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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+12.45%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$29.9B
AUM Growth
+$4B
Cap. Flow
+$954M
Cap. Flow %
3.19%
Top 10 Hldgs %
20.45%
Holding
1,621
New
137
Increased
811
Reduced
550
Closed
89

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$74.4M
2
ORCL icon
Oracle
ORCL
+$57.4M
3
AZO icon
AutoZone
AZO
+$40.8M
4
AAPL icon
Apple
AAPL
+$40.4M
5
TRU icon
TransUnion
TRU
+$37.8M

Top Sells

Rank Stock Value
1
IBTD
iShares iBonds Dec 2023 Term Treasury ETF
IBTD
+$66M
2
META icon
Meta Platforms (Facebook)
META
+$52.5M
3
ATVI
Activision Blizzard
ATVI
+$47.8M
4
TTE icon
TotalEnergies
TTE
+$37.7M
5
SPGI icon
S&P Global
SPGI
+$29.2M

Sector Composition

Rank Sector Weight
1 Technology 20%
2 Financials 11.4%
3 Healthcare 9.14%
4 Consumer Discretionary 6.39%
5 Industrials 6.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JOBY icon
1426
Joby Aviation
JOBY
$8.57B
$348K ﹤0.01%
52,315
+1,709
+3% +$10.5K
MRO
1427
DELISTED
Marathon Oil Corporation
MRO
$345K ﹤0.01%
14,294
-10,360
-42% -$267K
HIMS icon
1428
Hims & Hers Health
HIMS
$7.2B
$345K ﹤0.01%
+38,796
New +$287K
EFT
1429
Eaton Vance Floating-Rate Income Trust
EFT
$288M
$344K ﹤0.01%
27,448
-400
-1% -$4.88K
TTP
1430
DELISTED
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
$344K ﹤0.01%
12,235
+49
+0.4% +$1.36K
BTI icon
1431
British American Tobacco
BTI
$128B
$343K ﹤0.01%
11,707
-50,889
-81% -$1.55M
FXN icon
1432
First Trust Energy AlphaDEX Fund
FXN
$371M
$340K ﹤0.01%
20,393
+1,335
+7% +$22.7K
XSOE icon
1433
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
$2.08B
$339K ﹤0.01%
+11,739
New +$319K
SPBO icon
1434
State Street SPDR Portfolio Corporate Bond ETF
SPBO
$2.09B
$338K ﹤0.01%
11,491
– –
ALKT icon
1435
Alkami Technology
ALKT
$2.08B
$337K ﹤0.01%
+13,890
New +$290K
DFIC icon
1436
Dimensional International Core Equity 2 ETF
DFIC
$15.2B
$335K ﹤0.01%
13,120
-15
-0.1% -$357
QDEC icon
1437
FT Vest Growth-100 Buffer ETF December
QDEC
$699M
$334K ﹤0.01%
14,100
– –
CWH icon
1438
Camping World
CWH
$634M
$333K ﹤0.01%
12,680
-20
-0.2% -$419
QQQJ icon
1439
Invesco NASDAQ Next Gen 100 ETF
QQQJ
$1.17B
$331K ﹤0.01%
12,270
-4,500
-27% -$112K
PFXF icon
1440
VanEck Preferred Securities ex Financials ETF
PFXF
$2.46B
$331K ﹤0.01%
19,247
+3,322
+21% +$55K
COUR icon
1441
Coursera
COUR
$1.52B
$330K ﹤0.01%
17,060
+4,660
+38% +$89K
BNL icon
1442
Broadstone Net Lease
BNL
$3.96B
$330K ﹤0.01%
19,140
-18,432
-49% -$284K
ANGL icon
1443
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.06B
$329K ﹤0.01%
+11,445
New +$316K
QSPT icon
1444
FT Vest Nasdaq-100 Buffer ETF September
QSPT
$638M
$326K ﹤0.01%
13,693
+3,693
+37% +$83.4K
PSCJ icon
1445
Pacer Swan SOS Conservative July ETF
PSCJ
$41.8M
$325K ﹤0.01%
14,000
– –
ETJ
1446
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$572M
$324K ﹤0.01%
41,380
-9,000
-18% -$69.8K
IOVA icon
1447
Iovance Biotherapeutics
IOVA
$2.68B
$324K ﹤0.01%
+39,873
New +$209K
IBMQ icon
1448
iShares iBonds Dec 2028 Term Muni Bond ETF
IBMQ
$662M
$322K ﹤0.01%
12,582
+2,413
+24% +$60K
ENFR icon
1449
Alerian Energy Infrastructure ETF
ENFR
$512M
$320K ﹤0.01%
13,847
+126
+0.9% +$2.83K
BSCO
1450
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$319K ﹤0.01%
+15,294
New +$318K
56 57
58
59 60

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Rockefeller Capital Management's Q4 2023 Portfolio in Review

As of Q4 2023, Rockefeller Capital Management held 1,621 positions worth $29.9B, up 15% from $25.9B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $954M of net new capital in Q4 2023, opening 137 new positions and adding to 811 existing holdings. Its largest new stake was AutoZone: 15,722 shares worth $40.7M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Meta Platforms (Facebook), an estimated $52.5M trimmed.

  • Rockefeller Capital Management's largest Q4 2023 buy was AutoZone: 15,722 shares worth $40.7M.
  • Rockefeller Capital Management added most to Vanguard S&P 500 ETF in Q4 2023, an estimated $74.4M increase.
  • Rockefeller Capital Management's biggest Q4 2023 reduction was Meta Platforms (Facebook), cutting an estimated $52.5M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2023 Term Treasury ETF in Q4 2023, selling an estimated $66M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $29.9B portfolio in Q4 2023.
  • Rockefeller Capital Management opened 137 new positions and closed 89 in Q4 2023.
  • Rockefeller Capital Management's portfolio value rose 15% quarter-over-quarter to $29.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2023, filed 14 Feb 2024.