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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+0.03%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.37B
AUM Growth
+$200M
Cap. Flow
+$264M
Cap. Flow %
3.58%
Top 10 Hldgs %
27.96%
Holding
2,031
New
387
Increased
724
Reduced
431
Closed
103

Top Buys

Rank Stock Value
1
PGR icon
Progressive
PGR
+$141M
2
CHL
China Mobile Limited
CHL
+$85.8M
3
BLK icon
Blackrock
BLK
+$40.3M
4
DE icon
Deere & Co
DE
+$28.7M
5
PAGP icon
Plains GP Holdings
PAGP
+$23.4M

Top Sells

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$169M
2
ROST icon
Ross Stores
ROST
+$86.3M
3
V icon
Visa
V
+$69.3M
4
BIIB icon
Biogen
BIIB
+$53.4M
5
CERN
Cerner Corp
CERN
+$45.6M

Sector Composition

Rank Sector Weight
1 Healthcare 16.92%
2 Financials 14.94%
3 Communication Services 12.57%
4 Technology 11.57%
5 Industrials 9.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TIF
1401
DELISTED
Tiffany & Co.
TIF
$11K ﹤0.01%
116
– –
ASND icon
1402
Ascendis Pharma A/S
ASND
$16B
$10K ﹤0.01%
100
– –
AVNS
1403
DELISTED
Avanos Medical
AVNS
$10K ﹤0.01%
280
-3,649
-93% -$139K
CABO icon
1404
Cable One
CABO
$254M
$10K ﹤0.01%
8
– –
CBSH icon
1405
Commerce Bancshares
CBSH
$8.59B
$10K ﹤0.01%
228
– –
CNS icon
1406
Cohen & Steers
CNS
$4.35B
$10K ﹤0.01%
173
– –
VISN
1407
Vistance Networks Inc
VISN
$2.72B
$10K ﹤0.01%
830
– –
CPA icon
1408
Copa Holdings
CPA
$5.96B
$10K ﹤0.01%
101
-1,806
-95% -$182K
CSL icon
1409
Carlisle Companies
CSL
$14.8B
$10K ﹤0.01%
70
– –
DORM icon
1410
Dorman Products
DORM
$3.82B
$10K ﹤0.01%
126
+16
+15% +$1.24K
DY icon
1411
Dycom Industries
DY
$12.5B
$10K ﹤0.01%
196
-12
-6% -$606
EXLS icon
1412
EXL Service
EXLS
$5.19B
$10K ﹤0.01%
735
– –
FIVE icon
1413
Five Below
FIVE
$12B
$10K ﹤0.01%
83
-6
-7% -$729
FLOT icon
1414
iShares Floating Rate Bond ETF
FLOT
$10.3B
$10K ﹤0.01%
195
– –
FR icon
1415
First Industrial Realty Trust
FR
$8.69B
$10K ﹤0.01%
262
+110
+72% +$4.22K
HAIN icon
1416
Hain Celestial
HAIN
$45.5M
$10K ﹤0.01%
475
+265
+126% +$5.55K
IIM icon
1417
Invesco Value Municipal Income Trust
IIM
$589M
$10K ﹤0.01%
+667
New +$10.2K
KRG icon
1418
Kite Realty
KRG
$5.69B
$10K ﹤0.01%
635
– –
LCII icon
1419
LCI Industries
LCII
$2.52B
$10K ﹤0.01%
113
-289
-72% -$25.7K
LEVI icon
1420
Levi Strauss
LEVI
$9.48B
$10K ﹤0.01%
+500
New +$9.27K
MOO icon
1421
VanEck Agribusiness ETF
MOO
$976M
$10K ﹤0.01%
157
– –
NJR icon
1422
New Jersey Resources
NJR
$5.86B
$10K ﹤0.01%
211
– –
NTR icon
1423
Nutrien
NTR
$31.7B
$10K ﹤0.01%
210
-356
-63% -$18.2K
OC icon
1424
Owens Corning
OC
$11.5B
$10K ﹤0.01%
156
-36
-19% -$2.06K
POWI icon
1425
Power Integrations
POWI
$3.37B
$10K ﹤0.01%
212
– –
55 56
57
58 59

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Rockefeller Capital Management's Q3 2019 Portfolio in Review

As of Q3 2019, Rockefeller Capital Management held 2,031 positions worth $7.37B, up 2.8% from $7.17B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Rockefeller Capital Management deployed $264M of net new capital in Q3 2019, opening 387 new positions and adding to 724 existing holdings. Its largest new stake was Altabancorp: 343,236 shares worth $1.61M.

By sector, the portfolio is most concentrated in Healthcare at 17% of assets, down from 19% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was JPMorgan Chase, an estimated $169M trimmed.

  • Rockefeller Capital Management's largest Q3 2019 buy was Altabancorp: 343,236 shares worth $1.61M.
  • Rockefeller Capital Management added most to Progressive in Q3 2019, an estimated $141M increase.
  • Rockefeller Capital Management's biggest Q3 2019 reduction was JPMorgan Chase, cutting an estimated $169M.
  • Rockefeller Capital Management fully exited Red Hat Inc in Q3 2019, selling an estimated $1.56M.
  • Rockefeller Capital Management's ten largest holdings make up 28% of its $7.37B portfolio in Q3 2019.
  • Rockefeller Capital Management opened 387 new positions and closed 103 in Q3 2019.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $7.37B.

Based on Rockefeller Capital Management's 13F filing for Q3 2019, filed 12 Nov 2019.