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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+10.52%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$34.3B
AUM Growth
+$4.33B
Cap. Flow
+$1.6B
Cap. Flow %
4.66%
Top 10 Hldgs %
20.81%
Holding
1,745
New
213
Increased
906
Reduced
495
Closed
86

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$98.2M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60M
3
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$51M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$41.1M
5
BOXX icon
Alpha Architect 1-3 Month Box ETF
BOXX
+$37M

Top Sells

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$53.7M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$44.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$40.7M
4
NVDA icon
NVIDIA
NVDA
+$39.2M
5
KBWB icon
Invesco KBW Bank ETF
KBWB
+$37.4M

Sector Composition

Rank Sector Weight
1 Technology 19.7%
2 Financials 11.21%
3 Healthcare 8.91%
4 Consumer Discretionary 6.49%
5 Industrials 6.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DT icon
1476
Dynatrace
DT
$14.2B
$485K ﹤0.01%
+10,447
New +$544K
HYLB icon
1477
Xtrackers USD High Yield Corporate Bond ETF
HYLB
$3.48B
$482K ﹤0.01%
13,484
-1,396
-9% -$49.5K
KIM icon
1478
Kimco Realty
KIM
$16.4B
$481K ﹤0.01%
24,514
+1,852
+8% +$36.8K
STEM icon
1479
Stem
STEM
$52.7M
$480K ﹤0.01%
10,956
-31,503
-74% -$1.75M
JD icon
1480
JD.com
JD
$44.5B
$480K ﹤0.01%
+17,507
New +$429K
CEF icon
1481
Sprott Physical Gold and Silver Trust
CEF
$8.06B
$479K ﹤0.01%
23,530
-300
-1% -$5.7K
NBH
1482
Neuberger Municipal Fund Inc
NBH
$304M
$478K ﹤0.01%
45,682
-2,425
-5% -$25.1K
WSBC icon
1483
WesBanco
WSBC
$4B
$478K ﹤0.01%
+16,044
New +$469K
IDLV icon
1484
Invesco S&P International Developed Low Volatility ETF
IDLV
$348M
$478K ﹤0.01%
17,021
-341
-2% -$9.52K
CLSK icon
1485
CleanSpark
CLSK
$3.16B
$477K ﹤0.01%
+22,500
New +$313K
X
1486
DELISTED
US Steel
X
$476K ﹤0.01%
11,682
+192
+2% +$8.79K
FCPI icon
1487
Fidelity Stocks for Inflation ETF
FCPI
$283M
$476K ﹤0.01%
12,078
-235
-2% -$8.7K
EWZ icon
1488
iShares MSCI Brazil ETF
EWZ
$8.95B
$475K ﹤0.01%
14,642
– –
CGBD icon
1489
Carlyle Secured Lending
CGBD
$758M
$474K ﹤0.01%
29,113
+2,096
+8% +$32.8K
CPNG icon
1490
Coupang
CPNG
$29.2B
$472K ﹤0.01%
26,554
+2,056
+8% +$33.6K
MMD
1491
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$282M
$471K ﹤0.01%
28,827
+818
+3% +$13.4K
DTEC icon
1492
ALPS Disruptive Technologies ETF
DTEC
$75.7M
$471K ﹤0.01%
11,153
– –
EFAS icon
1493
Global X MSCI SuperDividend EAFE ETF
EFAS
$53.1M
$469K ﹤0.01%
32,000
– –
BWA icon
1494
BorgWarner
BWA
$13.9B
$461K ﹤0.01%
+13,275
New +$434K
POR icon
1495
Portland General Electric
POR
$5.77B
$460K ﹤0.01%
10,957
-1,279
-10% -$52.7K
ALLY icon
1496
Ally Financial
ALLY
$13.3B
$460K ﹤0.01%
11,329
-1,967
-15% -$71.8K
XRX icon
1497
Xerox
XRX
$425M
$459K ﹤0.01%
25,665
+712
+3% +$12.5K
MHD icon
1498
BlackRock MuniHoldings Fund
MHD
$606M
$457K ﹤0.01%
37,817
+107
+0.3% +$1.28K
ETO
1499
Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
ETO
$520M
$455K ﹤0.01%
18,223
– –
JHEM icon
1500
John Hancock Multifactor Emerging Markets ETF
JHEM
$1.02B
$454K ﹤0.01%
17,526
+373
+2% +$9.39K
58 59
60
61 62

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Rockefeller Capital Management's Q1 2024 Portfolio in Review

As of Q1 2024, Rockefeller Capital Management held 1,745 positions worth $34.3B, up 14% from $29.9B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Rockefeller Capital Management deployed $1.6B of net new capital in Q1 2024, opening 213 new positions and adding to 906 existing holdings. Its largest new stake was Alpha Architect 1-3 Month Box ETF: 350,000 shares worth $37.3M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Amgen, an estimated $53.7M trimmed.

  • Rockefeller Capital Management's largest Q1 2024 buy was Alpha Architect 1-3 Month Box ETF: 350,000 shares worth $37.3M.
  • Rockefeller Capital Management added most to Vanguard S&P 500 ETF in Q1 2024, an estimated $98.2M increase.
  • Rockefeller Capital Management's biggest Q1 2024 reduction was Amgen, cutting an estimated $53.7M.
  • Rockefeller Capital Management fully exited Chemours in Q1 2024, selling an estimated $15.8M.
  • Rockefeller Capital Management's ten largest holdings make up 21% of its $34.3B portfolio in Q1 2024.
  • Rockefeller Capital Management opened 213 new positions and closed 86 in Q1 2024.
  • Rockefeller Capital Management's portfolio value rose 14% quarter-over-quarter to $34.3B.

Based on Rockefeller Capital Management's 13F filing for Q1 2024, filed 14 May 2024.