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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
Cap. Flow
+$1.55B
Cap. Flow %
8.12%
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180

Top Buys

Rank Stock Value
1
ELAN icon
Elanco Animal Health
ELAN
+$89.1M
2
WEX icon
WEX
WEX
+$78.4M
3
BLK icon
Blackrock
BLK
+$73.2M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$71.9M
5
OMF icon
OneMain Financial
OMF
+$45.3M

Top Sells

Rank Stock Value
1
REGN icon
Regeneron Pharmaceuticals
REGN
+$63.6M
2
NBIX icon
Neurocrine Biosciences
NBIX
+$56.6M
3
AEM icon
Agnico Eagle Mines
AEM
+$55.1M
4
DFS
Discover Financial Services
DFS
+$36M
5
ORBC
ORBCOMM, Inc.
ORBC
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 14.65%
3 Healthcare 12.11%
4 Consumer Discretionary 7.54%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WCLD
1426
WisdomTree Cloud Computing Fund
WCLD
$297M
$315K ﹤0.01%
5,467
+600
+12% +$35.1K
CDK
1427
DELISTED
CDK Global, Inc.
CDK
$313K ﹤0.01%
7,397
-464
-6% -$20.9K
FAAR icon
1428
First Trust Alternative Absolute Return Strategy ETF
FAAR
$189M
$310K ﹤0.01%
+10,146
New +$303K
NS
1429
DELISTED
NuStar Energy L.P.
NS
$310K ﹤0.01%
19,790
-2,990
-13% -$49.2K
IBDN
1430
DELISTED
iShares iBonds Dec 2022 Term Corporate ETF
IBDN
$310K ﹤0.01%
12,251
-66
-0.5% -$1.67K
MGU
1431
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
$306K ﹤0.01%
13,162
+715
+6% +$16.9K
LUMN icon
1432
Lumen
LUMN
$6.44B
$304K ﹤0.01%
24,536
+5,470
+29% +$68.6K
HRL icon
1433
Hormel Foods
HRL
$13.8B
$302K ﹤0.01%
7,389
+3,118
+73% +$141K
IEV icon
1434
iShares Europe ETF
IEV
$1.7B
$302K ﹤0.01%
5,813
– –
NSP icon
1435
Insperity
NSP
$2.01B
$302K ﹤0.01%
2,734
+2,680
+4,963% +$275K
BOTZ icon
1436
Global X Robotics & Artificial Intelligence ETF
BOTZ
$3.51B
$301K ﹤0.01%
8,241
+1,713
+26% +$61.5K
ZG icon
1437
Zillow
ZG
$7.63B
$301K ﹤0.01%
3,404
-5
-0.1% -$510
IBMM
1438
DELISTED
iShares iBonds Dec 2024 Term Muni Bond ETF
IBMM
$301K ﹤0.01%
11,193
+22
+0.2% +$594
CODI icon
1439
Compass Diversified
CODI
$828M
$300K ﹤0.01%
10,655
-837
-7% -$22.9K
CCC
1440
CCC Intelligent Solutions
CCC
$4.08B
$297K ﹤0.01%
28,300
-14,678
-34% -$152K
CE icon
1441
Celanese
CE
$4.82B
$296K ﹤0.01%
1,966
+437
+29% +$67.3K
NAD icon
1442
Nuveen Quality Municipal Income Fund
NAD
$2.78B
$296K ﹤0.01%
19,012
– –
ONC
1443
BeOne Medicines Ltd
ONC
$39.4B
$296K ﹤0.01%
816
-5
-0.6% -$1.64K
CFR icon
1444
Cullen/Frost Bankers
CFR
$10.2B
$295K ﹤0.01%
2,496
-243
-9% -$27.1K
FNV icon
1445
Franco-Nevada
FNV
$46B
$295K ﹤0.01%
2,278
+37
+2% +$5.42K
REM icon
1446
iShares Mortgage Real Estate ETF
REM
$548M
$295K ﹤0.01%
8,165
+41
+0.5% +$1.49K
CDW icon
1447
CDW
CDW
$17B
$294K ﹤0.01%
1,620
+211
+15% +$39.9K
WD icon
1448
Walker & Dunlop
WD
$1.53B
$294K ﹤0.01%
2,592
+2,337
+916% +$245K
ETO
1449
Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
ETO
$520M
$293K ﹤0.01%
9,738
+8,216
+540% +$255K
NI icon
1450
NiSource
NI
$20.4B
$293K ﹤0.01%
12,148
+8,649
+247% +$216K
56 57
58
59 60

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Rockefeller Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.

  • Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
  • Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
  • Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
  • Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
  • Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
  • Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.

Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.