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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-16.05%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.62B
AUM Growth
-$398M
Cap. Flow
+$1.41B
Cap. Flow %
18.48%
Top 10 Hldgs %
28.87%
Holding
2,570
New
480
Increased
996
Reduced
533
Closed
143

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$276M
2
VZ icon
Verizon
VZ
+$238M
3
GSK icon
GSK
GSK
+$162M
4
WTW icon
Willis Towers Watson
WTW
+$146M
5
DIS icon
Walt Disney
DIS
+$122M

Top Sells

Rank Stock Value
1
LUV icon
Southwest Airlines
LUV
+$166M
2
RCL icon
Royal Caribbean
RCL
+$140M
3
CVS icon
CVS Health
CVS
+$94M
4
RGA icon
Reinsurance Group of America
RGA
+$90M
5
CMA
Comerica
CMA
+$83.4M

Sector Composition

Rank Sector Weight
1 Technology 17.47%
2 Healthcare 17.24%
3 Communication Services 13.96%
4 Financials 13.7%
5 Consumer Discretionary 6.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PST icon
1501
ProShares Trust UltraShort Lehman 7-10 Year Treasury
PST
$10.5M
$21K ﹤0.01%
1,375
– –
QAI icon
1502
NYLI Hedge Multi-Strategy Tracker ETF
QAI
$1.02B
$21K ﹤0.01%
+724
New +$21.8K
RNR icon
1503
RenaissanceRe
RNR
$13.4B
$21K ﹤0.01%
139
-12,761
-99% -$2.27M
SMTC icon
1504
Semtech
SMTC
$13B
$21K ﹤0.01%
+570
New +$25.8K
TEAM icon
1505
Atlassian
TEAM
$37.8B
$21K ﹤0.01%
152
-498
-77% -$69.6K
YARW
1506
Yarrow Bioscience, Inc. Common Stock
YARW
$111M
$21K ﹤0.01%
2
– –
WDIV icon
1507
State Street SPDR S&P Global Dividend ETF
WDIV
$281M
$21K ﹤0.01%
+439
New +$28.2K
NM
1508
DELISTED
Navios Maritime Holdings Inc.
NM
$21K ﹤0.01%
9,270
– –
TWNK
1509
DELISTED
Hostess Brands, Inc. Class A Common Stock
TWNK
$21K ﹤0.01%
1,961
+1,000
+104% +$12.7K
FIHD
1510
DELISTED
UBS AG FI Enhanced Global High Yield ETN
FIHD
$21K ﹤0.01%
185
– –
STOR
1511
DELISTED
STORE Capital Corporation
STOR
$21K ﹤0.01%
1,184
– –
Y
1512
DELISTED
Alleghany Corp
Y
$21K ﹤0.01%
37
+20
+118% +$14.4K
BYND icon
1513
Beyond Meat
BYND
$277M
$20K ﹤0.01%
295
+50
+20% +$4.85K
GUNR icon
1514
FlexShares Global Upstream Natural Resources Index Fund
GUNR
$6.97B
$20K ﹤0.01%
872
-769
-47% -$22.2K
LEG icon
1515
Leggett & Platt
LEG
$1.31B
$20K ﹤0.01%
748
+77
+11% +$3.21K
PAVM icon
1516
PAVmed
PAVM
$33.9M
$20K ﹤0.01%
+22
New +$18K
PINC
1517
DELISTED
Premier
PINC
$20K ﹤0.01%
+604
New +$19.7K
SR icon
1518
Spire
SR
$4.85B
$20K ﹤0.01%
+275
New +$22K
STRA icon
1519
Strategic Education
STRA
$1.92B
$20K ﹤0.01%
+141
New +$21.5K
UA icon
1520
Under Armour Class C
UA
$2.53B
$20K ﹤0.01%
2,520
+4
+0.2% +$57
LSXMA
1521
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
$20K ﹤0.01%
893
-174
-16% -$5.5K
SIEN
1522
DELISTED
Sientra, Inc.
SIEN
$20K ﹤0.01%
+1,000
New +$52.2K
MLNX
1523
DELISTED
Mellanox Technologies, Ltd.
MLNX
$20K ﹤0.01%
+166
New +$19.5K
BIT icon
1524
BlackRock Multi-Sector Income Trust
BIT
$702M
$19K ﹤0.01%
1,535
+1,135
+284% +$17.2K
CF icon
1525
CF Industries
CF
$17.3B
$19K ﹤0.01%
700
-779
-53% -$28.9K
59 60
61
62 63

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Rockefeller Capital Management's Q1 2020 Portfolio in Review

As of Q1 2020, Rockefeller Capital Management held 2,570 positions worth $7.62B, down 5% from $8.02B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Rockefeller Capital Management deployed $1.41B of net new capital in Q1 2020, opening 480 new positions and adding to 996 existing holdings. Its largest new stake was Agnico Eagle Mines: 1,493,773 shares worth $59.4M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 12% a quarter earlier, followed by Healthcare and Communication Services.

On the sell side, the largest reduction was Southwest Airlines, an estimated $166M trimmed.

  • Rockefeller Capital Management's largest Q1 2020 buy was Agnico Eagle Mines: 1,493,773 shares worth $59.4M.
  • Rockefeller Capital Management added most to Apple in Q1 2020, an estimated $276M increase.
  • Rockefeller Capital Management's biggest Q1 2020 reduction was Southwest Airlines, cutting an estimated $166M.
  • Rockefeller Capital Management fully exited Norwegian Cruise Line in Q1 2020, selling an estimated $9.43M.
  • Rockefeller Capital Management's ten largest holdings make up 29% of its $7.62B portfolio in Q1 2020.
  • Rockefeller Capital Management opened 480 new positions and closed 143 in Q1 2020.
  • Rockefeller Capital Management's portfolio value fell 5% quarter-over-quarter to $7.62B.

Based on Rockefeller Capital Management's 13F filing for Q1 2020, filed 12 May 2020.