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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
-13.79%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$5.71B
AUM Growth
-$882M
(-13%)
Cap. Flow
+$87.1M
Cap. Flow
% of AUM
1.53%
Top 10 Holdings %
Top 10 Hldgs %
29.56%
Holding
945
New
191
Increased
229
Reduced
128
Closed
35
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Amazon
AMZN
|
+$39.9M |
| 2 |
Meta Platforms (Facebook)
META
|
+$32.6M |
| 3 |
ONC
BeOne Medicines Ltd
ONC
|
+$27.1M |
| 4 |
Charter Communications
CHTR
|
+$24.8M |
| 5 |
Royal Caribbean
RCL
|
+$23.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
SHPG
Shire pic
SHPG
|
+$87M |
| 2 |
Nike
NKE
|
+$76.2M |
| 3 |
TSMC
TSM
|
+$49.6M |
| 4 |
United Airlines
UAL
|
+$32M |
| 5 |
American Water Works
AWK
|
+$30.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 21.35% |
| 2 | Financials | 17.15% |
| 3 | Communication Services | 12.3% |
| 4 | Consumer Discretionary | 11.48% |
| 5 | Technology | 9.5% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
126
Nike
NKE
$61.9B
| $5.74M | 0.1% |
77,431
-1,017,914
| -93% | -$76.2M |
|
127
Thermo Fisher Scientific
TMO
$213B
| $5.64M | 0.1% |
25,187
+4,121
| +20% | +$967K |
|
128
Qualcomm
QCOM
$155B
| $5.55M | 0.1% |
97,577
+8,440
| +9% | +$512K |
|
|
129
TSMC
TSM
$2.1T
| $5.51M | 0.1% |
149,305
-1,302,088
| -90% | -$49.6M |
|
130
Adobe
ADBE
$99.5B
| $4.99M | 0.09% |
+22,057
| New | +$5.32M |
|
131
Korea Electric Power
KEP
$15.3B
| $4.95M | 0.09% |
335,830
+36,521
| +12% | +$466K |
|
132
AbbVie
ABBV
$443B
| $4.9M | 0.09% |
53,151
+13,156
| +33% | +$1.16M |
|
133
Invesco Senior Loan ETF
BKLN
$6.97B
| $4.82M | 0.08% |
+221,052
| New | +$5.03M |
|
134
Salesforce
CRM
$151B
| $4.51M | 0.08% |
32,953
+23,523
| +249% | +$3.24M |
|
135
SPDR Gold Trust
GLD
$131B
| $4.4M | 0.08% |
36,295
| – | – |
|
136
Itaú Unibanco
ITUB
$93.2B
| $4.35M | 0.08% |
+654,403
| New | +$4.2M |
|
137
Vanguard FTSE All-World ex-US ETF
VEU
$66.6B
| $4.34M | 0.08% |
95,235
+82,856
| +669% | +$3.98M |
|
138
Aramark
ARMK
$15B
| $4.24M | 0.07% |
202,817
-9,348
| -4% | -$243K |
|
139
Broadcom
AVGO
$1.85T
| $4.06M | 0.07% |
159,620
+1,000
| +0.6% | +$23.6K |
|
140
iShares TIPS Bond ETF
TIP
$14.5B
| $4.06M | 0.07% |
37,042
+1,200
| +3% | +$131K |
|
141
Union Pacific
UNP
$174B
| $4.03M | 0.07% |
29,150
+130
| +0.4% | +$19.3K |
|
142
iShares US Financials ETF
IYF
$4.67B
| $4.02M | 0.07% |
+75,548
| New | +$4.33M |
|
143
Enterprise Products Partners
EPD
$82.3B
| $3.97M | 0.07% |
161,489
+58,767
| +57% | +$1.57M |
|
144
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.1B
| $3.83M | 0.07% |
+33,541
| New | +$4.24M |
|
145
S&P Global
SPGI
$121B
| $3.77M | 0.07% |
22,188
| – | – |
|
146
Burlington
BURL
$23.2B
| $3.69M | 0.06% |
22,691
-11,431
| -34% | -$1.85M |
|
147
Blackrock
BLK
$169B
| $3.68M | 0.06% |
9,362
+6,279
| +204% | +$2.57M |
|
148
Target
TGT
$65.6B
| $3.55M | 0.06% |
53,758
+16
| +0% | +$1.23K |
|
|
STI
149
DELISTED
SunTrust Banks, Inc.
STI
| $3.45M | 0.06% |
68,325
+68,255
| +97,507% | +$4.09M |
|
150
DuPont de Nemours
DD
$18.5B
| $3.36M | 0.06% |
24,823
+12,492
| +101% | +$1.79M |
|
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Rockefeller Capital Management's Q4 2018 Portfolio in Review
As of Q4 2018, Rockefeller Capital Management held 945 positions worth $5.71B, down 13% from $6.59B the previous quarter. Its ten largest holdings account for 30% of the portfolio.
Rockefeller Capital Management's Q4 2018 filing shows 191 new, 229 increased, 128 reduced and 35 closed positions. Its largest new stake was iShares US Regional Banks ETF: 503,053 shares worth $20M. The largest sale was Shire pic, an estimated $87M.
By sector, the portfolio is most concentrated in Healthcare at 21% of assets, down from 22% a quarter earlier, followed by Financials and Communication Services.
- Rockefeller Capital Management's largest Q4 2018 buy was iShares US Regional Banks ETF: 503,053 shares worth $20M.
- Rockefeller Capital Management added most to Amazon in Q4 2018, an estimated $39.9M increase.
- Rockefeller Capital Management's biggest Q4 2018 reduction was Shire pic, cutting an estimated $87M.
- Rockefeller Capital Management fully exited Express Scripts Holding Company in Q4 2018, selling an estimated $1.9M.
- Rockefeller Capital Management's ten largest holdings make up 30% of its $5.71B portfolio in Q4 2018.
- Rockefeller Capital Management opened 191 new positions and closed 35 in Q4 2018.
- Rockefeller Capital Management's portfolio value fell 13% quarter-over-quarter to $5.71B.
Based on Rockefeller Capital Management's 13F filing for Q4 2018, filed 12 Feb 2019.