estimated $23.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $25.9B portfolio in Q3 2023.
  • Rockefeller Capital Management opened 76 new positions and closed 397 in Q3 2023.
  • Rockefeller Capital Management's portfolio value rose 0.43% quarter-over-quarter to $25.9B.

Based on Rockefeller Capital Management's 13F filing for Q3 2023, filed 14 Nov 2023.