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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+0.03%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.37B
AUM Growth
+$200M
Cap. Flow
+$264M
Cap. Flow %
3.58%
Top 10 Hldgs %
27.96%
Holding
2,031
New
387
Increased
724
Reduced
431
Closed
103

Top Buys

Rank Stock Value
1
PGR icon
Progressive
PGR
+$141M
2
CHL
China Mobile Limited
CHL
+$85.8M
3
BLK icon
Blackrock
BLK
+$40.3M
4
DE icon
Deere & Co
DE
+$28.7M
5
PAGP icon
Plains GP Holdings
PAGP
+$23.4M

Top Sells

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$169M
2
ROST icon
Ross Stores
ROST
+$86.3M
3
V icon
Visa
V
+$69.3M
4
BIIB icon
Biogen
BIIB
+$53.4M
5
CERN
Cerner Corp
CERN
+$45.6M

Sector Composition

Rank Sector Weight
1 Healthcare 16.92%
2 Financials 14.94%
3 Communication Services 12.57%
4 Technology 11.57%
5 Industrials 9.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GRUB
1501
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
$8K ﹤0.01%
75
-3
-4% -$398
WDR
1502
DELISTED
Waddell & Reed Financial, Inc.
WDR
$8K ﹤0.01%
467
+100
+27% +$1.68K
PS
1503
DELISTED
Pluralsight, Inc. Class A Common Stock
PS
$8K ﹤0.01%
500
– –
QEP
1504
DELISTED
QEP RESOURCES, INC.
QEP
$8K ﹤0.01%
+2,250
New +$10.7K
WTRU
1505
DELISTED
Essential Utilities, Inc.6.00% Tangible Equity Units
WTRU
$8K ﹤0.01%
+127
New +$7.43K
MFGP
1506
DELISTED
Micro Focus International plc. American Depositary Shares, each representing One Ordinary Share
MFGP
$8K ﹤0.01%
579
-286
-33% -$5.32K
AAWW
1507
DELISTED
Atlas Air Worldwide Holdings, Inc.
AAWW
$8K ﹤0.01%
336
+96
+40% +$3.13K
ALE
1508
DELISTED
Allete
ALE
$7K ﹤0.01%
75
-272
-78% -$23.4K
ALRM icon
1509
Alarm.com
ALRM
$2.76B
$7K ﹤0.01%
151
– –
BF.B icon
1510
Brown-Forman Class B
BF.B
$13.1B
$7K ﹤0.01%
112
+19
+20% +$1.11K
BIT icon
1511
BlackRock Multi-Sector Income Trust
BIT
$698M
$7K ﹤0.01%
400
-850
-68% -$14.6K
BZH icon
1512
Beazer Homes USA
BZH
$910M
$7K ﹤0.01%
+500
New +$6.02K
CAKE icon
1513
Cheesecake Factory
CAKE
$5.26B
$7K ﹤0.01%
164
– –
CHWY icon
1514
Chewy
CHWY
$9.87B
$7K ﹤0.01%
300
– –
CUZ icon
1515
Cousins Properties
CUZ
$5.09B
$7K ﹤0.01%
+197
New +$7.03K
DBJP icon
1516
Xtrackers MSCI Japan Hedged Equity ETF
DBJP
$689M
$7K ﹤0.01%
+171
New +$6.53K
EMN icon
1517
Eastman Chemical
EMN
$8.45B
$7K ﹤0.01%
91
-269
-75% -$19.3K
FXA icon
1518
Invesco CurrencyShares Australian Dollar Trust
FXA
$97.6M
$7K ﹤0.01%
+100
New +$6.85K
GDOT icon
1519
Green Dot
GDOT
$748M
$7K ﹤0.01%
+275
New +$10.2K
B
1520
Barrick Mining
B
$64B
$7K ﹤0.01%
376
– –
HCM icon
1521
HUTCHMED
HCM
$2.01B
$7K ﹤0.01%
400
– –
HI
1522
DELISTED
Hillenbrand
HI
$7K ﹤0.01%
219
-13
-6% -$412
HY icon
1523
Hyster-Yale Materials Handling
HY
$629M
$7K ﹤0.01%
128
– –
KAI icon
1524
Kadant
KAI
$3.95B
$7K ﹤0.01%
76
– –
KXI icon
1525
iShares Global Consumer Staples ETF
KXI
$1.06B
$7K ﹤0.01%
+132
New +$7.12K
59 60
61
62 63

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Rockefeller Capital Management's Q3 2019 Portfolio in Review

As of Q3 2019, Rockefeller Capital Management held 2,031 positions worth $7.37B, up 2.8% from $7.17B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Rockefeller Capital Management deployed $264M of net new capital in Q3 2019, opening 387 new positions and adding to 724 existing holdings. Its largest new stake was Altabancorp: 343,236 shares worth $1.61M.

By sector, the portfolio is most concentrated in Healthcare at 17% of assets, down from 19% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was JPMorgan Chase, an estimated $169M trimmed.

  • Rockefeller Capital Management's largest Q3 2019 buy was Altabancorp: 343,236 shares worth $1.61M.
  • Rockefeller Capital Management added most to Progressive in Q3 2019, an estimated $141M increase.
  • Rockefeller Capital Management's biggest Q3 2019 reduction was JPMorgan Chase, cutting an estimated $169M.
  • Rockefeller Capital Management fully exited Red Hat Inc in Q3 2019, selling an estimated $1.56M.
  • Rockefeller Capital Management's ten largest holdings make up 28% of its $7.37B portfolio in Q3 2019.
  • Rockefeller Capital Management opened 387 new positions and closed 103 in Q3 2019.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $7.37B.

Based on Rockefeller Capital Management's 13F filing for Q3 2019, filed 12 Nov 2019.