We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.49%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$8.02B
AUM Growth
+$650M
Cap. Flow
+$77.3M
Cap. Flow %
0.96%
Top 10 Hldgs %
26.33%
Holding
2,317
New
388
Increased
843
Reduced
473
Closed
226

Top Buys

Rank Stock Value
1
AFL icon
Aflac
AFL
+$91M
2
ALL icon
Allstate
ALL
+$38.3M
3
WBA
Walgreens Boots Alliance
WBA
+$34M
4
CHL
China Mobile Limited
CHL
+$31M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$29M

Top Sells

Rank Stock Value
1
UAL icon
United Airlines
UAL
+$72.5M
2
RGA icon
Reinsurance Group of America
RGA
+$50.4M
3
PGR icon
Progressive
PGR
+$45M
4
PAGP icon
Plains GP Holdings
PAGP
+$43.7M
5
EOG icon
EOG Resources
EOG
+$38.1M

Sector Composition

Rank Sector Weight
1 Healthcare 17.53%
2 Financials 15.11%
3 Technology 12.37%
4 Communication Services 11.95%
5 Consumer Discretionary 8.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GQRE icon
1426
FlexShares Global Quality Real Estate Index Fund
GQRE
$424M
$18K ﹤0.01%
+275
New +$18K
HRB icon
1427
H&R Block
HRB
$5.84B
$18K ﹤0.01%
795
+780
+5,200% +$18.7K
HUBB icon
1428
Hubbell
HUBB
$26.5B
$18K ﹤0.01%
119
-2,878
-96% -$410K
KBH icon
1429
KB Home
KBH
$3.56B
$18K ﹤0.01%
517
– –
NHI icon
1430
National Health Investors
NHI
$3.61B
$18K ﹤0.01%
+220
New +$18K
PFGC icon
1431
Performance Food Group
PFGC
$17.7B
$18K ﹤0.01%
350
-359
-51% -$16.4K
PSQ icon
1432
ProShares Short QQQ
PSQ
$720M
$18K ﹤0.01%
149
– –
SCHB icon
1433
Schwab US Broad Market ETF
SCHB
$44.7B
$18K ﹤0.01%
1,386
+6
+0.4% +$74
SFM icon
1434
Sprouts Farmers Market
SFM
$8.03B
$18K ﹤0.01%
953
– –
TEX icon
1435
Terex
TEX
$7.55B
$18K ﹤0.01%
607
– –
TYG
1436
Tortoise Energy Infrastructure Corp
TYG
$1.08B
$18K ﹤0.01%
246
+43
+21% +$3.15K
UBSI icon
1437
United Bankshares
UBSI
$6.76B
$18K ﹤0.01%
467
– –
VRSN icon
1438
VeriSign
VRSN
$27B
$18K ﹤0.01%
+92
New +$17.3K
MDRX
1439
DELISTED
Veradigm Inc. Common Stock
MDRX
$18K ﹤0.01%
1,843
– –
CVET
1440
DELISTED
Covetrus, Inc. Common Stock
CVET
$18K ﹤0.01%
1,348
-1,305,274
-100% -$15.8M
NGHC
1441
DELISTED
National General Holdings Corp
NGHC
$18K ﹤0.01%
812
-133
-14% -$2.91K
PGNX
1442
DELISTED
Progenics Pharmaceuticals Inc
PGNX
$18K ﹤0.01%
+3,591
New +$19K
CHX
1443
DELISTED
ChampionX
CHX
$17K ﹤0.01%
508
-34
-6% -$926
CLB icon
1444
Core Laboratories
CLB
$515M
$17K ﹤0.01%
449
+9
+2% +$404
COLM icon
1445
Columbia Sportswear
COLM
$2.95B
$17K ﹤0.01%
168
-39
-19% -$3.7K
EOLS icon
1446
Evolus
EOLS
$403M
$17K ﹤0.01%
1,400
– –
G icon
1447
Genpact
G
$6.07B
$17K ﹤0.01%
400
-25
-6% -$999
GSHD icon
1448
Goosehead Insurance
GSHD
$2.43B
$17K ﹤0.01%
406
– –
CALY
1449
Callaway Golf Company
CALY
$3.52B
$17K ﹤0.01%
820
+58
+8% +$1.19K
NTNX icon
1450
Nutanix
NTNX
$16.6B
$17K ﹤0.01%
530
-50
-9% -$1.48K
56 57
58
59 60

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
Fifth Third Bancorp
Fifth Third Bancorp Cincinnati, Ohio $54.7B AUM 26.51% 1-Year Est. Return
Universal-Beteiligungs- und Servicegesellschaft
Universal-Beteiligungs- und Servicegesellschaft Frankfurt Am Main, Germany $58.1B AUM 27.19% 1-Year Est. Return

Rockefeller Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Rockefeller Capital Management held 2,317 positions worth $8.02B, up 8.8% from $7.37B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Rockefeller Capital Management's Q4 2019 filing shows 388 new, 843 increased, 473 reduced and 226 closed positions. Its largest new stake was TPI Composites: 599,797 shares worth $11.1M. The largest sale was United Airlines, an estimated $72.5M.

By sector, the portfolio is most concentrated in Healthcare at 18% of assets, up from 17% a quarter earlier, followed by Financials and Technology.

  • Rockefeller Capital Management's largest Q4 2019 buy was TPI Composites: 599,797 shares worth $11.1M.
  • Rockefeller Capital Management added most to Aflac in Q4 2019, an estimated $91M increase.
  • Rockefeller Capital Management's biggest Q4 2019 reduction was United Airlines, cutting an estimated $72.5M.
  • Rockefeller Capital Management fully exited Medidata Solutions, Inc. in Q4 2019, selling an estimated $31.7M.
  • Rockefeller Capital Management's ten largest holdings make up 26% of its $8.02B portfolio in Q4 2019.
  • Rockefeller Capital Management opened 388 new positions and closed 226 in Q4 2019.
  • Rockefeller Capital Management's portfolio value rose 8.8% quarter-over-quarter to $8.02B.

Based on Rockefeller Capital Management's 13F filing for Q4 2019, filed 7 Feb 2020.