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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+12.45%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$29.9B
AUM Growth
+$4B
Cap. Flow
+$954M
Cap. Flow %
3.19%
Top 10 Hldgs %
20.45%
Holding
1,621
New
137
Increased
811
Reduced
550
Closed
89

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$74.4M
2
ORCL icon
Oracle
ORCL
+$57.4M
3
AZO icon
AutoZone
AZO
+$40.8M
4
AAPL icon
Apple
AAPL
+$40.4M
5
TRU icon
TransUnion
TRU
+$37.8M

Top Sells

Rank Stock Value
1
IBTD
iShares iBonds Dec 2023 Term Treasury ETF
IBTD
+$66M
2
META icon
Meta Platforms (Facebook)
META
+$52.5M
3
ATVI
Activision Blizzard
ATVI
+$47.8M
4
TTE icon
TotalEnergies
TTE
+$37.7M
5
SPGI icon
S&P Global
SPGI
+$29.2M

Sector Composition

Rank Sector Weight
1 Technology 20%
2 Financials 11.4%
3 Healthcare 9.14%
4 Consumer Discretionary 6.39%
5 Industrials 6.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RAMP icon
1401
LiveRamp
RAMP
$2.3B
$398K ﹤0.01%
10,500
-5,447
-34% -$175K
CPNG icon
1402
Coupang
CPNG
$29.4B
$397K ﹤0.01%
24,498
+375
+2% +$6.19K
BAB icon
1403
Invesco Taxable Municipal Bond ETF
BAB
$1.02B
$396K ﹤0.01%
14,718
+270
+2% +$6.91K
KRP icon
1404
Kimbell Royalty Partners
KRP
$1.48B
$395K ﹤0.01%
+26,253
New +$411K
FCT
1405
First Trust Senior Floating Rate Income Fund II
FCT
$251M
$394K ﹤0.01%
39,067
-5,941
-13% -$58.5K
FALN icon
1406
iShares Fallen Angels USD Bond ETF
FALN
$1.62B
$393K ﹤0.01%
+14,898
New +$377K
SMBK icon
1407
SmartFinancial
SMBK
$890M
$390K ﹤0.01%
+15,941
New +$353K
BHR
1408
Braemar Hotels & Resorts
BHR
$143M
$388K ﹤0.01%
155,205
+7,950
+5% +$19.8K
JRS icon
1409
Nuveen Real Estate Income Fund
JRS
$245M
$381K ﹤0.01%
48,700
+1,000
+2% +$6.88K
EGBN icon
1410
Eagle Bancorp
EGBN
$844M
$380K ﹤0.01%
+12,601
New +$298K
ASGI
1411
abrdn Global Infrastructure Income Fund
ASGI
$764M
$379K ﹤0.01%
21,129
+85
+0.4% +$1.41K
PZC
1412
DELISTED
PIMCO California Municipal Income Fund III
PZC
$378K ﹤0.01%
51,234
+655
+1% +$4.51K
ADPT icon
1413
Adaptive Biotechnologies
ADPT
$3.92B
$376K ﹤0.01%
76,798
-43,615
-36% -$199K
IHRT icon
1414
iHeartMedia
IHRT
$585M
$374K ﹤0.01%
140,100
-2,150
-2% -$5.44K
FBMS
1415
DELISTED
The First Bancshares, Inc.
FBMS
$371K ﹤0.01%
12,643
+114
+0.9% +$3.05K
FTXN icon
1416
First Trust Nasdaq Oil & Gas ETF
FTXN
$159M
$370K ﹤0.01%
13,089
+57
+0.4% +$1.64K
HST icon
1417
Host Hotels & Resorts
HST
$16.1B
$370K ﹤0.01%
18,985
+1,215
+7% +$20.8K
NXP icon
1418
Nuveen Select Tax-Free Income Portfolio
NXP
$897M
$367K ﹤0.01%
+24,800
New +$346K
UUUU icon
1419
Energy Fuels
UUUU
$3.52B
$362K ﹤0.01%
50,359
-26,600
-35% -$206K
WDS icon
1420
Woodside Energy
WDS
$42.9B
$360K ﹤0.01%
17,092
-1,377
-7% -$29.3K
OIA icon
1421
Invesco Municipal Income Opportunities Trust
OIA
$291M
$358K ﹤0.01%
56,404
-3,602
-6% -$21.1K
FFIN icon
1422
First Financial Bankshares
FFIN
$4.96B
$354K ﹤0.01%
11,672
+8
+0.1% +$212
DRLL icon
1423
Strive US Energy ETF
DRLL
$286M
$350K ﹤0.01%
12,465
-3,084
-20% -$88.2K
VNO icon
1424
Vornado Realty Trust
VNO
$7.4B
$349K ﹤0.01%
12,344
-2,172
-15% -$51.6K
PJUN icon
1425
Innovator US Equity Power Buffer ETF June
PJUN
$975M
$348K ﹤0.01%
+10,423
New +$335K
55 56
57
58 59

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Rockefeller Capital Management's Q4 2023 Portfolio in Review

As of Q4 2023, Rockefeller Capital Management held 1,621 positions worth $29.9B, up 15% from $25.9B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $954M of net new capital in Q4 2023, opening 137 new positions and adding to 811 existing holdings. Its largest new stake was AutoZone: 15,722 shares worth $40.7M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Meta Platforms (Facebook), an estimated $52.5M trimmed.

  • Rockefeller Capital Management's largest Q4 2023 buy was AutoZone: 15,722 shares worth $40.7M.
  • Rockefeller Capital Management added most to Vanguard S&P 500 ETF in Q4 2023, an estimated $74.4M increase.
  • Rockefeller Capital Management's biggest Q4 2023 reduction was Meta Platforms (Facebook), cutting an estimated $52.5M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2023 Term Treasury ETF in Q4 2023, selling an estimated $66M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $29.9B portfolio in Q4 2023.
  • Rockefeller Capital Management opened 137 new positions and closed 89 in Q4 2023.
  • Rockefeller Capital Management's portfolio value rose 15% quarter-over-quarter to $29.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2023, filed 14 Feb 2024.