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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.49%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$8.02B
AUM Growth
+$650M
Cap. Flow
+$77.3M
Cap. Flow %
0.96%
Top 10 Hldgs %
26.33%
Holding
2,317
New
388
Increased
843
Reduced
473
Closed
226

Top Buys

Rank Stock Value
1
AFL icon
Aflac
AFL
+$91M
2
ALL icon
Allstate
ALL
+$38.3M
3
WBA
Walgreens Boots Alliance
WBA
+$34M
4
CHL
China Mobile Limited
CHL
+$31M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$29M

Top Sells

Rank Stock Value
1
UAL icon
United Airlines
UAL
+$72.5M
2
RGA icon
Reinsurance Group of America
RGA
+$50.4M
3
PGR icon
Progressive
PGR
+$45M
4
PAGP icon
Plains GP Holdings
PAGP
+$43.7M
5
EOG icon
EOG Resources
EOG
+$38.1M

Sector Composition

Rank Sector Weight
1 Healthcare 17.53%
2 Financials 15.11%
3 Technology 12.37%
4 Communication Services 11.95%
5 Consumer Discretionary 8.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BJ icon
1401
BJs Wholesale Club
BJ
$12.3B
$19K ﹤0.01%
852
-740
-46% -$18.3K
BYND icon
1402
Beyond Meat
BYND
$327M
$19K ﹤0.01%
+245
New +$22.7K
CWEN.A
1403
DELISTED
Clearway Energy Class A
CWEN.A
$19K ﹤0.01%
+1,000
New +$18.4K
DWM icon
1404
WisdomTree International Equity Fund
DWM
$690M
$19K ﹤0.01%
360
+182
+102% +$9.39K
ECC
1405
Eagle Point Credit Company
ECC
$509M
$19K ﹤0.01%
+1,276
New +$19.4K
FBP icon
1406
First Bancorp
FBP
$4.46B
$19K ﹤0.01%
1,824
-2,050
-53% -$21.4K
FLEX icon
1407
Flex
FLEX
$46.8B
$19K ﹤0.01%
2,022
+47
+2% +$405
INDA icon
1408
iShares MSCI India ETF
INDA
$6.65B
$19K ﹤0.01%
+532
New +$18.2K
NFRA icon
1409
FlexShares STOXX Global Broad Infrastructure Index Fund
NFRA
$3.02B
$19K ﹤0.01%
+352
New +$18.5K
ORA icon
1410
Ormat Technologies
ORA
$6.15B
$19K ﹤0.01%
249
+7
+3% +$530
RYAM icon
1411
Rayonier Advanced Materials
RYAM
$591M
$19K ﹤0.01%
5,000
– –
SABR icon
1412
Sabre
SABR
$838M
$19K ﹤0.01%
849
-1,751
-67% -$38.8K
SDIV icon
1413
Global X SuperDividend ETF
SDIV
$1.22B
$19K ﹤0.01%
360
– –
SPYG icon
1414
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$54.2B
$19K ﹤0.01%
454
– –
TOL icon
1415
Toll Brothers
TOL
$14.3B
$19K ﹤0.01%
476
+61
+15% +$2.44K
ZWS icon
1416
Zurn Elkay Water Solutions
ZWS
$8.82B
$19K ﹤0.01%
1,217
+94
+8% +$1.35K
CPAY icon
1417
Corpay
CPAY
$25.9B
$19K ﹤0.01%
65
-15
-19% -$4.42K
CBH
1418
DELISTED
Virtus Convertible & Income 2024 Target Term Fund
CBH
$19K ﹤0.01%
+2,000
New +$19.2K
ESXB
1419
DELISTED
Community Bankers Trust Corporation
ESXB
$19K ﹤0.01%
2,130
– –
CUB
1420
DELISTED
Cubic Corporation
CUB
$19K ﹤0.01%
302
– –
ADPT icon
1421
Adaptive Biotechnologies
ADPT
$3.9B
$18K ﹤0.01%
592
-383
-39% -$11K
BNS icon
1422
Scotiabank
BNS
$106B
$18K ﹤0.01%
+316
New +$18K
CC icon
1423
Chemours
CC
$2.7B
$18K ﹤0.01%
1,017
+160
+19% +$2.66K
EME icon
1424
Emcor
EME
$36.2B
$18K ﹤0.01%
204
-32
-14% -$2.82K
FBIN icon
1425
Fortune Brands Innovations
FBIN
$6.29B
$18K ﹤0.01%
324
-669
-67% -$35.2K
55 56
57
58 59

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Rockefeller Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Rockefeller Capital Management held 2,317 positions worth $8.02B, up 8.8% from $7.37B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Rockefeller Capital Management's Q4 2019 filing shows 388 new, 843 increased, 473 reduced and 226 closed positions. Its largest new stake was TPI Composites: 599,797 shares worth $11.1M. The largest sale was United Airlines, an estimated $72.5M.

By sector, the portfolio is most concentrated in Healthcare at 18% of assets, up from 17% a quarter earlier, followed by Financials and Technology.

  • Rockefeller Capital Management's largest Q4 2019 buy was TPI Composites: 599,797 shares worth $11.1M.
  • Rockefeller Capital Management added most to Aflac in Q4 2019, an estimated $91M increase.
  • Rockefeller Capital Management's biggest Q4 2019 reduction was United Airlines, cutting an estimated $72.5M.
  • Rockefeller Capital Management fully exited Medidata Solutions, Inc. in Q4 2019, selling an estimated $31.7M.
  • Rockefeller Capital Management's ten largest holdings make up 26% of its $8.02B portfolio in Q4 2019.
  • Rockefeller Capital Management opened 388 new positions and closed 226 in Q4 2019.
  • Rockefeller Capital Management's portfolio value rose 8.8% quarter-over-quarter to $8.02B.

Based on Rockefeller Capital Management's 13F filing for Q4 2019, filed 7 Feb 2020.