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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+10.52%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$34.3B
AUM Growth
+$4.33B
Cap. Flow
+$1.6B
Cap. Flow %
4.66%
Top 10 Hldgs %
20.81%
Holding
1,745
New
213
Increased
906
Reduced
495
Closed
86

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$98.2M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60M
3
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$51M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$41.1M
5
BOXX icon
Alpha Architect 1-3 Month Box ETF
BOXX
+$37M

Top Sells

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$53.7M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$44.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$40.7M
4
NVDA icon
NVIDIA
NVDA
+$39.2M
5
KBWB icon
Invesco KBW Bank ETF
KBWB
+$37.4M

Sector Composition

Rank Sector Weight
1 Technology 19.7%
2 Financials 11.21%
3 Healthcare 8.91%
4 Consumer Discretionary 6.49%
5 Industrials 6.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TTP
1451
DELISTED
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
$547K ﹤0.01%
17,294
+5,059
+41% +$148K
BXMX
1452
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$547K ﹤0.01%
41,326
– –
NEO icon
1453
NeoGenomics
NEO
$2.13B
$540K ﹤0.01%
34,350
+103
+0.3% +$1.59K
MNR icon
1454
Mach Natural Resources
MNR
$2.16B
$533K ﹤0.01%
27,610
– –
OUNZ icon
1455
VanEck Merk Gold Trust
OUNZ
$2.69B
$529K ﹤0.01%
+24,626
New +$493K
TXG icon
1456
10x Genomics
TXG
$6.61B
$527K ﹤0.01%
14,046
-4,374
-24% -$192K
GH icon
1457
Guardant Health
GH
$22.6B
$522K ﹤0.01%
25,303
+5,810
+30% +$125K
MUR icon
1458
Murphy Oil
MUR
$4.78B
$522K ﹤0.01%
+11,417
New +$461K
UCON icon
1459
First Trust Smith Unconstrained Bond ETF
UCON
$3.28B
$519K ﹤0.01%
21,114
+9,421
+81% +$232K
FLRT icon
1460
Pacer Aristotle Pacific Floating Rate High Income ETF
FLRT
$662M
$518K ﹤0.01%
+10,901
New +$517K
SIRI icon
1461
SiriusXM
SIRI
$10.1B
$518K ﹤0.01%
13,355
+233
+2% +$11.1K
SAN icon
1462
Banco Santander
SAN
$210B
$517K ﹤0.01%
+106,841
New +$446K
LNT icon
1463
Alliant Energy
LNT
$18B
$517K ﹤0.01%
+10,254
New +$503K
CGGO icon
1464
Capital Group Global Growth Equity ETF
CGGO
$11.8B
$513K ﹤0.01%
+17,825
New +$485K
FCT
1465
First Trust Senior Floating Rate Income Fund II
FCT
$251M
$509K ﹤0.01%
49,140
+10,073
+26% +$101K
PMM
1466
Franklin Managed Municipal Income Trust
PMM
$273M
$508K ﹤0.01%
84,786
-15,300
-15% -$93.9K
PTY icon
1467
PIMCO Corporate & Income Opportunity Fund
PTY
$2.51B
$506K ﹤0.01%
34,048
-586
-2% -$8.25K
PML
1468
PIMCO Municipal Income Fund II
PML
$493M
$497K ﹤0.01%
58,451
+787
+1% +$6.63K
FTRE icon
1469
Fortrea Holdings
FTRE
$1.75B
$496K ﹤0.01%
+12,348
New +$428K
EWC icon
1470
iShares MSCI Canada ETF
EWC
$6.33B
$495K ﹤0.01%
12,937
-101
-0.8% -$3.72K
BBVA icon
1471
Banco Bilbao Vizcaya Argentaria
BBVA
$156B
$494K ﹤0.01%
+41,741
New +$418K
SIL icon
1472
Global X Silver Miners ETF NEW
SIL
$4.75B
$494K ﹤0.01%
17,990
-898
-5% -$22.7K
BGY icon
1473
BlackRock Enhanced International Dividend Trust
BGY
$529M
$492K ﹤0.01%
89,020
+60
+0.1% +$321
VVV icon
1474
Valvoline
VVV
$4.51B
$491K ﹤0.01%
+11,026
New +$440K
ATMP icon
1475
iPath Select MLP ETN
ATMP
$621M
$491K ﹤0.01%
20,340
– –
57 58
59
60 61

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Rockefeller Capital Management's Q1 2024 Portfolio in Review

As of Q1 2024, Rockefeller Capital Management held 1,745 positions worth $34.3B, up 14% from $29.9B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Rockefeller Capital Management deployed $1.6B of net new capital in Q1 2024, opening 213 new positions and adding to 906 existing holdings. Its largest new stake was Alpha Architect 1-3 Month Box ETF: 350,000 shares worth $37.3M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Amgen, an estimated $53.7M trimmed.

  • Rockefeller Capital Management's largest Q1 2024 buy was Alpha Architect 1-3 Month Box ETF: 350,000 shares worth $37.3M.
  • Rockefeller Capital Management added most to Vanguard S&P 500 ETF in Q1 2024, an estimated $98.2M increase.
  • Rockefeller Capital Management's biggest Q1 2024 reduction was Amgen, cutting an estimated $53.7M.
  • Rockefeller Capital Management fully exited Chemours in Q1 2024, selling an estimated $15.8M.
  • Rockefeller Capital Management's ten largest holdings make up 21% of its $34.3B portfolio in Q1 2024.
  • Rockefeller Capital Management opened 213 new positions and closed 86 in Q1 2024.
  • Rockefeller Capital Management's portfolio value rose 14% quarter-over-quarter to $34.3B.

Based on Rockefeller Capital Management's 13F filing for Q1 2024, filed 14 May 2024.