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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.61%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$37.2B
AUM Growth
+$1.97B
Cap. Flow
-$16.7M
Cap. Flow %
-0.04%
Top 10 Hldgs %
22.34%
Holding
1,705
New
83
Increased
665
Reduced
811
Closed
97

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$142M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$80.9M
3
VT icon
Vanguard Total World Stock ETF
VT
+$62.6M
4
RMOP
Rockefeller Opportunistic Municipal Bond ETF
RMOP
+$61.6M
5
AZO icon
AutoZone
AZO
+$53.7M

Top Sells

Rank Stock Value
1
DFS
Discover Financial Services
DFS
+$166M
2
ORCL icon
Oracle
ORCL
+$152M
3
META icon
Meta Platforms (Facebook)
META
+$112M
4
LLY icon
Eli Lilly
LLY
+$42.7M
5
MLI icon
Mueller Industries
MLI
+$37.1M

Sector Composition

Rank Sector Weight
1 Technology 19.99%
2 Financials 10.33%
3 Healthcare 8.45%
4 Industrials 6.7%
5 Consumer Discretionary 6.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTXN icon
1476
First Trust Nasdaq Oil & Gas ETF
FTXN
$154M
$418K ﹤0.01%
14,443
-77
-0.5% -$2.31K
FBMS
1477
DELISTED
The First Bancshares, Inc.
FBMS
$418K ﹤0.01%
12,997
+101
+0.8% +$3.13K
FLEX icon
1478
Flex
FLEX
$44.8B
$416K ﹤0.01%
12,443
-10,060
-45% -$309K
LCID icon
1479
Lucid Motors
LCID
$2.77B
$416K ﹤0.01%
11,776
+3,576
+44% +$125K
CARY icon
1480
Angel Oak Income ETF
CARY
$1.39B
$414K ﹤0.01%
19,549
-324
-2% -$6.8K
RMM
1481
RiverNorth Managed Duration Municipal Income Fund
RMM
$290M
$410K ﹤0.01%
25,534
+57
+0.2% +$885
INVH icon
1482
Invitation Homes
INVH
$18B
$410K ﹤0.01%
11,620
-1,033
-8% -$37K
SMIG icon
1483
Bahl & Gaynor Small/Mid Cap Income Growth ETF
SMIG
$1.51B
$410K ﹤0.01%
+14,003
New +$392K
FALN icon
1484
iShares Fallen Angels USD Bond ETF
FALN
$1.6B
$409K ﹤0.01%
14,973
-4,835
-24% -$130K
SDHY
1485
PGIM Short Duration High Yield Opportunities Fund
SDHY
$401M
$408K ﹤0.01%
24,420
-30
-0.1% -$476
SIRI icon
1486
SiriusXM
SIRI
$10.1B
$408K ﹤0.01%
17,261
+4,051
+31% +$126K
PFFA icon
1487
Virtus InfraCap US Preferred Stock ETF
PFFA
$2.49B
$408K ﹤0.01%
+17,863
New +$390K
HPF
1488
John Hancock Preferred Income Fund II
HPF
$345M
$407K ﹤0.01%
21,835
-5,050
-19% -$86.2K
AY
1489
DELISTED
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
$407K ﹤0.01%
18,515
-129,837
-88% -$2.86M
QCLN icon
1490
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$629M
$406K ﹤0.01%
11,297
-2,254
-17% -$79K
IOVA icon
1491
Iovance Biotherapeutics
IOVA
$2.87B
$405K ﹤0.01%
43,151
+239
+0.6% +$2.26K
KDP icon
1492
Keurig Dr Pepper
KDP
$40.8B
$405K ﹤0.01%
10,870
-13,572
-56% -$477K
WTRG icon
1493
Essential Utilities
WTRG
$11.4B
$402K ﹤0.01%
10,411
-413
-4% -$16.2K
DBL
1494
DoubleLine Opportunistic Credit Fund
DBL
$280M
$401K ﹤0.01%
25,338
+4,588
+22% +$72.2K
PZC
1495
DELISTED
PIMCO California Municipal Income Fund III
PZC
$398K ﹤0.01%
53,105
+638
+1% +$4.67K
GMAB icon
1496
Genmab
GMAB
$19.5B
$397K ﹤0.01%
16,174
-871
-5% -$23.3K
VLY icon
1497
Valley National Bancorp
VLY
$8.04B
$397K ﹤0.01%
43,824
+226
+0.5% +$1.84K
UBS icon
1498
UBS Group
UBS
$176B
$397K ﹤0.01%
12,833
-5,821
-31% -$175K
TXG icon
1499
10x Genomics
TXG
$6.61B
$395K ﹤0.01%
17,504
+4,746
+37% +$98.1K
OLPX
1500
DELISTED
Olaplex Holdings
OLPX
$395K ﹤0.01%
+168,441
New +$342K
58 59
60
61 62

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Rockefeller Capital Management's Q3 2024 Portfolio in Review

As of Q3 2024, Rockefeller Capital Management held 1,705 positions worth $37.2B, up 5.6% from $35.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management's Q3 2024 filing shows 83 new, 665 increased, 811 reduced and 97 closed positions. Its largest new stake was Rockefeller Opportunistic Municipal Bond ETF: 2,412,931 shares worth $62.5M. The largest sale was Discover Financial Services, an estimated $166M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

  • Rockefeller Capital Management's largest Q3 2024 buy was Rockefeller Opportunistic Municipal Bond ETF: 2,412,931 shares worth $62.5M.
  • Rockefeller Capital Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2024, an estimated $142M increase.
  • Rockefeller Capital Management's biggest Q3 2024 reduction was Discover Financial Services, cutting an estimated $166M.
  • Rockefeller Capital Management fully exited Atkore in Q3 2024, selling an estimated $32.1M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $37.2B portfolio in Q3 2024.
  • Rockefeller Capital Management opened 83 new positions and closed 97 in Q3 2024.
  • Rockefeller Capital Management's portfolio value rose 5.6% quarter-over-quarter to $37.2B.

Based on Rockefeller Capital Management's 13F filing for Q3 2024, filed 14 Nov 2024.