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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
Cap. Flow
+$412M
Cap. Flow %
3.86%
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231

Top Buys

Rank Stock Value
1
RGA icon
Reinsurance Group of America
RGA
+$121M
2
BABA icon
Alibaba
BABA
+$73.2M
3
CARR icon
Carrier Global
CARR
+$66.3M
4
AWK icon
American Water Works
AWK
+$59.3M
5
MLM icon
Martin Marietta Materials
MLM
+$47.3M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$116M
2
AAPL icon
Apple
AAPL
+$108M
3
DIS icon
Walt Disney
DIS
+$106M
4
NVS icon
Novartis
NVS
+$64.2M
5
AMZN icon
Amazon
AMZN
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 21.2%
2 Financials 14.39%
3 Healthcare 14.21%
4 Consumer Discretionary 9.23%
5 Communication Services 7.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CBSH icon
1426
Commerce Bancshares
CBSH
$8.52B
$64K ﹤0.01%
1,541
-64
-4% -$2.75K
COR icon
1427
Cencora
COR
$61.5B
$64K ﹤0.01%
664
+495
+293% +$49.2K
KTB icon
1428
Kontoor Brands
KTB
$4.26B
$64K ﹤0.01%
2,652
-13
-0.5% -$272
LBRT icon
1429
Liberty Energy
LBRT
$3.37B
$64K ﹤0.01%
8,075
– –
LQDH icon
1430
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
$540M
$63K ﹤0.01%
692
-18
-3% -$1.65K
TVRD
1431
Tvardi Therapeutics
TVRD
$22.9M
$63K ﹤0.01%
139
– –
BMY.RT
1432
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
$63K ﹤0.01%
28,564
+4,519
+19% +$12.9K
DNKN
1433
DELISTED
Dunkin' Brands Group, Inc.
DNKN
$63K ﹤0.01%
774
– –
ASH icon
1434
Ashland
ASH
$3.43B
$62K ﹤0.01%
877
– –
PPLI
1435
People Inc
PPLI
$3.06B
$62K ﹤0.01%
951
-2,485
-72% -$170K
MUFG icon
1436
Mitsubishi UFJ Financial
MUFG
$250B
$62K ﹤0.01%
15,470
+621
+4% +$2.51K
OUT icon
1437
Outfront Media
OUT
$5.49B
$62K ﹤0.01%
4,372
+4,231
+3,001% +$63.3K
MUI
1438
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$62K ﹤0.01%
4,426
– –
IMMU
1439
DELISTED
Immunomedics Inc
IMMU
$62K ﹤0.01%
732
+133
+22% +$6.73K
AB icon
1440
AllianceBernstein
AB
$3.48B
$61K ﹤0.01%
2,270
– –
EWBC icon
1441
East-West Bancorp
EWBC
$18.1B
$61K ﹤0.01%
1,892
-171
-8% -$6.04K
FBT icon
1442
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.8B
$61K ﹤0.01%
390
– –
IXP icon
1443
iShares Global Comm Services ETF
IXP
$569M
$61K ﹤0.01%
925
-3,919
-81% -$260K
MHI
1444
DELISTED
Pioneer Municipal High Income Fund
MHI
$61K ﹤0.01%
5,336
– –
QGEN icon
1445
Qiagen
QGEN
$9.09B
$61K ﹤0.01%
1,117
+65
+6% +$3.37K
NEWR
1446
DELISTED
New Relic, Inc.
NEWR
$61K ﹤0.01%
1,100
+750
+214% +$45.8K
HHH icon
1447
Howard Hughes
HHH
$3.99B
$60K ﹤0.01%
1,100
+2
+0.2% +$107
IYY icon
1448
iShares Dow Jones US ETF
IYY
$3.07B
$60K ﹤0.01%
726
– –
QDEL icon
1449
QuidelOrtho
QDEL
$850M
$60K ﹤0.01%
275
+100
+57% +$22.3K
SONO icon
1450
Sonos
SONO
$1.86B
$60K ﹤0.01%
+4,000
New +$58.9K
56 57
58
59 60

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Rockefeller Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.

  • Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
  • Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
  • Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
  • Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
  • Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
  • Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.

Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.