We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NAPA
1476
DELISTED
The Duckhorn Portfolio, Inc.
NAPA
$301K ﹤0.01%
18,183
-1,811
-9% -$27.8K
FLS icon
1477
Flowserve
FLS
$10.2B
$300K ﹤0.01%
9,807
+8,941
+1,032% +$261K
FUMB icon
1478
First Trust Ultra Short Duration Municipal ETF
FUMB
$248M
$300K ﹤0.01%
15,053
+5,053
+51% +$101K
DINO icon
1479
HF Sinclair
DINO
$14.5B
$299K ﹤0.01%
5,795
+634
+12% +$36.5K
MGU
1480
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
$299K ﹤0.01%
13,162
– –
IDEV icon
1481
iShares Core MSCI International Developed Markets ETF
IDEV
$32.6B
$298K ﹤0.01%
5,334
-170
-3% -$9.13K
SJM icon
1482
J.M. Smucker
SJM
$12.8B
$298K ﹤0.01%
1,890
+461
+32% +$68.7K
THRN
1483
DELISTED
Thorne Healthtech, Inc. Common Stock
THRN
$298K ﹤0.01%
82,200
– –
CEE
1484
Central and Eastern Europe Fund
CEE
$139M
$297K ﹤0.01%
36,000
– –
OIA icon
1485
Invesco Municipal Income Opportunities Trust
OIA
$292M
$296K ﹤0.01%
47,579
+3,982
+9% +$24K
OLN icon
1486
Olin
OLN
$2.12B
$295K ﹤0.01%
5,598
+810
+17% +$43K
SDHY
1487
PGIM Short Duration High Yield Opportunities Fund
SDHY
$401M
$294K ﹤0.01%
20,060
+2,510
+14% +$37.1K
WES icon
1488
Western Midstream Partners
WES
$19.3B
$294K ﹤0.01%
10,961
-16,795
-61% -$453K
EXPE icon
1489
Expedia Group
EXPE
$37.3B
$293K ﹤0.01%
3,353
-1,133
-25% -$107K
FNX icon
1490
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.41B
$291K ﹤0.01%
3,315
+13
+0.4% +$1.15K
NXST icon
1491
Nexstar Media Group
NXST
$5.97B
$291K ﹤0.01%
1,669
-15
-0.9% -$2.63K
FPX icon
1492
First Trust US Equity Opportunities ETF
FPX
$1.49B
$290K ﹤0.01%
3,690
-80
-2% -$6.69K
AVK
1493
Advent Convertible and Income Fund
AVK
$563M
$289K ﹤0.01%
27,283
+280
+1% +$3.11K
REXR icon
1494
Rexford Industrial Realty
REXR
$8.19B
$289K ﹤0.01%
5,298
+97
+2% +$5.23K
TYG
1495
Tortoise Energy Infrastructure Corp
TYG
$1.08B
$289K ﹤0.01%
9,107
+703
+8% +$22.8K
VRNS icon
1496
Varonis Systems
VRNS
$5B
$289K ﹤0.01%
12,082
-322,104
-96% -$7.36M
DGRS icon
1497
WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund
DGRS
$414M
$288K ﹤0.01%
7,171
+5,019
+233% +$203K
FALN icon
1498
iShares Fallen Angels USD Bond ETF
FALN
$1.6B
$288K ﹤0.01%
11,702
+1,460
+14% +$35.6K
PXH icon
1499
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.98B
$288K ﹤0.01%
16,355
-4,450
-21% -$75.7K
SKIN icon
1500
SkinHealth Systems
SKIN
$85.7M
$288K ﹤0.01%
31,718
-7,994
-20% -$86.3K
58 59
60
61 62

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Tudor Investment Corp
Tudor Investment Corp Stamford, Connecticut $53.9B AUM 29.12% 1-Year Est. Return

Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.