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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-2.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$25.9B
AUM Growth
+$111M
Cap. Flow
+$958M
Cap. Flow %
3.7%
Top 10 Hldgs %
20.28%
Holding
1,881
New
76
Increased
812
Reduced
553
Closed
397

Top Buys

Rank Stock Value
1
ORCL icon
Oracle
ORCL
+$127M
2
CL icon
Colgate-Palmolive
CL
+$126M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$72.1M
4
VT icon
Vanguard Total World Stock ETF
VT
+$63.3M
5
T icon
AT&T
T
+$61M

Top Sells

Rank Stock Value
1
BMRN icon
BioMarin Pharmaceuticals
BMRN
+$33.2M
2
CARR icon
Carrier Global
CARR
+$29.6M
3
RTX icon
RTX Corp
RTX
+$28.3M
4
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$23.6M
5
ABB
ABB Ltd
ABB
+$23.5M

Sector Composition

Rank Sector Weight
1 Technology 18.9%
2 Financials 11.31%
3 Healthcare 9.56%
4 Consumer Discretionary 6.09%
5 Industrials 5.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BXMX
1476
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$209K ﹤0.01%
16,512
+2,887
+21% +$38.1K
FFC
1477
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$782M
$206K ﹤0.01%
15,899
-92
-0.6% -$1.24K
KBWD icon
1478
Invesco KBW High Dividend Yield Financial ETF
KBWD
$428M
$205K ﹤0.01%
13,468
– –
BOE icon
1479
BlackRock Enhanced Global Dividend Trust
BOE
$684M
$204K ﹤0.01%
21,677
+12
+0.1% +$119
HLMN icon
1480
Hillman Solutions
HLMN
$1.79B
$201K ﹤0.01%
24,368
+2,000
+9% +$18.2K
FCA icon
1481
First Trust China AlphaDEX Fund
FCA
$33.3M
$201K ﹤0.01%
+10,628
New +$211K
ABR icon
1482
Arbor Realty Trust
ABR
$998M
– –
-7,962
Closed -$118K
ACES icon
1483
ALPS Clean Energy ETF
ACES
$124M
– –
-9,134
Closed -$413K
ACM icon
1484
Aecom
ACM
$9.75B
– –
-5,295
Closed -$448K
AIO
1485
Virtus Artificial Intelligence & Technology Opportunities Fund
AIO
$903M
– –
-5,794
Closed -$107K
AJG icon
1486
Arthur J. Gallagher & Co
AJG
$63.6B
– –
-8,968
Closed -$1.97M
AL
1487
DELISTED
Air Lease Corp
AL
– –
-6,396
Closed -$268K
ALB icon
1488
Albemarle
ALB
$15.5B
– –
-5,931
Closed -$1.32M
ALKT icon
1489
Alkami Technology
ALKT
$2.11B
– –
-13,501
Closed -$137K
ALLY icon
1490
Ally Financial
ALLY
$13.3B
– –
-9,289
Closed -$251K
AMCR icon
1491
Amcor
AMCR
$22.1B
– –
-6,233
Closed -$311K
AME icon
1492
Ametek
AME
$58.2B
– –
-7,611
Closed -$1.23M
AMG icon
1493
Affiliated Managers Group
AMG
$9.76B
– –
-15,036
Closed -$2.25M
ANF icon
1494
Abercrombie & Fitch
ANF
$5B
– –
-172,800
Closed -$6.51M
ANGL icon
1495
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.06B
– –
-9,760
Closed -$271K
APP icon
1496
Applovin
APP
$116B
– –
-7,232
Closed -$186K
ARI
1497
Apollo Commercial Real Estate
ARI
$885M
– –
-22,499
Closed -$255K
ARKF icon
1498
ARK Blockchain & Fintech Innovation ETF
ARKF
$769M
– –
-3,000
Closed -$62.6K
ASO icon
1499
Academy Sports + Outdoors
ASO
$2.98B
– –
-24,884
Closed -$1.34M
ATLC icon
1500
Atlanticus Holdings
ATLC
$1.52B
– –
-5,160
Closed -$217K
58 59
60
61 62

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Rockefeller Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, Rockefeller Capital Management held 1,881 positions worth $25.9B, up 0.43% from $25.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $958M of net new capital in Q3 2023, opening 76 new positions and adding to 812 existing holdings. Its largest new stake was Noble Corp: 279,429 shares worth $14.2M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was BioMarin Pharmaceuticals, an estimated $33.2M trimmed.

  • Rockefeller Capital Management's largest Q3 2023 buy was Noble Corp: 279,429 shares worth $14.2M.
  • Rockefeller Capital Management added most to Oracle in Q3 2023, an estimated $127M increase.
  • Rockefeller Capital Management's biggest Q3 2023 reduction was BioMarin Pharmaceuticals, cutting an estimated $33.2M.
  • Rockefeller Capital Management fully exited ABB Ltd in Q3 2023, selling an estimated $23.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $25.9B portfolio in Q3 2023.
  • Rockefeller Capital Management opened 76 new positions and closed 397 in Q3 2023.
  • Rockefeller Capital Management's portfolio value rose 0.43% quarter-over-quarter to $25.9B.

Based on Rockefeller Capital Management's 13F filing for Q3 2023, filed 14 Nov 2023.