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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
Cap. Flow
+$1.55B
Cap. Flow %
8.12%
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180

Top Buys

Rank Stock Value
1
ELAN icon
Elanco Animal Health
ELAN
+$89.1M
2
WEX icon
WEX
WEX
+$78.4M
3
BLK icon
Blackrock
BLK
+$73.2M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$71.9M
5
OMF icon
OneMain Financial
OMF
+$45.3M

Top Sells

Rank Stock Value
1
REGN icon
Regeneron Pharmaceuticals
REGN
+$63.6M
2
NBIX icon
Neurocrine Biosciences
NBIX
+$56.6M
3
AEM icon
Agnico Eagle Mines
AEM
+$55.1M
4
DFS
Discover Financial Services
DFS
+$36M
5
ORBC
ORBCOMM, Inc.
ORBC
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 14.65%
3 Healthcare 12.11%
4 Consumer Discretionary 7.54%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLV
1476
Clough Global Dividend & Income Fund
GLV
$78.1M
$278K ﹤0.01%
25,145
+14,618
+139% +$168K
STM icon
1477
STMicroelectronics
STM
$50B
$278K ﹤0.01%
6,384
-1,726
-21% -$72.7K
MAS icon
1478
Masco
MAS
$15.3B
$276K ﹤0.01%
5,015
+941
+23% +$55.8K
PLTK icon
1479
Playtika
PLTK
$1.12B
$276K ﹤0.01%
10,000
– –
BLCN
1480
DELISTED
Siren ETF Trust Siren NexGen Economy ETF
BLCN
$275K ﹤0.01%
6,166
-414
-6% -$19.3K
SHAK icon
1481
Shake Shack
SHAK
$2.87B
$274K ﹤0.01%
3,500
– –
XSOE icon
1482
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
$2.09B
$274K ﹤0.01%
7,347
-203,276
-97% -$7.97M
FSK icon
1483
FS KKR Capital
FSK
$3.44B
$273K ﹤0.01%
12,428
-2,488
-17% -$54.9K
VNT icon
1484
Vontier
VNT
$4.74B
$273K ﹤0.01%
8,167
-974
-11% -$33.1K
THC icon
1485
Tenet Healthcare
THC
$21.1B
$272K ﹤0.01%
4,100
+1,400
+52% +$99.3K
FCAX.U
1486
DELISTED
Fortress Capital Acquisition Corp. Units, each consisting of one Class A ordinary share and one-fifth of one Warrant
FCAX.U
$272K ﹤0.01%
27,850
-42,400
-60% -$422K
SGOL icon
1487
abrdn Physical Gold Shares ETF
SGOL
$7.41B
$271K ﹤0.01%
16,142
+365
+2% +$6.27K
DGRS icon
1488
WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund
DGRS
$414M
$270K ﹤0.01%
6,093
+13
+0.2% +$589
MYI icon
1489
BlackRock MuniYield Quality Fund III
MYI
$721M
$270K ﹤0.01%
18,427
+7,152
+63% +$107K
NOVA
1490
DELISTED
Sunnova Energy
NOVA
$268K ﹤0.01%
8,156
+6,056
+288% +$214K
TLH icon
1491
iShares 10-20 Year Treasury Bond ETF
TLH
$10.9B
$268K ﹤0.01%
1,823
+927
+103% +$140K
GSEVU
1492
DELISTED
Gores Holdings VII, Inc. Units
GSEVU
$266K ﹤0.01%
+27,000
New +$270K
TTP
1493
DELISTED
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
$266K ﹤0.01%
11,114
+3,714
+50% +$85.9K
AVK
1494
Advent Convertible and Income Fund
AVK
$563M
$265K ﹤0.01%
15,151
+3,677
+32% +$68.4K
RPAY icon
1495
Repay Holdings
RPAY
$327M
$264K ﹤0.01%
11,467
-60
-0.5% -$1.41K
PWZ icon
1496
Invesco California AMT-Free Municipal Bond ETF
PWZ
$1.16B
$263K ﹤0.01%
9,500
– –
IBDO
1497
DELISTED
iShares iBonds Dec 2023 Term Corporate ETF
IBDO
$262K ﹤0.01%
10,089
+44
+0.4% +$1.15K
RACE icon
1498
Ferrari
RACE
$72.5B
$260K ﹤0.01%
1,247
+460
+58% +$98.7K
RWO icon
1499
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.3B
$260K ﹤0.01%
5,112
+34
+0.7% +$1.81K
NDMO icon
1500
Nuveen Dynamic Municipal Opportunities Fund
NDMO
$606M
$259K ﹤0.01%
16,200
+9,500
+142% +$161K
58 59
60
61 62

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Rockefeller Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.

  • Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
  • Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
  • Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
  • Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
  • Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
  • Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.

Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.