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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+0.03%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.37B
AUM Growth
+$200M
Cap. Flow
+$264M
Cap. Flow %
3.58%
Top 10 Hldgs %
27.96%
Holding
2,031
New
387
Increased
724
Reduced
431
Closed
103

Top Buys

Rank Stock Value
1
PGR icon
Progressive
PGR
+$141M
2
CHL
China Mobile Limited
CHL
+$85.8M
3
BLK icon
Blackrock
BLK
+$40.3M
4
DE icon
Deere & Co
DE
+$28.7M
5
PAGP icon
Plains GP Holdings
PAGP
+$23.4M

Top Sells

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$169M
2
ROST icon
Ross Stores
ROST
+$86.3M
3
V icon
Visa
V
+$69.3M
4
BIIB icon
Biogen
BIIB
+$53.4M
5
CERN
Cerner Corp
CERN
+$45.6M

Sector Composition

Rank Sector Weight
1 Healthcare 16.92%
2 Financials 14.94%
3 Communication Services 12.57%
4 Technology 11.57%
5 Industrials 9.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ASIX icon
1476
AdvanSix
ASIX
$546M
$8K ﹤0.01%
299
+298
+29,800% +$7.25K
CHT icon
1477
Chunghwa Telecom
CHT
$32.5B
$8K ﹤0.01%
211
– –
CUT icon
1478
Invesco MSCI Global Timber ETF
CUT
$33.7M
$8K ﹤0.01%
326
– –
EMBJ
1479
Embraer S.A. ADS
EMBJ
$12.5B
$8K ﹤0.01%
470
-13,387
-97% -$255K
FICO icon
1480
Fair Isaac
FICO
$22.6B
$8K ﹤0.01%
27
– –
GMF icon
1481
State Street SPDR S&P Emerging Asia Pacific ETF
GMF
$436M
$8K ﹤0.01%
+82
New +$7.75K
HSY icon
1482
Hershey
HSY
$36B
$8K ﹤0.01%
+49
New +$7.4K
IFN
1483
Aberdeen India Fund
IFN
$506M
$8K ﹤0.01%
395
– –
LEMB icon
1484
iShares JPMorgan EM Local Currency Bond ETF
LEMB
$720M
$8K ﹤0.01%
+176
New +$7.98K
MCO icon
1485
Moody's
MCO
$83.8B
$8K ﹤0.01%
41
– –
MIN
1486
Aberdeen Intermediate Income Fund
MIN
$275M
$8K ﹤0.01%
+2,100
New +$8.02K
MTDR icon
1487
Matador Resources
MTDR
$6.06B
$8K ﹤0.01%
473
-32
-6% -$535
NGL icon
1488
NGL Energy Partners
NGL
$1.98B
$8K ﹤0.01%
+600
New +$8.46K
OMC icon
1489
Omnicom Group
OMC
$22.4B
$8K ﹤0.01%
108
– –
ON icon
1490
ON Semiconductor
ON
$31.4B
$8K ﹤0.01%
431
– –
OZK icon
1491
Bank OZK
OZK
$5.7B
$8K ﹤0.01%
300
-1,107
-79% -$30.8K
PCRX icon
1492
Pacira BioSciences
PCRX
$1.09B
$8K ﹤0.01%
+200
New +$7.98K
PLAY icon
1493
Dave & Buster's
PLAY
$369M
$8K ﹤0.01%
209
-14
-6% -$564
TEVA icon
1494
Teva Pharmaceuticals
TEVA
$40.1B
$8K ﹤0.01%
1,149
-102
-8% -$781
TMP icon
1495
Tompkins Financial
TMP
$1.46B
$8K ﹤0.01%
94
– –
UBER icon
1496
Uber
UBER
$147B
$8K ﹤0.01%
+249
New +$9.37K
VMI icon
1497
Valmont Industries
VMI
$9.72B
$8K ﹤0.01%
60
– –
MAGN
1498
Magnera Corp
MAGN
$487M
$8K ﹤0.01%
42
– –
LGF.B
1499
DELISTED
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
$8K ﹤0.01%
944
+675
+251% +$7.25K
SJI
1500
DELISTED
South Jersey Industries, Inc.
SJI
$8K ﹤0.01%
254
+2
+0.8% +$65
58 59
60
61 62

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Rockefeller Capital Management's Q3 2019 Portfolio in Review

As of Q3 2019, Rockefeller Capital Management held 2,031 positions worth $7.37B, up 2.8% from $7.17B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Rockefeller Capital Management deployed $264M of net new capital in Q3 2019, opening 387 new positions and adding to 724 existing holdings. Its largest new stake was Altabancorp: 343,236 shares worth $1.61M.

By sector, the portfolio is most concentrated in Healthcare at 17% of assets, down from 19% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was JPMorgan Chase, an estimated $169M trimmed.

  • Rockefeller Capital Management's largest Q3 2019 buy was Altabancorp: 343,236 shares worth $1.61M.
  • Rockefeller Capital Management added most to Progressive in Q3 2019, an estimated $141M increase.
  • Rockefeller Capital Management's biggest Q3 2019 reduction was JPMorgan Chase, cutting an estimated $169M.
  • Rockefeller Capital Management fully exited Red Hat Inc in Q3 2019, selling an estimated $1.56M.
  • Rockefeller Capital Management's ten largest holdings make up 28% of its $7.37B portfolio in Q3 2019.
  • Rockefeller Capital Management opened 387 new positions and closed 103 in Q3 2019.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $7.37B.

Based on Rockefeller Capital Management's 13F filing for Q3 2019, filed 12 Nov 2019.