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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.61%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$37.2B
AUM Growth
+$1.97B
Cap. Flow
-$16.7M
Cap. Flow %
-0.04%
Top 10 Hldgs %
22.34%
Holding
1,705
New
83
Increased
665
Reduced
811
Closed
97

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$142M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$80.9M
3
VT icon
Vanguard Total World Stock ETF
VT
+$62.6M
4
RMOP
Rockefeller Opportunistic Municipal Bond ETF
RMOP
+$61.6M
5
AZO icon
AutoZone
AZO
+$53.7M

Top Sells

Rank Stock Value
1
DFS
Discover Financial Services
DFS
+$166M
2
ORCL icon
Oracle
ORCL
+$152M
3
META icon
Meta Platforms (Facebook)
META
+$112M
4
LLY icon
Eli Lilly
LLY
+$42.7M
5
MLI icon
Mueller Industries
MLI
+$37.1M

Sector Composition

Rank Sector Weight
1 Technology 19.99%
2 Financials 10.33%
3 Healthcare 8.45%
4 Industrials 6.7%
5 Consumer Discretionary 6.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHYD icon
1401
VanEck Short High Yield Muni ETF
SHYD
$456M
$557K ﹤0.01%
24,501
-319
-1% -$7.17K
SASR
1402
DELISTED
Sandy Spring Bancorp Inc
SASR
$555K ﹤0.01%
17,707
+228
+1% +$6.74K
KIM icon
1403
Kimco Realty
KIM
$16.4B
$552K ﹤0.01%
23,827
+988
+4% +$21.8K
MUFG icon
1404
Mitsubishi UFJ Financial
MUFG
$254B
$549K ﹤0.01%
53,964
+5,147
+11% +$54.3K
PCK
1405
DELISTED
Pimco California Municipal Income Fund II
PCK
$547K ﹤0.01%
+87,107
New +$523K
PCG icon
1406
PG&E
PCG
$38.5B
$544K ﹤0.01%
27,517
+928
+3% +$17.4K
POR icon
1407
Portland General Electric
POR
$5.77B
$539K ﹤0.01%
11,270
-1,163
-9% -$54.4K
GUG
1408
Guggenheim Active Allocation Fund
GUG
$511M
$539K ﹤0.01%
+32,559
New +$512K
PML
1409
PIMCO Municipal Income Fund II
PML
$493M
$537K ﹤0.01%
57,177
-6,141
-10% -$53.8K
EUFN icon
1410
iShares MSCI Europe Financials ETF
EUFN
$4.3B
$537K ﹤0.01%
21,710
+80
+0.4% +$1.87K
PMM
1411
Franklin Managed Municipal Income Trust
PMM
$273M
$533K ﹤0.01%
81,910
-2,453
-3% -$15.6K
TBIL
1412
F/m US Treasury 3 Month Bill Fund
TBIL
$7.24B
$530K ﹤0.01%
10,595
-903
-8% -$45.1K
ATMP icon
1413
iPath Select MLP ETN
ATMP
$621M
$528K ﹤0.01%
20,340
– –
HYLB icon
1414
Xtrackers USD High Yield Corporate Bond ETF
HYLB
$3.48B
$527K ﹤0.01%
14,280
+829
+6% +$30K
CGBD icon
1415
Carlyle Secured Lending
CGBD
$758M
$527K ﹤0.01%
31,058
+1,490
+5% +$25.7K
NBH
1416
Neuberger Municipal Fund Inc
NBH
$304M
$522K ﹤0.01%
46,986
-1,355
-3% -$15K
PSK icon
1417
State Street SPDR ICE Preferred Securities ETF
PSK
$686M
$520K ﹤0.01%
+14,576
New +$504K
IDLV icon
1418
Invesco S&P International Developed Low Volatility ETF
IDLV
$348M
$519K ﹤0.01%
17,053
+12
+0.1% +$349
HYLS icon
1419
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.64B
$513K ﹤0.01%
12,216
-3,753
-24% -$155K
KRP icon
1420
Kimbell Royalty Partners
KRP
$1.48B
$512K ﹤0.01%
31,841
+5,190
+19% +$83.5K
CBNK icon
1421
Capital Bancorp
CBNK
$615M
$507K ﹤0.01%
19,722
-135
-0.7% -$3.25K
TE
1422
T1 Energy
TE
$1.63B
$507K ﹤0.01%
522,200
-6,500
-1% -$8.88K
SDIV icon
1423
Global X SuperDividend ETF
SDIV
$1.22B
$507K ﹤0.01%
21,520
+551
+3% +$12.3K
NEO icon
1424
NeoGenomics
NEO
$2.13B
$505K ﹤0.01%
34,251
-227
-0.7% -$3.55K
FLJP icon
1425
Franklin FTSE Japan ETF
FLJP
$4.08B
$505K ﹤0.01%
16,591
-654
-4% -$19.3K
55 56
57
58 59

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Rockefeller Capital Management's Q3 2024 Portfolio in Review

As of Q3 2024, Rockefeller Capital Management held 1,705 positions worth $37.2B, up 5.6% from $35.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management's Q3 2024 filing shows 83 new, 665 increased, 811 reduced and 97 closed positions. Its largest new stake was Rockefeller Opportunistic Municipal Bond ETF: 2,412,931 shares worth $62.5M. The largest sale was Discover Financial Services, an estimated $166M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

  • Rockefeller Capital Management's largest Q3 2024 buy was Rockefeller Opportunistic Municipal Bond ETF: 2,412,931 shares worth $62.5M.
  • Rockefeller Capital Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2024, an estimated $142M increase.
  • Rockefeller Capital Management's biggest Q3 2024 reduction was Discover Financial Services, cutting an estimated $166M.
  • Rockefeller Capital Management fully exited Atkore in Q3 2024, selling an estimated $32.1M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $37.2B portfolio in Q3 2024.
  • Rockefeller Capital Management opened 83 new positions and closed 97 in Q3 2024.
  • Rockefeller Capital Management's portfolio value rose 5.6% quarter-over-quarter to $37.2B.

Based on Rockefeller Capital Management's 13F filing for Q3 2024, filed 14 Nov 2024.