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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
Cap. Flow
+$412M
Cap. Flow %
3.86%
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231

Top Buys

Rank Stock Value
1
RGA icon
Reinsurance Group of America
RGA
+$121M
2
BABA icon
Alibaba
BABA
+$73.2M
3
CARR icon
Carrier Global
CARR
+$66.3M
4
AWK icon
American Water Works
AWK
+$59.3M
5
MLM icon
Martin Marietta Materials
MLM
+$47.3M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$116M
2
AAPL icon
Apple
AAPL
+$108M
3
DIS icon
Walt Disney
DIS
+$106M
4
NVS icon
Novartis
NVS
+$64.2M
5
AMZN icon
Amazon
AMZN
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 21.2%
2 Financials 14.39%
3 Healthcare 14.21%
4 Consumer Discretionary 9.23%
5 Communication Services 7.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AIMT
1451
DELISTED
Aimmune Therapeutics
AIMT
$60K ﹤0.01%
1,754
-512
-23% -$10.9K
CWH icon
1452
Camping World
CWH
$644M
$59K ﹤0.01%
+2,000
New +$65.3K
FENY icon
1453
Fidelity MSCI Energy Index ETF
FENY
$2B
$59K ﹤0.01%
7,500
– –
LNC icon
1454
Lincoln National
LNC
$8.78B
$59K ﹤0.01%
1,895
-1,870
-50% -$66.7K
PCEF icon
1455
Invesco CEF Income Composite ETF
PCEF
$813M
$59K ﹤0.01%
2,956
+57
+2% +$1.17K
PVH icon
1456
PVH
PVH
$3.99B
$59K ﹤0.01%
991
+38
+4% +$2.09K
REG icon
1457
Regency Centers
REG
$13.9B
$59K ﹤0.01%
1,558
+60
+4% +$2.46K
VNQI icon
1458
Vanguard Global ex-US Real Estate ETF
VNQI
$3.53B
$59K ﹤0.01%
1,222
+237
+24% +$11.5K
MRTX
1459
DELISTED
Mirati Therapeutics, Inc. Common Stock
MRTX
$59K ﹤0.01%
356
+311
+691% +$42.6K
PBCT
1460
DELISTED
People's United Financial Inc
PBCT
$59K ﹤0.01%
5,740
-730
-11% -$7.93K
HRC
1461
DELISTED
HILL-ROM HOLDINGS, INC.
HRC
$59K ﹤0.01%
718
+282
+65% +$27.6K
BHC icon
1462
Bausch Health
BHC
$2.4B
$58K ﹤0.01%
3,793
+110
+3% +$1.9K
TRU icon
1463
TransUnion
TRU
$15.3B
$58K ﹤0.01%
698
-497
-42% -$42.9K
CACG
1464
DELISTED
Legg Mason ETF Investment Trust ClearBridge All Cap Growth ESG ETF
CACG
$58K ﹤0.01%
1,480
-566
-28% -$21.7K
ADC icon
1465
Agree Realty
ADC
$9.29B
$57K ﹤0.01%
+900
New +$59.3K
AG icon
1466
First Majestic Silver
AG
$9.03B
$57K ﹤0.01%
6,000
– –
PBF icon
1467
PBF Energy
PBF
$7.62B
$57K ﹤0.01%
10,097
+9,778
+3,065% +$81.1K
PID icon
1468
Invesco International Dividend Achievers ETF
PID
$913M
$57K ﹤0.01%
4,541
– –
EOT
1469
Eaton Vance National Municipal Opportunities Trust
EOT
$273M
$56K ﹤0.01%
2,809
+17
+0.6% +$345
ESTC icon
1470
Elastic
ESTC
$7.85B
$56K ﹤0.01%
520
– –
MLPA icon
1471
Global X MLP ETF
MLPA
$2.25B
$56K ﹤0.01%
2,563
-1,028
-29% -$26.2K
PJT icon
1472
PJT Partners
PJT
$4.36B
$56K ﹤0.01%
926
+400
+76% +$22.5K
RIO icon
1473
Rio Tinto
RIO
$164B
$56K ﹤0.01%
929
+138
+17% +$8.46K
TRP icon
1474
TC Energy
TRP
$65.9B
$56K ﹤0.01%
1,355
-162
-11% -$7.41K
VXRT
1475
DELISTED
Vaxart
VXRT
$56K ﹤0.01%
8,500
– –
57 58
59
60 61

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Rockefeller Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.

  • Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
  • Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
  • Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
  • Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
  • Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
  • Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.

Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.