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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $65.2B
1-Year Est. Return 31.44%
This Fund
S&P 500
This Quarter Est. Return
-0.77%
1 Year Est. Return
+31.44%
3 Year Est. Return
+100.98%
5 Year Est. Return
+121.66%
10 Year Est. Return
–
AUM
$56.4B
AUM Growth
+$862M
Cap. Flow
+$2.42B
Cap. Flow %
4.29%
Top 10 Hldgs %
21.93%
Holding
4,927
New
258
Increased
2,658
Reduced
1,313
Closed
245

Top Buys

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$95.5M
2
EQT icon
EQT Corp
EQT
+$84.7M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$74.4M
4
AMZN icon
Amazon
AMZN
+$65.3M
5
NVDA icon
NVIDIA
NVDA
+$64.8M

Top Sells

Rank Stock Value
1
EOG icon
EOG Resources
EOG
+$65.4M
2
SHOP icon
Shopify
SHOP
+$54.9M
3
IBN icon
ICICI Bank
IBN
+$42.8M
4
WTW icon
Willis Towers Watson
WTW
+$37.1M
5
CAT icon
Caterpillar
CAT
+$36.2M

Sector Composition

Rank Sector Weight
1 Miscellaneous 38.38%
2 Technology 18.21%
3 Financials 8.18%
4 Industrials 6.8%
5 Healthcare 5.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BAM icon
1426
Brookfield Asset Management
BAM
$83.2B
$1.5M ﹤0.01%
33,635
-23
-0.1% -$1.12K
CELH icon
1427
Celsius Holdings
CELH
$8.35B
$1.49M ﹤0.01%
42,136
-14,183
-25% -$672K
EXR icon
1428
Extra Space Storage
EXR
$30.2B
$1.49M ﹤0.01%
11,397
+1,229
+12% +$173K
ARMK icon
1429
Aramark
ARMK
$15.3B
$1.49M ﹤0.01%
36,700
-8,553
-19% -$339K
WAT icon
1430
Waters Corp
WAT
$40.7B
$1.49M ﹤0.01%
4,996
+2,245
+82% +$768K
SPTM icon
1431
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$14B
$1.48M ﹤0.01%
18,725
-67
-0.4% -$5.53K
RYLD icon
1432
Global X Russell 2000 Covered Call ETF
RYLD
$1.39B
$1.48M ﹤0.01%
98,975
+47,998
+94% +$742K
BBVA icon
1433
Banco Bilbao Vizcaya Argentaria
BBVA
$160B
$1.47M ﹤0.01%
67,963
+31,052
+84% +$718K
EQX icon
1434
Equinox Gold
EQX
$15.2B
$1.46M ﹤0.01%
101,102
-5,999
-6% -$91.7K
VWOB icon
1435
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.23B
$1.45M ﹤0.01%
22,130
+6,135
+38% +$412K
DVYE icon
1436
iShares Emerging Markets Dividend ETF
DVYE
$1.24B
$1.45M ﹤0.01%
42,225
-924
-2% -$31.2K
SWK icon
1437
Stanley Black & Decker
SWK
$14.8B
$1.45M ﹤0.01%
20,412
+3,244
+19% +$261K
JHSC icon
1438
John Hancock Multifactor Small Cap ETF
JHSC
$728M
$1.45M ﹤0.01%
33,809
-519
-2% -$23K
SMR icon
1439
NuScale Power
SMR
$3.81B
$1.45M ﹤0.01%
133,756
+102,619
+330% +$1.56M
GLXY
1440
Galaxy Digital Inc
GLXY
$4.51B
$1.45M ﹤0.01%
78,418
+38,937
+99% +$926K
HPQ icon
1441
HP
HPQ
$27.5B
$1.45M ﹤0.01%
75,311
-15,985
-18% -$311K
WFC.PRL icon
1442
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.64B
$1.44M ﹤0.01%
1,248
+7
+0.6% +$8.52K
BURL icon
1443
Burlington
BURL
$17.1B
$1.44M ﹤0.01%
4,414
+541
+14% +$166K
GL icon
1444
Globe Life
GL
$13.3B
$1.44M ﹤0.01%
10,311
+765
+8% +$108K
HQY icon
1445
HealthEquity
HQY
$7.97B
$1.43M ﹤0.01%
17,146
+2,655
+18% +$218K
SCHV
1446
Schwab US Large-Cap Value ETF
SCHV
$15.8B
$1.43M ﹤0.01%
46,954
-750
-2% -$23.4K
CAVA icon
1447
CAVA Group
CAVA
$7.82B
$1.43M ﹤0.01%
17,688
+1,356
+8% +$98.9K
SEE
1448
DELISTED
Sealed Air
SEE
$1.43M ﹤0.01%
34,020
-4,769
-12% -$200K
ACGL icon
1449
Arch Capital
ACGL
$33.7B
$1.42M ﹤0.01%
14,836
-68,505
-82% -$6.56M
HLI icon
1450
Houlihan Lokey
HLI
$9.3B
$1.42M ﹤0.01%
9,907
-756
-7% -$124K
56 57
58
59 60

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NAMI
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Rockefeller Capital Management's Q1 2026 Portfolio in Review

As of Q1 2026, Rockefeller Capital Management held 4,927 positions worth $56.4B, up 1.6% from $55.5B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $2.42B of net new capital in Q1 2026, opening 258 new positions and adding to 2,658 existing holdings. Its largest new stake was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.

By sector, the portfolio is most concentrated in Miscellaneous at 38% of assets, up from 38% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was EOG Resources, an estimated $65.4M trimmed.

  • Rockefeller Capital Management's largest Q1 2026 buy was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.
  • Rockefeller Capital Management added most to iShares MSCI EAFE ETF in Q1 2026, an estimated $95.5M increase.
  • Rockefeller Capital Management's biggest Q1 2026 reduction was EOG Resources, cutting an estimated $65.4M.
  • Rockefeller Capital Management fully exited CyberArk in Q1 2026, selling an estimated $7.72M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $56.4B portfolio in Q1 2026.
  • Rockefeller Capital Management opened 258 new positions and closed 245 in Q1 2026.
  • Rockefeller Capital Management's portfolio value rose 1.6% quarter-over-quarter to $56.4B.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.