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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+12.45%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$29.9B
AUM Growth
+$4B
Cap. Flow
+$954M
Cap. Flow %
3.19%
Top 10 Hldgs %
20.45%
Holding
1,621
New
137
Increased
811
Reduced
550
Closed
89

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$74.4M
2
ORCL icon
Oracle
ORCL
+$57.4M
3
AZO icon
AutoZone
AZO
+$40.8M
4
AAPL icon
Apple
AAPL
+$40.4M
5
TRU icon
TransUnion
TRU
+$37.8M

Top Sells

Rank Stock Value
1
IBTD
iShares iBonds Dec 2023 Term Treasury ETF
IBTD
+$66M
2
META icon
Meta Platforms (Facebook)
META
+$52.5M
3
ATVI
Activision Blizzard
ATVI
+$47.8M
4
TTE icon
TotalEnergies
TTE
+$37.7M
5
SPGI icon
S&P Global
SPGI
+$29.2M

Sector Composition

Rank Sector Weight
1 Technology 20%
2 Financials 11.4%
3 Healthcare 9.14%
4 Consumer Discretionary 6.39%
5 Industrials 6.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HMC icon
1451
Honda
HMC
$39.9B
$319K ﹤0.01%
+10,324
New +$326K
DBL
1452
DoubleLine Opportunistic Credit Fund
DBL
$280M
$319K ﹤0.01%
+20,750
New +$303K
DBC icon
1453
Invesco DB Commodity Index Tracking Fund
DBC
$1.66B
$318K ﹤0.01%
14,441
-1,631
-10% -$39K
SPSB icon
1454
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.6B
$318K ﹤0.01%
+10,675
New +$314K
HFRO
1455
Highland Opportunities and Income Fund
HFRO
$406M
$314K ﹤0.01%
40,863
-4,041
-9% -$31.9K
MARA icon
1456
Marathon Digital Holdings
MARA
$4.06B
$312K ﹤0.01%
+13,293
New +$168K
NML
1457
Neuberger Energy Infrastructure and Income Fund Inc
NML
$571M
$310K ﹤0.01%
45,106
+10,449
+30% +$69.9K
DFNL icon
1458
Davis Select Financial ETF
DFNL
$491M
$310K ﹤0.01%
+10,247
New +$285K
PHK
1459
PIMCO High Income Fund
PHK
$878M
$309K ﹤0.01%
61,890
-25,543
-29% -$116K
BALT icon
1460
Innovator Defined Wealth Shield ETF
BALT
$2.77B
$307K ﹤0.01%
10,750
-18,805
-64% -$530K
QS icon
1461
QuantumScape Corp
QS
$3.4B
$306K ﹤0.01%
44,073
-11,052
-20% -$69.6K
CADE
1462
DELISTED
Cadence Bank
CADE
$306K ﹤0.01%
10,351
+258
+3% +$6.29K
GDEC icon
1463
FT Vest US Equity Moderate Buffer ETF December
GDEC
$443M
$303K ﹤0.01%
+10,000
New +$302K
PMF
1464
DELISTED
PIMCO Municipal Income Fund
PMF
$301K ﹤0.01%
32,310
-4,641
-13% -$40.4K
NCLH icon
1465
Norwegian Cruise Line
NCLH
$8.89B
$297K ﹤0.01%
14,844
-3,103
-17% -$49.8K
TWO
1466
Two Harbors Investment
TWO
$1.26B
$297K ﹤0.01%
21,330
-4,143
-16% -$53.5K
FNDE icon
1467
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$9.76B
$296K ﹤0.01%
10,891
-694
-6% -$18.2K
MFM
1468
Aberdeen Municipal Income Fund
MFM
$222M
$293K ﹤0.01%
+56,679
New +$273K
VSTS icon
1469
Vestis
VSTS
$1.83B
$293K ﹤0.01%
+13,849
New +$238K
UCON icon
1470
First Trust Smith Unconstrained Bond ETF
UCON
$3.28B
$289K ﹤0.01%
+11,693
New +$282K
LAB icon
1471
Standard BioTools
LAB
$313M
$289K ﹤0.01%
130,643
-1,125
-0.9% -$2.4K
IEP icon
1472
Icahn Enterprises
IEP
$5.13B
$289K ﹤0.01%
16,784
-19,994
-54% -$350K
VMO icon
1473
Invesco Municipal Opportunity Trust
VMO
$660M
$285K ﹤0.01%
29,649
+168
+0.6% +$1.47K
FIP icon
1474
FTAI Infrastructure
FIP
$479M
$280K ﹤0.01%
72,094
– –
MMIT icon
1475
IQ MacKay Municipal Intermediate ETF
MMIT
$1.47B
$278K ﹤0.01%
+11,303
New +$270K
57 58
59
60 61

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Rockefeller Capital Management's Q4 2023 Portfolio in Review

As of Q4 2023, Rockefeller Capital Management held 1,621 positions worth $29.9B, up 15% from $25.9B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $954M of net new capital in Q4 2023, opening 137 new positions and adding to 811 existing holdings. Its largest new stake was AutoZone: 15,722 shares worth $40.7M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Meta Platforms (Facebook), an estimated $52.5M trimmed.

  • Rockefeller Capital Management's largest Q4 2023 buy was AutoZone: 15,722 shares worth $40.7M.
  • Rockefeller Capital Management added most to Vanguard S&P 500 ETF in Q4 2023, an estimated $74.4M increase.
  • Rockefeller Capital Management's biggest Q4 2023 reduction was Meta Platforms (Facebook), cutting an estimated $52.5M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2023 Term Treasury ETF in Q4 2023, selling an estimated $66M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $29.9B portfolio in Q4 2023.
  • Rockefeller Capital Management opened 137 new positions and closed 89 in Q4 2023.
  • Rockefeller Capital Management's portfolio value rose 15% quarter-over-quarter to $29.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2023, filed 14 Feb 2024.