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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+12.45%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$29.9B
AUM Growth
+$4B
Cap. Flow
+$954M
Cap. Flow %
3.19%
Top 10 Hldgs %
20.45%
Holding
1,621
New
137
Increased
811
Reduced
550
Closed
89

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$74.4M
2
ORCL icon
Oracle
ORCL
+$57.4M
3
AZO icon
AutoZone
AZO
+$40.8M
4
AAPL icon
Apple
AAPL
+$40.4M
5
TRU icon
TransUnion
TRU
+$37.8M

Top Sells

Rank Stock Value
1
IBTD
iShares iBonds Dec 2023 Term Treasury ETF
IBTD
+$66M
2
META icon
Meta Platforms (Facebook)
META
+$52.5M
3
ATVI
Activision Blizzard
ATVI
+$47.8M
4
TTE icon
TotalEnergies
TTE
+$37.7M
5
SPGI icon
S&P Global
SPGI
+$29.2M

Sector Composition

Rank Sector Weight
1 Technology 20%
2 Financials 11.4%
3 Healthcare 9.14%
4 Consumer Discretionary 6.39%
5 Industrials 6.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SJNK icon
1476
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.75B
$277K ﹤0.01%
11,027
+1,012
+10% +$24.8K
EVV
1477
Eaton Vance Limited Duration Income Fund
EVV
$1.07B
$276K ﹤0.01%
28,838
-2,800
-9% -$25.5K
LGOV icon
1478
First Trust Long Duration Opportunities ETF
LGOV
$620M
$273K ﹤0.01%
+12,346
New +$255K
PWZ icon
1479
Invesco California AMT-Free Municipal Bond ETF
PWZ
$1.16B
$271K ﹤0.01%
+10,862
New +$259K
PXH icon
1480
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.95B
$271K ﹤0.01%
+14,168
New +$256K
CPRX
1481
DELISTED
Catalyst Pharmaceutical
CPRX
$270K ﹤0.01%
+16,062
New +$220K
JETS icon
1482
US Global Jets ETF
JETS
$803M
$267K ﹤0.01%
14,042
-600
-4% -$10.1K
EDD
1483
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$386M
$266K ﹤0.01%
57,017
+124
+0.2% +$564
UPWK icon
1484
Upwork
UPWK
$1.16B
$266K ﹤0.01%
+17,862
New +$230K
AVK
1485
Advent Convertible and Income Fund
AVK
$560M
$265K ﹤0.01%
23,935
-5,756
-19% -$57.7K
PID icon
1486
Invesco International Dividend Achievers ETF
PID
$917M
$265K ﹤0.01%
14,361
+229
+2% +$3.92K
OXLC
1487
Oxford Lane Capital
OXLC
$894M
$262K ﹤0.01%
10,611
+161
+2% +$3.97K
SITC icon
1488
SITE Centers
SITC
$164M
$259K ﹤0.01%
24,380
+32
+0.1% +$319
AGD
1489
abrdn Global Dynamic Dividend Fund
AGD
$318M
$259K ﹤0.01%
27,757
-5,000
-15% -$44.4K
FEI
1490
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$259K ﹤0.01%
+30,197
New +$252K
MUE
1491
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
$258K ﹤0.01%
25,738
+358
+1% +$3.36K
GEN icon
1492
Gen Digital
GEN
$16.8B
$253K ﹤0.01%
+11,072
New +$219K
THQ
1493
abrdn Healthcare Opportunities Fund
THQ
$786M
$252K ﹤0.01%
13,922
+1,440
+12% +$24.4K
OCSL icon
1494
Oaktree Specialty Lending
OCSL
$1.12B
$248K ﹤0.01%
12,149
-9,314
-43% -$184K
CRGY icon
1495
Crescent Energy
CRGY
$3.74B
$248K ﹤0.01%
18,742
+400
+2% +$4.71K
MYI icon
1496
BlackRock MuniYield Quality Fund III
MYI
$716M
$247K ﹤0.01%
21,192
-3,606
-15% -$37.4K
UAA icon
1497
Under Armour
UAA
$2.73B
$247K ﹤0.01%
+28,044
New +$216K
BSCW icon
1498
Invesco BulletShares 2032 Corporate Bond ETF
BSCW
$1.5B
$246K ﹤0.01%
11,900
– –
SBSW icon
1499
Sibanye-Stillwater
SBSW
$7B
$245K ﹤0.01%
45,073
+800
+2% +$4.14K
CODI icon
1500
Compass Diversified
CODI
$810M
$244K ﹤0.01%
10,888
-447
-4% -$8.76K
58 59
60
61 62

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Rockefeller Capital Management's Q4 2023 Portfolio in Review

As of Q4 2023, Rockefeller Capital Management held 1,621 positions worth $29.9B, up 15% from $25.9B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $954M of net new capital in Q4 2023, opening 137 new positions and adding to 811 existing holdings. Its largest new stake was AutoZone: 15,722 shares worth $40.7M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Meta Platforms (Facebook), an estimated $52.5M trimmed.

  • Rockefeller Capital Management's largest Q4 2023 buy was AutoZone: 15,722 shares worth $40.7M.
  • Rockefeller Capital Management added most to Vanguard S&P 500 ETF in Q4 2023, an estimated $74.4M increase.
  • Rockefeller Capital Management's biggest Q4 2023 reduction was Meta Platforms (Facebook), cutting an estimated $52.5M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2023 Term Treasury ETF in Q4 2023, selling an estimated $66M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $29.9B portfolio in Q4 2023.
  • Rockefeller Capital Management opened 137 new positions and closed 89 in Q4 2023.
  • Rockefeller Capital Management's portfolio value rose 15% quarter-over-quarter to $29.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2023, filed 14 Feb 2024.