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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.61%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$37.2B
AUM Growth
+$1.97B
Cap. Flow
-$16.7M
Cap. Flow %
-0.04%
Top 10 Hldgs %
22.34%
Holding
1,705
New
83
Increased
665
Reduced
811
Closed
97

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$142M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$80.9M
3
VT icon
Vanguard Total World Stock ETF
VT
+$62.6M
4
RMOP
Rockefeller Opportunistic Municipal Bond ETF
RMOP
+$61.6M
5
AZO icon
AutoZone
AZO
+$53.7M

Top Sells

Rank Stock Value
1
DFS
Discover Financial Services
DFS
+$166M
2
ORCL icon
Oracle
ORCL
+$152M
3
META icon
Meta Platforms (Facebook)
META
+$112M
4
LLY icon
Eli Lilly
LLY
+$42.7M
5
MLI icon
Mueller Industries
MLI
+$37.1M

Sector Composition

Rank Sector Weight
1 Technology 19.99%
2 Financials 10.33%
3 Healthcare 8.45%
4 Industrials 6.7%
5 Consumer Discretionary 6.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DSM
1451
BNY Mellon Strategic Municipal Bond Fund
DSM
$293M
$463K ﹤0.01%
74,255
+442
+0.6% +$2.68K
IYZ icon
1452
iShares US Telecommunications ETF
IYZ
$1.23B
$455K ﹤0.01%
18,028
-2,093
-10% -$48.2K
NWSA icon
1453
News Corp Class A
NWSA
$15.4B
$455K ﹤0.01%
17,079
-282
-2% -$7.66K
CEF icon
1454
Sprott Physical Gold and Silver Trust
CEF
$8.06B
$453K ﹤0.01%
18,500
-1,181
-6% -$27.3K
PAUG icon
1455
Innovator US Equity Power Buffer ETF August
PAUG
$936M
$451K ﹤0.01%
+11,921
New +$440K
MMD
1456
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$282M
$451K ﹤0.01%
26,752
-1,198
-4% -$20K
FFIN icon
1457
First Financial Bankshares
FFIN
$4.97B
$449K ﹤0.01%
12,121
-5,123
-30% -$181K
MVT
1458
DELISTED
BlackRock MuniVest Fund II
MVT
$447K ﹤0.01%
39,207
+1,182
+3% +$13.2K
BGY icon
1459
BlackRock Enhanced International Dividend Trust
BGY
$529M
$446K ﹤0.01%
76,926
-7,012
-8% -$39.5K
MNR icon
1460
Mach Natural Resources
MNR
$2.16B
$442K ﹤0.01%
27,610
– –
PFN
1461
PIMCO Income Strategy Fund II
PFN
$703M
$440K ﹤0.01%
+57,719
New +$421K
BXMX
1462
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$440K ﹤0.01%
32,038
-3,579
-10% -$47.8K
OIA icon
1463
Invesco Municipal Income Opportunities Trust
OIA
$292M
$439K ﹤0.01%
64,063
+10,217
+19% +$66.5K
RXRX icon
1464
Recursion Pharmaceuticals
RXRX
$1.73B
$439K ﹤0.01%
+66,639
New +$478K
BAB icon
1465
Invesco Taxable Municipal Bond ETF
BAB
$1.01B
$437K ﹤0.01%
15,840
+7
+0% +$191
DBC icon
1466
Invesco DB Commodity Index Tracking Fund
DBC
$1.66B
$435K ﹤0.01%
19,531
+6,735
+53% +$150K
BNL icon
1467
Broadstone Net Lease
BNL
$4.02B
$435K ﹤0.01%
22,934
-42
-0.2% -$743
RGNX icon
1468
Regenxbio
RGNX
$708M
$430K ﹤0.01%
40,972
+17
+0% +$207
HMC icon
1469
Honda
HMC
$41.3B
$429K ﹤0.01%
13,509
-1,310
-9% -$41.6K
OPCH icon
1470
Option Care Health
OPCH
$3.56B
$428K ﹤0.01%
13,669
+73
+0.5% +$2.24K
MRO
1471
DELISTED
Marathon Oil Corporation
MRO
$424K ﹤0.01%
15,871
-1,879
-11% -$52K
DNOV icon
1472
FT Vest US Equity Deep Buffer ETF November
DNOV
$401M
$423K ﹤0.01%
10,032
-580
-5% -$24.2K
FTGC icon
1473
First Trust Global Tactical Commodity Strategy Fund
FTGC
$3.02B
$423K ﹤0.01%
17,845
-19,647
-52% -$456K
VNO icon
1474
Vornado Realty Trust
VNO
$7.38B
$420K ﹤0.01%
10,671
-3,195
-23% -$103K
RIVN icon
1475
Rivian
RIVN
$23.2B
$418K ﹤0.01%
37,289
-17,719
-32% -$255K
57 58
59
60 61

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Rockefeller Capital Management's Q3 2024 Portfolio in Review

As of Q3 2024, Rockefeller Capital Management held 1,705 positions worth $37.2B, up 5.6% from $35.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management's Q3 2024 filing shows 83 new, 665 increased, 811 reduced and 97 closed positions. Its largest new stake was Rockefeller Opportunistic Municipal Bond ETF: 2,412,931 shares worth $62.5M. The largest sale was Discover Financial Services, an estimated $166M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

  • Rockefeller Capital Management's largest Q3 2024 buy was Rockefeller Opportunistic Municipal Bond ETF: 2,412,931 shares worth $62.5M.
  • Rockefeller Capital Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2024, an estimated $142M increase.
  • Rockefeller Capital Management's biggest Q3 2024 reduction was Discover Financial Services, cutting an estimated $166M.
  • Rockefeller Capital Management fully exited Atkore in Q3 2024, selling an estimated $32.1M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $37.2B portfolio in Q3 2024.
  • Rockefeller Capital Management opened 83 new positions and closed 97 in Q3 2024.
  • Rockefeller Capital Management's portfolio value rose 5.6% quarter-over-quarter to $37.2B.

Based on Rockefeller Capital Management's 13F filing for Q3 2024, filed 14 Nov 2024.