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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
Cap. Flow
+$412M
Cap. Flow %
3.86%
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231

Top Buys

Rank Stock Value
1
RGA icon
Reinsurance Group of America
RGA
+$121M
2
BABA icon
Alibaba
BABA
+$73.2M
3
CARR icon
Carrier Global
CARR
+$66.3M
4
AWK icon
American Water Works
AWK
+$59.3M
5
MLM icon
Martin Marietta Materials
MLM
+$47.3M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$116M
2
AAPL icon
Apple
AAPL
+$108M
3
DIS icon
Walt Disney
DIS
+$106M
4
NVS icon
Novartis
NVS
+$64.2M
5
AMZN icon
Amazon
AMZN
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 21.2%
2 Financials 14.39%
3 Healthcare 14.21%
4 Consumer Discretionary 9.23%
5 Communication Services 7.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EOD
1476
Allspring Global Dividend Opportunity Fund
EOD
$287M
$55K ﹤0.01%
13,066
– –
EVT icon
1477
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.17B
$55K ﹤0.01%
2,816
– –
NCLH icon
1478
Norwegian Cruise Line
NCLH
$8.59B
$55K ﹤0.01%
3,258
+3,190
+4,691% +$50.5K
PTC icon
1479
PTC
PTC
$16.4B
$55K ﹤0.01%
676
+653
+2,839% +$55.6K
TXMD icon
1480
TherapeuticsMD
TXMD
$24.1M
$55K ﹤0.01%
+700
New +$55.8K
SHLX
1481
DELISTED
Shell Midstream Partners, L.P.
SHLX
$55K ﹤0.01%
5,891
– –
AVNW icon
1482
Aviat Networks
AVNW
$275M
$54K ﹤0.01%
+5,000
New +$51.4K
GHYG icon
1483
iShares US & Intl High Yield Corp Bond ETF
GHYG
$199M
$54K ﹤0.01%
1,130
+74
+7% +$3.57K
GPK icon
1484
Graphic Packaging
GPK
$3.56B
$54K ﹤0.01%
3,895
-148
-4% -$2.1K
JMUB icon
1485
JPMorgan Municipal ETF
JMUB
$8.5B
$54K ﹤0.01%
1,000
– –
PCRX icon
1486
Pacira BioSciences
PCRX
$969M
$54K ﹤0.01%
904
+603
+200% +$35K
BPY
1487
DELISTED
Brookfield Property Partners L.P. Limited Partnership Units
BPY
$54K ﹤0.01%
4,512
– –
FNDX icon
1488
Schwab Fundamental US Large Company Index ETF
FNDX
$27.4B
$53K ﹤0.01%
4,122
– –
KOF icon
1489
Coca-Cola Femsa
KOF
$23.1B
$53K ﹤0.01%
1,315
-88
-6% -$3.7K
SRNE
1490
DELISTED
Sorrento Therapeutics, Inc.
SRNE
$53K ﹤0.01%
4,800
+1,500
+45% +$13.7K
BLD
1491
DELISTED
TopBuild
BLD
$52K ﹤0.01%
309
+29
+10% +$4.17K
DBC icon
1492
Invesco DB Commodity Index Tracking Fund
DBC
$1.71B
$52K ﹤0.01%
4,000
– –
GORO icon
1493
Goldgroup Mining Inc.
GORO
$184M
$52K ﹤0.01%
15,538
– –
MUE
1494
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
$52K ﹤0.01%
4,137
– –
REZI icon
1495
Resideo Technologies
REZI
$3.75B
$52K ﹤0.01%
4,784
-3,069
-39% -$38.9K
USFD icon
1496
US Foods
USFD
$23.9B
$52K ﹤0.01%
2,351
-9,902
-81% -$223K
PRTY
1497
DELISTED
Party City Holdco Inc.
PRTY
$52K ﹤0.01%
20,000
+19,907
+21,405% +$42.1K
CLF icon
1498
Cleveland-Cliffs
CLF
$7.1B
$51K ﹤0.01%
8,000
– –
CLOU icon
1499
Global X Cloud Computing ETF
CLOU
$269M
$51K ﹤0.01%
+2,175
New +$49.5K
HQH
1500
abrdn Healthcare Investors
HQH
$1.33B
$51K ﹤0.01%
2,482
+56
+2% +$1.18K
58 59
60
61 62

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Rockefeller Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.

  • Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
  • Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
  • Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
  • Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
  • Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
  • Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.

Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.