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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
Cap. Flow
+$412M
Cap. Flow %
3.86%
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231

Top Buys

Rank Stock Value
1
RGA icon
Reinsurance Group of America
RGA
+$121M
2
BABA icon
Alibaba
BABA
+$73.2M
3
CARR icon
Carrier Global
CARR
+$66.3M
4
AWK icon
American Water Works
AWK
+$59.3M
5
MLM icon
Martin Marietta Materials
MLM
+$47.3M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$116M
2
AAPL icon
Apple
AAPL
+$108M
3
DIS icon
Walt Disney
DIS
+$106M
4
NVS icon
Novartis
NVS
+$64.2M
5
AMZN icon
Amazon
AMZN
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 21.2%
2 Financials 14.39%
3 Healthcare 14.21%
4 Consumer Discretionary 9.23%
5 Communication Services 7.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JBLU icon
1401
JetBlue
JBLU
$2.29B
$69K ﹤0.01%
6,146
-298
-5% -$3.35K
NBH
1402
Neuberger Municipal Fund Inc
NBH
$304M
$69K ﹤0.01%
4,521
-1
-0% -$15
WWE
1403
DELISTED
World Wrestling Entertainment
WWE
$69K ﹤0.01%
1,722
+103
+6% +$4.51K
BHP icon
1404
BHP
BHP
$230B
$68K ﹤0.01%
1,514
+144
+11% +$6.93K
CAF
1405
Morgan Stanley China A Share Fund
CAF
$327M
$68K ﹤0.01%
3,255
– –
CCD
1406
Calamos Dynamic Convertible & Income Fund
CCD
$742M
$68K ﹤0.01%
3,000
– –
EWY icon
1407
iShares MSCI South Korea ETF
EWY
$25.7B
$68K ﹤0.01%
1,046
– –
NTR icon
1408
Nutrien
NTR
$30.7B
$68K ﹤0.01%
1,751
-1,202
-41% -$43.8K
PMX
1409
DELISTED
PIMCO Municipal Income Fund III
PMX
$68K ﹤0.01%
6,000
-4,000
-40% -$46.1K
SHOO icon
1410
Steven Madden
SHOO
$3.55B
$68K ﹤0.01%
3,500
– –
DLN icon
1411
WisdomTree US LargeCap Dividend Fund
DLN
$6.39B
$67K ﹤0.01%
1,394
-2
-0.1% -$97
SYF icon
1412
Synchrony
SYF
$25.6B
$67K ﹤0.01%
2,564
-14,923
-85% -$362K
UUUU icon
1413
Energy Fuels
UUUU
$3.53B
$67K ﹤0.01%
40,000
– –
AGI icon
1414
Alamos Gold
AGI
$13.9B
$66K ﹤0.01%
7,553
– –
FNX icon
1415
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.41B
$66K ﹤0.01%
1,008
+815
+422% +$53.5K
ON icon
1416
ON Semiconductor
ON
$31.6B
$66K ﹤0.01%
3,051
+1,814
+147% +$38.5K
TQQQ icon
1417
ProShares UltraPro QQQ
TQQQ
$37.4B
$66K ﹤0.01%
4,080
– –
VCTR icon
1418
Victory Capital Holdings
VCTR
$6.65B
$66K ﹤0.01%
3,935
-577
-13% -$10.3K
WCN
1419
Waste Connections
WCN
$42B
$66K ﹤0.01%
637
-292
-31% -$29.2K
AADR icon
1420
AdvisorShares Dorsey Wright ADR ETF
AADR
$38.8M
$65K ﹤0.01%
+1,177
New +$66.3K
AMN icon
1421
AMN Healthcare
AMN
$1.4B
$65K ﹤0.01%
1,124
+265
+31% +$13.9K
CPB icon
1422
Campbell Soup
CPB
$6.87B
$65K ﹤0.01%
1,356
+168
+14% +$8.29K
HII icon
1423
Huntington Ingalls Industries
HII
$12.8B
$65K ﹤0.01%
464
-33
-7% -$5.31K
RF icon
1424
Regions Financial
RF
$26.8B
$65K ﹤0.01%
5,647
-140
-2% -$1.56K
NUVA
1425
DELISTED
NuVasive, Inc.
NUVA
$65K ﹤0.01%
1,357
-44
-3% -$2.37K
55 56
57
58 59

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Rockefeller Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.

  • Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
  • Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
  • Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
  • Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
  • Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
  • Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.

Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.