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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+10.52%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$34.3B
AUM Growth
+$4.33B
Cap. Flow
+$1.6B
Cap. Flow %
4.66%
Top 10 Hldgs %
20.81%
Holding
1,745
New
213
Increased
906
Reduced
495
Closed
86

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$98.2M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60M
3
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$51M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$41.1M
5
BOXX icon
Alpha Architect 1-3 Month Box ETF
BOXX
+$37M

Top Sells

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$53.7M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$44.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$40.7M
4
NVDA icon
NVIDIA
NVDA
+$39.2M
5
KBWB icon
Invesco KBW Bank ETF
KBWB
+$37.4M

Sector Composition

Rank Sector Weight
1 Technology 19.7%
2 Financials 11.21%
3 Healthcare 8.91%
4 Consumer Discretionary 6.49%
5 Industrials 6.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MLPX icon
1401
Global X MLP & Energy Infrastructure ETF
MLPX
$3.53B
$624K ﹤0.01%
+12,737
New +$580K
BIT icon
1402
BlackRock Multi-Sector Income Trust
BIT
$702M
$624K ﹤0.01%
39,273
+925
+2% +$14.2K
IHAK icon
1403
iShares Cybersecurity and Tech ETF
IHAK
$1.1B
$622K ﹤0.01%
13,268
-2,149
-14% -$101K
LTH icon
1404
Life Time Group Holdings
LTH
$9.79B
$621K ﹤0.01%
+40,000
New +$556K
CNP icon
1405
CenterPoint Energy
CNP
$26.8B
$620K ﹤0.01%
21,754
+3,191
+17% +$89.4K
DV icon
1406
DoubleVerify
DV
$2.03B
$619K ﹤0.01%
+17,615
New +$655K
BANC icon
1407
Banc of California
BANC
$2.97B
$615K ﹤0.01%
40,442
-8,952
-18% -$124K
TWLO icon
1408
Twilio
TWLO
$36.6B
$613K ﹤0.01%
10,022
-2,606
-21% -$172K
PXF icon
1409
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.96B
$613K ﹤0.01%
12,339
-157
-1% -$7.47K
FCEL icon
1410
FuelCell Energy
FCEL
$1.63B
$611K ﹤0.01%
+17,108
New +$631K
ROL icon
1411
Rollins
ROL
$18.2B
$610K ﹤0.01%
+13,176
New +$581K
RPRX icon
1412
Royalty Pharma
RPRX
$25.3B
$607K ﹤0.01%
20,002
-672,962
-97% -$19.8M
IBUY icon
1413
Amplify Online Retail ETF
IBUY
$112M
$605K ﹤0.01%
10,428
-415
-4% -$22.3K
HAS icon
1414
Hasbro
HAS
$13.2B
$605K ﹤0.01%
+10,707
New +$545K
TIGO icon
1415
Millicom
TIGO
$16.3B
$602K ﹤0.01%
29,750
– –
PTA icon
1416
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
$1.05B
$600K ﹤0.01%
30,589
-27,681
-48% -$523K
ATEC icon
1417
Alphatec Holdings
ATEC
$1.44B
$599K ﹤0.01%
43,464
– –
AL
1418
DELISTED
Air Lease Corp
AL
$597K ﹤0.01%
+11,604
New +$496K
RPG icon
1419
Invesco S&P 500 Pure Growth ETF
RPG
$2.09B
$593K ﹤0.01%
16,159
-436
-3% -$15K
LEO
1420
BNY Mellon Strategic Municipals
LEO
$387M
$593K ﹤0.01%
97,165
-9,769
-9% -$58.4K
FE icon
1421
FirstEnergy
FE
$27.5B
$590K ﹤0.01%
15,266
+215
+1% +$8.04K
FJUL icon
1422
FT Vest US Equity Buffer ETF July
FJUL
$1.25B
$588K ﹤0.01%
13,238
+1,887
+17% +$81.1K
EES icon
1423
WisdomTree US SmallCap Earnings Fund
EES
$731M
$588K ﹤0.01%
11,725
-329
-3% -$15.8K
MYD
1424
DELISTED
BlackRock MuniYield Fund
MYD
$588K ﹤0.01%
53,128
-2,422
-4% -$26.4K
ECC
1425
Eagle Point Credit Company
ECC
$513M
$587K ﹤0.01%
58,100
+1,934
+3% +$19.4K
55 56
57
58 59

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Rockefeller Capital Management's Q1 2024 Portfolio in Review

As of Q1 2024, Rockefeller Capital Management held 1,745 positions worth $34.3B, up 14% from $29.9B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Rockefeller Capital Management deployed $1.6B of net new capital in Q1 2024, opening 213 new positions and adding to 906 existing holdings. Its largest new stake was Alpha Architect 1-3 Month Box ETF: 350,000 shares worth $37.3M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Amgen, an estimated $53.7M trimmed.

  • Rockefeller Capital Management's largest Q1 2024 buy was Alpha Architect 1-3 Month Box ETF: 350,000 shares worth $37.3M.
  • Rockefeller Capital Management added most to Vanguard S&P 500 ETF in Q1 2024, an estimated $98.2M increase.
  • Rockefeller Capital Management's biggest Q1 2024 reduction was Amgen, cutting an estimated $53.7M.
  • Rockefeller Capital Management fully exited Chemours in Q1 2024, selling an estimated $15.8M.
  • Rockefeller Capital Management's ten largest holdings make up 21% of its $34.3B portfolio in Q1 2024.
  • Rockefeller Capital Management opened 213 new positions and closed 86 in Q1 2024.
  • Rockefeller Capital Management's portfolio value rose 14% quarter-over-quarter to $34.3B.

Based on Rockefeller Capital Management's 13F filing for Q1 2024, filed 14 May 2024.