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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-2.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$25.9B
AUM Growth
+$111M
Cap. Flow
+$958M
Cap. Flow %
3.7%
Top 10 Hldgs %
20.28%
Holding
1,881
New
76
Increased
812
Reduced
553
Closed
397

Top Buys

Rank Stock Value
1
ORCL icon
Oracle
ORCL
+$127M
2
CL icon
Colgate-Palmolive
CL
+$126M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$72.1M
4
VT icon
Vanguard Total World Stock ETF
VT
+$63.3M
5
T icon
AT&T
T
+$61M

Top Sells

Rank Stock Value
1
BMRN icon
BioMarin Pharmaceuticals
BMRN
+$33.2M
2
CARR icon
Carrier Global
CARR
+$29.6M
3
RTX icon
RTX Corp
RTX
+$28.3M
4
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$23.6M
5
ABB
ABB Ltd
ABB
+$23.5M

Sector Composition

Rank Sector Weight
1 Technology 18.9%
2 Financials 11.31%
3 Healthcare 9.56%
4 Consumer Discretionary 6.09%
5 Industrials 5.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IRM icon
126
Iron Mountain
IRM
$36.3B
$49.7M 0.19%
835,557
-61,378
-7% -$3.75M
NKE icon
127
Nike
NKE
$62.3B
$49.2M 0.19%
514,897
+220
+0% +$22.6K
XLF icon
128
State Street Financial Select Sector SPDR ETF
XLF
$58.4B
$48.7M 0.19%
1,466,817
+63,925
+5% +$2.2M
PLD icon
129
Prologis
PLD
$130B
$48.3M 0.19%
430,061
+27,629
+7% +$3.38M
VGSH icon
130
Vanguard Short-Term Treasury ETF
VGSH
$29.2B
$47.8M 0.18%
830,524
+455,913
+122% +$26.3M
ATVI
131
DELISTED
Activision Blizzard
ATVI
$47.8M 0.18%
510,447
+116,767
+30% +$10.7M
NVO
132
Novo Nordisk
NVO
$203B
$46.9M 0.18%
515,730
+49,326
+11% +$4.35M
MLI icon
133
Mueller Industries
MLI
$15.4B
$46M 0.18%
2,450,404
+335,976
+16% +$6.65M
BMY icon
134
Bristol-Myers Squibb
BMY
$131B
$45.9M 0.18%
790,625
-157,003
-17% -$9.62M
CRWD icon
135
CrowdStrike
CRWD
$211B
$45.8M 0.18%
1,093,376
+81,024
+8% +$3.15M
MGK icon
136
Vanguard Morningstar Mega Cap Growth ETF
MGK
$33.9B
$45.7M 0.18%
1,007,775
-18,425
-2% -$869K
APD icon
137
Air Products & Chemicals
APD
$66.8B
$45.5M 0.18%
160,634
-1,389
-0.9% -$407K
UPS icon
138
United Parcel Service
UPS
$87.7B
$45.4M 0.18%
291,458
+18,906
+7% +$3.26M
INTC icon
139
Intel
INTC
$503B
$45.4M 0.18%
1,276,823
-408,210
-24% -$14.2M
PXD
140
DELISTED
Pioneer Natural Resource Co.
PXD
$43.9M 0.17%
191,264
+38,910
+26% +$8.86M
EQIX icon
141
Equinix
EQIX
$104B
$43.1M 0.17%
59,357
+2,623
+5% +$2.03M
MDT icon
142
Medtronic
MDT
$110B
$43M 0.17%
549,416
-59
-0% -$4.94K
TXN icon
143
Texas Instruments
TXN
$254B
$43M 0.17%
270,176
-814
-0.3% -$139K
JPST icon
144
JPMorgan Ultra-Short Income ETF
JPST
$40.3B
$42.9M 0.17%
855,642
-137,841
-14% -$6.91M
TSM icon
145
TSMC
TSM
$2.17T
$42.7M 0.16%
490,957
-3,709
-0.7% -$351K
ET icon
146
Energy Transfer Partners
ET
$71.2B
$42.6M 0.16%
3,036,200
+17,202
+0.6% +$228K
WEX icon
147
WEX
WEX
$6.46B
$42M 0.16%
223,259
-34,783
-13% -$6.72M
IEMG icon
148
iShares Core MSCI Emerging Markets ETF
IEMG
$155B
$41.8M 0.16%
877,391
-6,511
-0.7% -$322K
DVY icon
149
iShares Select Dividend ETF
DVY
$23.5B
$41.7M 0.16%
387,323
+53,117
+16% +$6.04M
LMT icon
150
Lockheed Martin
LMT
$135B
$40.7M 0.16%
99,592
-12,582
-11% -$5.58M
4 5
6
7 8

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Rockefeller Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, Rockefeller Capital Management held 1,881 positions worth $25.9B, up 0.43% from $25.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $958M of net new capital in Q3 2023, opening 76 new positions and adding to 812 existing holdings. Its largest new stake was Noble Corp: 279,429 shares worth $14.2M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was BioMarin Pharmaceuticals, an estimated $33.2M trimmed.

  • Rockefeller Capital Management's largest Q3 2023 buy was Noble Corp: 279,429 shares worth $14.2M.
  • Rockefeller Capital Management added most to Oracle in Q3 2023, an estimated $127M increase.
  • Rockefeller Capital Management's biggest Q3 2023 reduction was BioMarin Pharmaceuticals, cutting an estimated $33.2M.
  • Rockefeller Capital Management fully exited ABB Ltd in Q3 2023, selling an estimated $23.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $25.9B portfolio in Q3 2023.
  • Rockefeller Capital Management opened 76 new positions and closed 397 in Q3 2023.
  • Rockefeller Capital Management's portfolio value rose 0.43% quarter-over-quarter to $25.9B.

Based on Rockefeller Capital Management's 13F filing for Q3 2023, filed 14 Nov 2023.