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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
Cap. Flow
+$412M
Cap. Flow %
3.86%
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231

Top Buys

Rank Stock Value
1
RGA icon
Reinsurance Group of America
RGA
+$121M
2
BABA icon
Alibaba
BABA
+$73.2M
3
CARR icon
Carrier Global
CARR
+$66.3M
4
AWK icon
American Water Works
AWK
+$59.3M
5
MLM icon
Martin Marietta Materials
MLM
+$47.3M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$116M
2
AAPL icon
Apple
AAPL
+$108M
3
DIS icon
Walt Disney
DIS
+$106M
4
NVS icon
Novartis
NVS
+$64.2M
5
AMZN icon
Amazon
AMZN
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 21.2%
2 Financials 14.39%
3 Healthcare 14.21%
4 Consumer Discretionary 9.23%
5 Communication Services 7.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ABR icon
1501
Arbor Realty Trust
ABR
$978M
$50K ﹤0.01%
+4,400
New +$46.1K
ECOR icon
1502
electroCore
ECOR
$73.7M
$50K ﹤0.01%
1,949
– –
JETS icon
1503
US Global Jets ETF
JETS
$829M
$50K ﹤0.01%
3,000
+2,000
+200% +$34K
LNT icon
1504
Alliant Energy
LNT
$17.8B
$50K ﹤0.01%
987
+831
+533% +$43.4K
MORT icon
1505
VanEck Mortgage REIT Income ETF
MORT
$369M
$50K ﹤0.01%
3,600
– –
RQI icon
1506
Cohen & Steers Quality Income Realty Fund
RQI
$1.68B
$50K ﹤0.01%
4,525
+3,025
+202% +$33.5K
UNIT
1507
Uniti Group
UNIT
$2.28B
$50K ﹤0.01%
4,800
+4,755
+10,567% +$46.1K
WKHS icon
1508
Workhorse Group
WKHS
$35.4M
$50K ﹤0.01%
+1
New +$57.2K
EFX icon
1509
Equifax
EFX
$21.3B
$49K ﹤0.01%
316
-88
-22% -$14.4K
HSIC icon
1510
Henry Schein
HSIC
$9.81B
$49K ﹤0.01%
836
+808
+2,886% +$51.8K
IVOG icon
1511
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
$1.72B
$49K ﹤0.01%
664
+42
+7% +$3.1K
VRP icon
1512
Invesco Variable Rate Preferred ETF
VRP
$3.02B
$49K ﹤0.01%
+2,000
New +$49K
BPMP
1513
DELISTED
BP Midstream Partners LP Common Units representing Limited Partner Interests
BPMP
$49K ﹤0.01%
5,000
– –
BSJK
1514
DELISTED
Invesco BulletShares 2020 High Yield Corporate Bond ETF
BSJK
$49K ﹤0.01%
2,114
– –
COO icon
1515
Cooper Companies
COO
$14.8B
$48K ﹤0.01%
576
+76
+15% +$5.83K
HXL icon
1516
Hexcel
HXL
$7.82B
$48K ﹤0.01%
1,438
-16
-1% -$645
IAGG icon
1517
iShares Core International Aggregate Bond Fund
IAGG
$11.4B
$48K ﹤0.01%
877
-1
-0.1% -$56
IXN icon
1518
iShares Global Tech ETF
IXN
$9.21B
$48K ﹤0.01%
1,104
+234
+27% +$9.95K
MAG
1519
DELISTED
MAG Silver
MAG
$48K ﹤0.01%
3,000
– –
TREX icon
1520
Trex
TREX
$4.88B
$48K ﹤0.01%
684
+26
+4% +$1.8K
EFL
1521
DELISTED
Eaton Vance Floating-Rate 2022 Target Term Trust Common Shares of Beneficial Interest
EFL
$48K ﹤0.01%
5,532
+31
+0.6% +$264
ARNA
1522
DELISTED
Arena Pharmaceuticals Inc
ARNA
$48K ﹤0.01%
650
– –
RAMP icon
1523
LiveRamp
RAMP
$2.3B
$47K ﹤0.01%
924
+859
+1,322% +$42.9K
TAK icon
1524
Takeda Pharmaceutical
TAK
$56B
$47K ﹤0.01%
2,683
+624
+30% +$11.4K
VLUE icon
1525
iShares MSCI USA Value Factor ETF
VLUE
$9.47B
$47K ﹤0.01%
638
-194
-23% -$14.4K
59 60
61
62 63

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Rockefeller Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.

  • Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
  • Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
  • Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
  • Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
  • Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
  • Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.

Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.