We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.07%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$20.7B
AUM Growth
-$693M
Cap. Flow
+$481M
Cap. Flow %
2.32%
Top 10 Hldgs %
19.11%
Holding
4,253
New
320
Increased
1,932
Reduced
990
Closed
198

Top Buys

Rank Stock Value
1
ALL icon
Allstate
ALL
+$81.9M
2
META icon
Meta Platforms (Facebook)
META
+$59.7M
3
OMF icon
OneMain Financial
OMF
+$43.4M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$38M
5
CNC icon
Centene
CNC
+$29.7M

Top Sells

Rank Stock Value
1
FHN icon
First Horizon
FHN
+$142M
2
BDX icon
Becton Dickinson
BDX
+$105M
3
DE icon
Deere & Co
DE
+$90.8M
4
ACGL icon
Arch Capital
ACGL
+$74.5M
5
VCRA
VOCERA COMMUNICATIONS, INC.
VCRA
+$52.3M

Sector Composition

Rank Sector Weight
1 Technology 19.9%
2 Financials 13.59%
3 Healthcare 11.93%
4 Consumer Discretionary 6.75%
5 Industrials 6.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QFTA
1426
DELISTED
Quantum FinTech Acquisition Corporation
QFTA
$380K ﹤0.01%
38,550
-13,800
-26% -$136K
LBAI
1427
DELISTED
Lakeland Bancorp Inc
LBAI
$379K ﹤0.01%
22,700
– –
SPHB icon
1428
Invesco S&P 500 High Beta ETF
SPHB
$933M
$378K ﹤0.01%
4,981
-10,906
-69% -$819K
VOOV icon
1429
Vanguard S&P 500 Value ETF
VOOV
$6.74B
$378K ﹤0.01%
2,511
+1,029
+69% +$153K
IOVA icon
1430
Iovance Biotherapeutics
IOVA
$2.87B
$377K ﹤0.01%
22,684
-308
-1% -$4.76K
STOR
1431
DELISTED
STORE Capital Corporation
STOR
$376K ﹤0.01%
12,915
+2,569
+25% +$79.2K
FNV icon
1432
Franco-Nevada
FNV
$46B
$375K ﹤0.01%
2,355
+64
+3% +$9.21K
FAAR icon
1433
First Trust Alternative Absolute Return Strategy ETF
FAAR
$195M
$374K ﹤0.01%
11,048
-321
-3% -$10.1K
ARCB icon
1434
ArcBest
ARCB
$3.08B
$373K ﹤0.01%
4,637
-4,747
-51% -$428K
FINS
1435
Angel Oak Financial Strategies Income Term Trust
FINS
$421M
$372K ﹤0.01%
23,578
-8,178
-26% -$133K
TCOM icon
1436
Trip.com Group
TCOM
$29.1B
$372K ﹤0.01%
16,146
+15
+0.1% +$378
DFAS icon
1437
Dimensional US Small Cap ETF
DFAS
$15.8B
$370K ﹤0.01%
+6,608
New +$372K
ESTC icon
1438
Elastic
ESTC
$7.81B
$370K ﹤0.01%
4,167
+3,731
+856% +$334K
HES
1439
DELISTED
Hess
HES
$370K ﹤0.01%
3,474
+406
+13% +$38.5K
ALLO icon
1440
Allogene Therapeutics
ALLO
$694M
$369K ﹤0.01%
40,589
+7,943
+24% +$82.7K
NMZ icon
1441
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.22B
$367K ﹤0.01%
28,275
-18,000
-39% -$250K
THS
1442
DELISTED
Treehouse Foods
THS
$367K ﹤0.01%
11,400
– –
INDA icon
1443
iShares MSCI India ETF
INDA
$6.63B
$366K ﹤0.01%
8,248
-7,694
-48% -$345K
ADCT icon
1444
ADC Therapeutics
ADCT
$144M
$365K ﹤0.01%
24,971
– –
CFR icon
1445
Cullen/Frost Bankers
CFR
$10.2B
$365K ﹤0.01%
2,644
+191
+8% +$26.6K
CFRX
1446
DELISTED
ContraFect Corporation
CFRX
$365K ﹤0.01%
1,250
– –
FNDA icon
1447
Schwab Fundamental US Small Company Index ETF
FNDA
$9.38B
$363K ﹤0.01%
13,614
+6,400
+89% +$170K
LAZR
1448
DELISTED
Luminar Technologies
LAZR
$363K ﹤0.01%
1,548
+1,480
+2,176% +$325K
EWA icon
1449
iShares MSCI Australia ETF
EWA
$1.48B
$362K ﹤0.01%
13,710
+77
+0.6% +$1.88K
PHO icon
1450
Invesco Water Resources ETF
PHO
$2.09B
$361K ﹤0.01%
6,842
– –
56 57
58
59 60

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Tudor Investment Corp
Tudor Investment Corp Stamford, Connecticut $53.9B AUM 29.12% 1-Year Est. Return

Rockefeller Capital Management's Q1 2022 Portfolio in Review

As of Q1 2022, Rockefeller Capital Management held 4,253 positions worth $20.7B, down 3.2% from $21.4B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management's Q1 2022 filing shows 320 new, 1,932 increased, 990 reduced and 198 closed positions. Its largest new stake was Fidelity Stocks for Inflation ETF: 436,562 shares worth $14.8M. The largest sale was First Horizon, an estimated $142M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

  • Rockefeller Capital Management's largest Q1 2022 buy was Fidelity Stocks for Inflation ETF: 436,562 shares worth $14.8M.
  • Rockefeller Capital Management added most to Allstate in Q1 2022, an estimated $81.9M increase.
  • Rockefeller Capital Management's biggest Q1 2022 reduction was First Horizon, cutting an estimated $142M.
  • Rockefeller Capital Management fully exited VOCERA COMMUNICATIONS, INC. in Q1 2022, selling an estimated $52.3M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $20.7B portfolio in Q1 2022.
  • Rockefeller Capital Management opened 320 new positions and closed 198 in Q1 2022.
  • Rockefeller Capital Management's portfolio value fell 3.2% quarter-over-quarter to $20.7B.

Based on Rockefeller Capital Management's 13F filing for Q1 2022, filed 13 May 2022.