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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QS icon
1401
QuantumScape Corp
QS
$3.74B
$360K ﹤0.01%
63,643
-67,394
-51% -$499K
MMD
1402
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$282M
$358K ﹤0.01%
22,310
+5,420
+32% +$87.2K
CWH icon
1403
Camping World
CWH
$653M
$356K ﹤0.01%
15,956
-5,000
-24% -$130K
SCM icon
1404
Stellus Capital Investment Corp
SCM
$243M
$356K ﹤0.01%
26,878
+427
+2% +$5.64K
EWZ icon
1405
iShares MSCI Brazil ETF
EWZ
$8.95B
$354K ﹤0.01%
12,695
-3,350
-21% -$102K
ALTR
1406
DELISTED
Altair Engineering Inc
ALTR
$354K ﹤0.01%
7,801
+7,581
+3,446% +$355K
GIGB icon
1407
Goldman Sachs Access Investment Grade Corporate Bond ETF
GIGB
$973M
$352K ﹤0.01%
7,978
-583
-7% -$25.6K
KYN icon
1408
Kayne Anderson Energy Infrastructure Fund
KYN
$2.4B
$352K ﹤0.01%
41,317
+7,831
+23% +$67.9K
PEN icon
1409
Penumbra
PEN
$12.8B
$352K ﹤0.01%
1,585
– –
STOR
1410
DELISTED
STORE Capital Corporation
STOR
$352K ﹤0.01%
11,040
-1,578
-13% -$50.1K
CSGP icon
1411
CoStar Group
CSGP
$12.3B
$350K ﹤0.01%
4,541
+1,078
+31% +$84.2K
VOYA icon
1412
Voya Financial
VOYA
$9.19B
$350K ﹤0.01%
5,703
+589
+12% +$37.7K
NMAI icon
1413
Nuveen Multi-Asset Income Fund
NMAI
$485M
$349K ﹤0.01%
30,419
-10,000
-25% -$116K
TRI icon
1414
Thomson Reuters
TRI
$44.1B
$347K ﹤0.01%
2,902
+196
+7% +$22.6K
CELH icon
1415
Celsius Holdings
CELH
$7.03B
$346K ﹤0.01%
10,005
-795
-7% -$25.9K
LOGI icon
1416
Logitech
LOGI
$15.2B
$346K ﹤0.01%
5,572
-8
-0.1% -$438
XNCR icon
1417
Xencor
XNCR
$1.55B
$346K ﹤0.01%
13,322
+181
+1% +$5.06K
BBIO icon
1418
BridgeBio Pharma
BBIO
$16.5B
$345K ﹤0.01%
45,317
-5,046
-10% -$48.3K
CPNG icon
1419
Coupang
CPNG
$29.2B
$345K ﹤0.01%
23,505
+2,850
+14% +$50.3K
PJT icon
1420
PJT Partners
PJT
$4.38B
$345K ﹤0.01%
4,698
+3,178
+209% +$238K
HYLB icon
1421
Xtrackers USD High Yield Corporate Bond ETF
HYLB
$3.48B
$344K ﹤0.01%
10,213
-3,252
-24% -$110K
CHW
1422
Calamos Global Dynamic Income Fund
CHW
$545M
$343K ﹤0.01%
61,500
– –
AUPH icon
1423
Aurinia Pharmaceuticals
AUPH
$2.11B
$341K ﹤0.01%
79,165
– –
DSI icon
1424
iShares MSCI KLD 400 Social ETF
DSI
$5.54B
$339K ﹤0.01%
4,739
+3
+0.1% +$216
FAAR icon
1425
First Trust Alternative Absolute Return Strategy ETF
FAAR
$195M
$337K ﹤0.01%
11,290
-136,544
-92% -$4.24M
55 56
57
58 59

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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.