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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.61%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$37.2B
AUM Growth
+$1.97B
Cap. Flow
-$16.7M
Cap. Flow %
-0.04%
Top 10 Hldgs %
22.34%
Holding
1,705
New
83
Increased
665
Reduced
811
Closed
97

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$142M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$80.9M
3
VT icon
Vanguard Total World Stock ETF
VT
+$62.6M
4
RMOP
Rockefeller Opportunistic Municipal Bond ETF
RMOP
+$61.6M
5
AZO icon
AutoZone
AZO
+$53.7M

Top Sells

Rank Stock Value
1
DFS
Discover Financial Services
DFS
+$166M
2
ORCL icon
Oracle
ORCL
+$152M
3
META icon
Meta Platforms (Facebook)
META
+$112M
4
LLY icon
Eli Lilly
LLY
+$42.7M
5
MLI icon
Mueller Industries
MLI
+$37.1M

Sector Composition

Rank Sector Weight
1 Technology 19.99%
2 Financials 10.33%
3 Healthcare 8.45%
4 Industrials 6.7%
5 Consumer Discretionary 6.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARLP icon
1426
Alliance Resource Partners
ARLP
$3.17B
$500K ﹤0.01%
20,000
– –
IGPT icon
1427
Invesco AI and Next Gen Software ETF
IGPT
$1.15B
$499K ﹤0.01%
+10,957
New +$490K
FCT
1428
First Trust Senior Floating Rate Income Fund II
FCT
$251M
$498K ﹤0.01%
48,107
+76
+0.2% +$780
PTY icon
1429
PIMCO Corporate & Income Opportunity Fund
PTY
$2.51B
$495K ﹤0.01%
34,397
+531
+2% +$7.59K
DTEC icon
1430
ALPS Disruptive Technologies ETF
DTEC
$75.7M
$494K ﹤0.01%
11,153
– –
EFAS icon
1431
Global X MSCI SuperDividend EAFE ETF
EFAS
$54M
$494K ﹤0.01%
32,000
– –
TPR icon
1432
Tapestry
TPR
$32.8B
$493K ﹤0.01%
10,488
-4,899
-32% -$202K
CCD
1433
Calamos Dynamic Convertible & Income Fund
CCD
$742M
$493K ﹤0.01%
19,405
-2,287
-11% -$53.9K
HST icon
1434
Host Hotels & Resorts
HST
$16B
$492K ﹤0.01%
27,882
+1,292
+5% +$22.4K
BHR
1435
Braemar Hotels & Resorts
BHR
$142M
$489K ﹤0.01%
158,255
-34,000
-18% -$107K
PCY icon
1436
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.4B
$488K ﹤0.01%
22,697
-4,814
-17% -$100K
INDV icon
1437
Indivior Pharmaceuticals
INDV
$4.58B
$488K ﹤0.01%
50,000
+20,000
+67% +$234K
ETO
1438
Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
ETO
$520M
$486K ﹤0.01%
18,322
– –
CGCP icon
1439
Capital Group Core Plus Income ETF
CGCP
$8.51B
$483K ﹤0.01%
+20,897
New +$477K
MMIT icon
1440
IQ MacKay Municipal Intermediate ETF
MMIT
$1.47B
$480K ﹤0.01%
+19,501
New +$476K
FPF
1441
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
$479K ﹤0.01%
24,541
-3,200
-12% -$59.4K
GOF icon
1442
Guggenheim Strategic Opportunities Fund
GOF
$2.26B
$479K ﹤0.01%
30,370
-154
-0.5% -$2.37K
MHD icon
1443
BlackRock MuniHoldings Fund
MHD
$606M
$477K ﹤0.01%
37,687
+161
+0.4% +$1.98K
BANC icon
1444
Banc of California
BANC
$2.97B
$476K ﹤0.01%
32,287
-40,540
-56% -$563K
IBCP icon
1445
Independent Bank Corp
IBCP
$844M
$467K ﹤0.01%
14,016
-66
-0.5% -$2.12K
JHEM icon
1446
John Hancock Multifactor Emerging Markets ETF
JHEM
$1.02B
$465K ﹤0.01%
16,274
-1,256
-7% -$34K
ANGL icon
1447
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.11B
$465K ﹤0.01%
15,816
-490
-3% -$14.2K
LBTYK icon
1448
Liberty Global Class C
LBTYK
$3.49B
$465K ﹤0.01%
21,518
+1,959
+10% +$38.7K
SMBK icon
1449
SmartFinancial
SMBK
$888M
$465K ﹤0.01%
15,941
-131
-0.8% -$3.61K
NIO icon
1450
NIO
NIO
$11.9B
$463K ﹤0.01%
69,495
-109,288
-61% -$502K
56 57
58
59 60

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Rockefeller Capital Management's Q3 2024 Portfolio in Review

As of Q3 2024, Rockefeller Capital Management held 1,705 positions worth $37.2B, up 5.6% from $35.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management's Q3 2024 filing shows 83 new, 665 increased, 811 reduced and 97 closed positions. Its largest new stake was Rockefeller Opportunistic Municipal Bond ETF: 2,412,931 shares worth $62.5M. The largest sale was Discover Financial Services, an estimated $166M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

  • Rockefeller Capital Management's largest Q3 2024 buy was Rockefeller Opportunistic Municipal Bond ETF: 2,412,931 shares worth $62.5M.
  • Rockefeller Capital Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2024, an estimated $142M increase.
  • Rockefeller Capital Management's biggest Q3 2024 reduction was Discover Financial Services, cutting an estimated $166M.
  • Rockefeller Capital Management fully exited Atkore in Q3 2024, selling an estimated $32.1M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $37.2B portfolio in Q3 2024.
  • Rockefeller Capital Management opened 83 new positions and closed 97 in Q3 2024.
  • Rockefeller Capital Management's portfolio value rose 5.6% quarter-over-quarter to $37.2B.

Based on Rockefeller Capital Management's 13F filing for Q3 2024, filed 14 Nov 2024.