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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
Cap. Flow
+$1.55B
Cap. Flow %
8.12%
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180

Top Buys

Rank Stock Value
1
ELAN icon
Elanco Animal Health
ELAN
+$89.1M
2
WEX icon
WEX
WEX
+$78.4M
3
BLK icon
Blackrock
BLK
+$73.2M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$71.9M
5
OMF icon
OneMain Financial
OMF
+$45.3M

Top Sells

Rank Stock Value
1
REGN icon
Regeneron Pharmaceuticals
REGN
+$63.6M
2
NBIX icon
Neurocrine Biosciences
NBIX
+$56.6M
3
AEM icon
Agnico Eagle Mines
AEM
+$55.1M
4
DFS
Discover Financial Services
DFS
+$36M
5
ORBC
ORBCOMM, Inc.
ORBC
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 14.65%
3 Healthcare 12.11%
4 Consumer Discretionary 7.54%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLIM.U
1501
DELISTED
Climate Real Impact Solutions II Acquisition Corporation Units, each consisting of one share of Class A common stock, and one-fifth of one redeemable warrant
CLIM.U
$259K ﹤0.01%
26,100
-29,730
-53% -$296K
ALLO icon
1502
Allogene Therapeutics
ALLO
$694M
$257K ﹤0.01%
+10,000
New +$237K
VTIQ
1503
DELISTED
VectoIQ Acquisition Corp. II Class A Common Stock
VTIQ
$257K ﹤0.01%
+26,500
New +$258K
IIM icon
1504
Invesco Value Municipal Income Trust
IIM
$598M
$256K ﹤0.01%
15,706
+153
+1% +$2.58K
RPV icon
1505
Invesco S&P 500 Pure Value ETF
RPV
$1.68B
$254K ﹤0.01%
3,354
+3,037
+958% +$231K
MGP
1506
DELISTED
MGM Growth Properties LLC Class A common shares representing limited liability company interests
MGP
$252K ﹤0.01%
6,594
+4,159
+171% +$163K
PML
1507
PIMCO Municipal Income Fund II
PML
$493M
$251K ﹤0.01%
17,072
+7,049
+70% +$106K
VOYA icon
1508
Voya Financial
VOYA
$9.19B
$251K ﹤0.01%
4,089
+36
+0.9% +$2.29K
LEN icon
1509
Lennar Class A
LEN
$21.2B
$250K ﹤0.01%
2,758
-3,168
-53% -$314K
BBY icon
1510
Best Buy
BBY
$17.3B
$249K ﹤0.01%
2,368
+403
+21% +$45.3K
FGD icon
1511
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.59B
$249K ﹤0.01%
10,000
– –
SYSB
1512
iShares Systematic Bond ETF
SYSB
$1.17B
$249K ﹤0.01%
2,489
+12
+0.5% +$1.21K
MRCC
1513
DELISTED
Monroe Capital Corp
MRCC
$249K ﹤0.01%
24,006
-971
-4% -$10.5K
SPHD icon
1514
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.38B
$245K ﹤0.01%
5,807
+30
+0.5% +$1.31K
SNCE
1515
DELISTED
Science 37 Holdings, Inc. Common Stock
SNCE
$245K ﹤0.01%
1,250
-225
-15% -$44.9K
FLJP icon
1516
Franklin FTSE Japan ETF
FLJP
$4.08B
$243K ﹤0.01%
7,875
+1,971
+33% +$60K
GBTG icon
1517
American Express Global Business Travel
GBTG
$4.94B
$241K ﹤0.01%
+24,792
New +$242K
LAMR icon
1518
Lamar Advertising Co
LAMR
$16.3B
$240K ﹤0.01%
2,125
+1,133
+114% +$124K
ROBT icon
1519
First Trust Nasdaq Artificial Intelligence and Robotics ETF
ROBT
$774M
$239K ﹤0.01%
4,461
-92
-2% -$5.02K
SMG icon
1520
ScottsMiracle-Gro
SMG
$3.66B
$238K ﹤0.01%
1,635
+983
+151% +$161K
DAPP icon
1521
VanEck Digital Transformation ETF
DAPP
$230M
$237K ﹤0.01%
+10,416
New +$265K
PKO
1522
DELISTED
Pimco Income Opportunity Fund
PKO
$236K ﹤0.01%
9,650
+825
+9% +$21.5K
CSM icon
1523
ProShares Large Cap Core Plus
CSM
$534M
$235K ﹤0.01%
+4,702
New +$240K
DEM icon
1524
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.98B
$235K ﹤0.01%
5,401
+659
+14% +$29.6K
REXR icon
1525
Rexford Industrial Realty
REXR
$8.19B
$235K ﹤0.01%
4,150
+1,017
+32% +$61.4K
59 60
61
62 63

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Rockefeller Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.

  • Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
  • Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
  • Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
  • Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
  • Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
  • Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.

Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.