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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-2.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$25.9B
AUM Growth
+$111M
Cap. Flow
+$958M
Cap. Flow %
3.7%
Top 10 Hldgs %
20.28%
Holding
1,881
New
76
Increased
812
Reduced
553
Closed
397

Top Buys

Rank Stock Value
1
ORCL icon
Oracle
ORCL
+$127M
2
CL icon
Colgate-Palmolive
CL
+$126M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$72.1M
4
VT icon
Vanguard Total World Stock ETF
VT
+$63.3M
5
T icon
AT&T
T
+$61M

Top Sells

Rank Stock Value
1
BMRN icon
BioMarin Pharmaceuticals
BMRN
+$33.2M
2
CARR icon
Carrier Global
CARR
+$29.6M
3
RTX icon
RTX Corp
RTX
+$28.3M
4
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$23.6M
5
ABB
ABB Ltd
ABB
+$23.5M

Sector Composition

Rank Sector Weight
1 Technology 18.9%
2 Financials 11.31%
3 Healthcare 9.56%
4 Consumer Discretionary 6.09%
5 Industrials 5.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STR
1426
DELISTED
Sitio Royalties
STR
$281K ﹤0.01%
11,603
-517
-4% -$13.3K
DBO icon
1427
Invesco DB Oil Fund
DBO
$366M
$278K ﹤0.01%
15,747
+7,080
+82% +$115K
ORI icon
1428
Old Republic International
ORI
$10.4B
$277K ﹤0.01%
10,263
+676
+7% +$18.2K
SBSW icon
1429
Sibanye-Stillwater
SBSW
$7.53B
$273K ﹤0.01%
+44,273
New +$292K
PVI icon
1430
Invesco Floating Rate Municipal Income ETF
PVI
$32.3M
$270K ﹤0.01%
10,863
-107,078
-91% -$2.66M
HCSG icon
1431
Healthcare Services Group
HCSG
$1.53B
$270K ﹤0.01%
25,840
-3,671
-12% -$45.7K
BROS icon
1432
Dutch Bros
BROS
$9.26B
$268K ﹤0.01%
11,534
+800
+7% +$22.8K
PFXF icon
1433
VanEck Preferred Securities ex Financials ETF
PFXF
$2.47B
$268K ﹤0.01%
15,925
+11,797
+286% +$203K
MHF
1434
Western Asset Municipal High Income Fund
MHF
$153M
$267K ﹤0.01%
+43,900
New +$279K
AEO icon
1435
American Eagle Outfitters
AEO
$3.01B
$267K ﹤0.01%
16,072
+1,176
+8% +$17.4K
MYD
1436
DELISTED
BlackRock MuniYield Fund
MYD
$261K ﹤0.01%
28,420
+83
+0.3% +$840
OXLC
1437
Oxford Lane Capital
OXLC
$898M
$261K ﹤0.01%
10,450
+144
+1% +$3.71K
INTF icon
1438
iShares International Equity Factor ETF
INTF
$3.72B
$260K ﹤0.01%
10,061
– –
PAGS icon
1439
PagSeguro Digital
PAGS
$2.55B
$259K ﹤0.01%
30,138
+91
+0.3% +$856
CWH icon
1440
Camping World
CWH
$653M
$259K ﹤0.01%
12,700
-3,231
-20% -$85.1K
SUSC icon
1441
iShares ESG Aware USD Corporate Bond ETF
SUSC
$1.29B
$254K ﹤0.01%
11,649
+14
+0.1% +$312
GSG icon
1442
iShares S&P GSCI Commodity-Indexed Trust
GSG
$968M
$253K ﹤0.01%
11,238
-3,133
-22% -$67.3K
JETS icon
1443
US Global Jets ETF
JETS
$800M
$249K ﹤0.01%
14,642
– –
IBMQ icon
1444
iShares iBonds Dec 2028 Term Muni Bond ETF
IBMQ
$662M
$248K ﹤0.01%
+10,169
New +$254K
GT icon
1445
Goodyear
GT
$1.85B
$246K ﹤0.01%
+19,303
New +$262K
SJNK icon
1446
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.76B
$245K ﹤0.01%
+10,015
New +$247K
VMO icon
1447
Invesco Municipal Opportunity Trust
VMO
$663M
$243K ﹤0.01%
29,481
+2,170
+8% +$19.8K
EDD
1448
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$385M
$242K ﹤0.01%
56,893
+101
+0.2% +$474
NML
1449
Neuberger Energy Infrastructure and Income Fund Inc
NML
$576M
$238K ﹤0.01%
+34,657
New +$242K
MYI icon
1450
BlackRock MuniYield Quality Fund III
MYI
$721M
$237K ﹤0.01%
24,798
+5,009
+25% +$52.8K
56 57
58
59 60

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Rockefeller Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, Rockefeller Capital Management held 1,881 positions worth $25.9B, up 0.43% from $25.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $958M of net new capital in Q3 2023, opening 76 new positions and adding to 812 existing holdings. Its largest new stake was Noble Corp: 279,429 shares worth $14.2M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was BioMarin Pharmaceuticals, an estimated $33.2M trimmed.

  • Rockefeller Capital Management's largest Q3 2023 buy was Noble Corp: 279,429 shares worth $14.2M.
  • Rockefeller Capital Management added most to Oracle in Q3 2023, an estimated $127M increase.
  • Rockefeller Capital Management's biggest Q3 2023 reduction was BioMarin Pharmaceuticals, cutting an estimated $33.2M.
  • Rockefeller Capital Management fully exited ABB Ltd in Q3 2023, selling an estimated $23.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $25.9B portfolio in Q3 2023.
  • Rockefeller Capital Management opened 76 new positions and closed 397 in Q3 2023.
  • Rockefeller Capital Management's portfolio value rose 0.43% quarter-over-quarter to $25.9B.

Based on Rockefeller Capital Management's 13F filing for Q3 2023, filed 14 Nov 2023.