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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+7.55%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$17.8B
AUM Growth
+$2.97B
Cap. Flow
+$1.92B
Cap. Flow %
10.82%
Top 10 Hldgs %
20.72%
Holding
3,755
New
435
Increased
1,757
Reduced
754
Closed
214

Top Buys

Rank Stock Value
1
COHR icon
Coherent
COHR
+$66.3M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$61.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$56M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$41.3M
5
WTW icon
Willis Towers Watson
WTW
+$38.3M

Top Sells

Rank Stock Value
1
AFL icon
Aflac
AFL
+$122M
2
CERN
Cerner Corp
CERN
+$79.8M
3
MSFT icon
Microsoft
MSFT
+$76.7M
4
AEM icon
Agnico Eagle Mines
AEM
+$60.1M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$47.2M

Sector Composition

Rank Sector Weight
1 Technology 20.15%
2 Financials 14.33%
3 Healthcare 12.64%
4 Consumer Discretionary 8.27%
5 Industrials 6.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OCSL icon
1501
Oaktree Specialty Lending
OCSL
$1.14B
$204K ﹤0.01%
10,181
+2,010
+25% +$40.3K
DBC icon
1502
Invesco DB Commodity Index Tracking Fund
DBC
$1.66B
$202K ﹤0.01%
10,500
+6,500
+163% +$119K
HRL icon
1503
Hormel Foods
HRL
$13.9B
$202K ﹤0.01%
4,271
+3,055
+251% +$145K
BFAM icon
1504
Bright Horizons
BFAM
$3.87B
$201K ﹤0.01%
1,370
+1,192
+670% +$178K
TRU icon
1505
TransUnion
TRU
$15.3B
$201K ﹤0.01%
1,839
-10
-0.5% -$1.04K
APSG.U
1506
DELISTED
Apollo Strategic Growth Capital Units, each consisting of one Class A Ordinary Share and one-third W
APSG.U
$201K ﹤0.01%
19,900
+12,800
+180% +$131K
FIW icon
1507
First Trust Water ETF
FIW
$1.94B
$200K ﹤0.01%
2,400
-215
-8% -$17.7K
FNX icon
1508
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.4B
$200K ﹤0.01%
2,002
+3
+0.2% +$294
EVR icon
1509
Evercore
EVR
$11.9B
$199K ﹤0.01%
1,419
+854
+151% +$119K
MFIC icon
1510
MidCap Financial Investment
MFIC
$792M
$199K ﹤0.01%
14,650
– –
MLPA icon
1511
Global X MLP ETF
MLPA
$2.27B
$198K ﹤0.01%
5,124
+9
+0.2% +$331
NYF icon
1512
iShares New York Muni Bond ETF
NYF
$1.4B
$198K ﹤0.01%
3,405
+1,470
+76% +$85.6K
VCLT icon
1513
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.86B
$198K ﹤0.01%
1,852
-671
-27% -$69.4K
CEY
1514
DELISTED
VictoryShares Emerging Market High Div Volatility Wtd ETF
CEY
$198K ﹤0.01%
8,089
+432
+6% +$10.5K
PVH icon
1515
PVH
PVH
$3.98B
$197K ﹤0.01%
1,833
-90
-5% -$9.88K
TKR icon
1516
Timken Company
TKR
$8.97B
$197K ﹤0.01%
2,454
+2,047
+503% +$173K
WRK
1517
DELISTED
WestRock Company
WRK
$197K ﹤0.01%
3,714
-11
-0.3% -$616
CELL
1518
DELISTED
PhenomeX Inc. Common Stock
CELL
$196K ﹤0.01%
4,401
+1,421
+48% +$65.9K
CRWS icon
1519
Crown Crafts
CRWS
$32M
$195K ﹤0.01%
26,300
– –
NRK icon
1520
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$907M
$195K ﹤0.01%
13,758
-3,892
-22% -$54.1K
TDS icon
1521
Telephone and Data Systems
TDS
$3.9B
$195K ﹤0.01%
8,634
-394
-4% -$9.6K
FACA.U
1522
DELISTED
Figure Acquisition Corp. I Units, each consisting of one share of Class A common stock and one-fourth of one redeemable warrant
FACA.U
$194K ﹤0.01%
18,779
+4,029
+27% +$41.6K
AI icon
1523
C3.ai
AI
$1.56B
$193K ﹤0.01%
3,087
+2,387
+341% +$148K
UHAL icon
1524
U-Haul Holding Co
UHAL
$14.6B
$193K ﹤0.01%
3,290
– –
LVS icon
1525
Las Vegas Sands
LVS
$29.3B
$192K ﹤0.01%
3,657
-2,653
-42% -$153K
59 60
61
62 63

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Rockefeller Capital Management's Q2 2021 Portfolio in Review

As of Q2 2021, Rockefeller Capital Management held 3,755 positions worth $17.8B, up 20% from $14.8B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Rockefeller Capital Management deployed $1.92B of net new capital in Q2 2021, opening 435 new positions and adding to 1,757 existing holdings. Its largest new stake was Mueller Industries: 1,424,220 shares worth $15.4M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Aflac, an estimated $122M trimmed.

  • Rockefeller Capital Management's largest Q2 2021 buy was Mueller Industries: 1,424,220 shares worth $15.4M.
  • Rockefeller Capital Management added most to Coherent in Q2 2021, an estimated $66.3M increase.
  • Rockefeller Capital Management's biggest Q2 2021 reduction was Aflac, cutting an estimated $122M.
  • Rockefeller Capital Management fully exited NIC Inc in Q2 2021, selling an estimated $30.3M.
  • Rockefeller Capital Management's ten largest holdings make up 21% of its $17.8B portfolio in Q2 2021.
  • Rockefeller Capital Management opened 435 new positions and closed 214 in Q2 2021.
  • Rockefeller Capital Management's portfolio value rose 20% quarter-over-quarter to $17.8B.

Based on Rockefeller Capital Management's 13F filing for Q2 2021, filed 10 Aug 2021.