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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AGD
1451
abrdn Global Dynamic Dividend Fund
AGD
$320M
$316K ﹤0.01%
33,508
-1,000
-3% -$9.09K
DXJ icon
1452
WisdomTree Japan Hedged Equity Fund
DXJ
$7.42B
$315K ﹤0.01%
4,913
-134
-3% -$8.83K
EFX icon
1453
Equifax
EFX
$21.4B
$315K ﹤0.01%
1,624
-146
-8% -$26.7K
NWSA icon
1454
News Corp Class A
NWSA
$15.4B
$315K ﹤0.01%
17,363
+1,699
+11% +$29.5K
RYLD icon
1455
Global X Russell 2000 Covered Call ETF
RYLD
$1.39B
$315K ﹤0.01%
16,760
-3,280
-16% -$63.2K
UPST icon
1456
Upstart Holdings
UPST
$3.03B
$314K ﹤0.01%
23,752
-18,956
-44% -$366K
XRX icon
1457
Xerox
XRX
$425M
$313K ﹤0.01%
21,497
+280
+1% +$4.22K
ETV
1458
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.76B
$312K ﹤0.01%
25,483
+5,000
+24% +$66.1K
HQH
1459
abrdn Healthcare Investors
HQH
$1.32B
$311K ﹤0.01%
17,319
-599
-3% -$11.1K
TYL icon
1460
Tyler Technologies
TYL
$12.8B
$311K ﹤0.01%
967
+44
+5% +$14.4K
PZC
1461
DELISTED
PIMCO California Municipal Income Fund III
PZC
$309K ﹤0.01%
37,017
+24,960
+207% +$201K
EWC icon
1462
iShares MSCI Canada ETF
EWC
$6.46B
$308K ﹤0.01%
9,454
+130
+1% +$4.31K
LCID icon
1463
Lucid Motors
LCID
$2.77B
$308K ﹤0.01%
4,517
-2,676
-37% -$295K
SPTS icon
1464
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.11B
$308K ﹤0.01%
10,669
-760
-7% -$22K
TWO
1465
Two Harbors Investment
TWO
$1.27B
$308K ﹤0.01%
19,602
-1,253
-6% -$18.8K
ROKU icon
1466
Roku
ROKU
$22.7B
$307K ﹤0.01%
7,574
-589
-7% -$30.8K
CEF icon
1467
Sprott Physical Gold and Silver Trust
CEF
$8.06B
$306K ﹤0.01%
17,088
-100
-0.6% -$1.67K
PBT
1468
Permian Basin Royalty Trust
PBT
$1.49B
$306K ﹤0.01%
12,157
+7,124
+142% +$147K
KW
1469
DELISTED
Kennedy-Wilson Holdings
KW
$305K ﹤0.01%
19,430
-39
-0.2% -$627
ENFR icon
1470
Alerian Energy Infrastructure ETF
ENFR
$511M
$304K ﹤0.01%
14,370
+1,121
+8% +$24.1K
ASB icon
1471
Associated Banc-Corp
ASB
$5.91B
$303K ﹤0.01%
13,156
-137
-1% -$3.16K
IDU icon
1472
iShares US Utilities ETF
IDU
$1.36B
$303K ﹤0.01%
3,510
+1,889
+117% +$159K
MKTX icon
1473
MarketAxess Holdings
MKTX
$5.72B
$303K ﹤0.01%
1,091
+4
+0.4% +$1.03K
EFT
1474
Eaton Vance Floating-Rate Income Trust
EFT
$288M
$302K ﹤0.01%
27,248
-181,644
-87% -$2.05M
LNT icon
1475
Alliant Energy
LNT
$18B
$302K ﹤0.01%
5,473
+234
+4% +$12.5K
57 58
59
60 61

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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.