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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.61%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$37.2B
AUM Growth
+$1.97B
Cap. Flow
-$16.7M
Cap. Flow %
-0.04%
Top 10 Hldgs %
22.34%
Holding
1,705
New
83
Increased
665
Reduced
811
Closed
97

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$142M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$80.9M
3
VT icon
Vanguard Total World Stock ETF
VT
+$62.6M
4
RMOP
Rockefeller Opportunistic Municipal Bond ETF
RMOP
+$61.6M
5
AZO icon
AutoZone
AZO
+$53.7M

Top Sells

Rank Stock Value
1
DFS
Discover Financial Services
DFS
+$166M
2
ORCL icon
Oracle
ORCL
+$152M
3
META icon
Meta Platforms (Facebook)
META
+$112M
4
LLY icon
Eli Lilly
LLY
+$42.7M
5
MLI icon
Mueller Industries
MLI
+$37.1M

Sector Composition

Rank Sector Weight
1 Technology 19.99%
2 Financials 10.33%
3 Healthcare 8.45%
4 Industrials 6.7%
5 Consumer Discretionary 6.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IMTM icon
1376
iShares MSCI Intl Momentum Factor ETF
IMTM
$4.27B
$615K ﹤0.01%
15,220
-4,552
-23% -$178K
STPZ icon
1377
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$524M
$610K ﹤0.01%
11,556
+48
+0.4% +$2.5K
MFM
1378
Aberdeen Municipal Income Fund
MFM
$224M
$610K ﹤0.01%
106,584
+11,000
+12% +$60.9K
AI icon
1379
C3.ai
AI
$1.59B
$602K ﹤0.01%
24,841
-8,313
-25% -$211K
NNN icon
1380
NNN REIT
NNN
$8.99B
$601K ﹤0.01%
12,387
+446
+4% +$20.6K
EWC icon
1381
iShares MSCI Canada ETF
EWC
$6.46B
$599K ﹤0.01%
14,428
+26
+0.2% +$1.02K
BNY
1382
DELISTED
BlackRock New York Municipal Income Trust
BNY
$598K ﹤0.01%
+54,395
New +$588K
EES icon
1383
WisdomTree US SmallCap Earnings Fund
EES
$731M
$598K ﹤0.01%
11,330
-397
-3% -$20.1K
ETV
1384
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.76B
$594K ﹤0.01%
43,035
-277
-0.6% -$3.73K
FCPI icon
1385
Fidelity Stocks for Inflation ETF
FCPI
$283M
$593K ﹤0.01%
13,698
+48
+0.4% +$2K
IGF icon
1386
iShares Global Infrastructure ETF
IGF
$10.7B
$590K ﹤0.01%
+10,949
New +$560K
BIT icon
1387
BlackRock Multi-Sector Income Trust
BIT
$702M
$585K ﹤0.01%
38,469
-1,788
-4% -$26.5K
SPTI icon
1388
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.6B
$584K ﹤0.01%
23,945
-9,114
-28% -$262K
BUI icon
1389
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$715M
$583K ﹤0.01%
23,483
-208
-0.9% -$4.8K
AUPH icon
1390
Aurinia Pharmaceuticals
AUPH
$2.11B
$580K ﹤0.01%
79,165
-159
-0.2% -$986
STEL
1391
DELISTED
Stellar Bancorp
STEL
$579K ﹤0.01%
+22,377
New +$575K
SNN icon
1392
Smith & Nephew
SNN
$12.6B
$575K ﹤0.01%
18,459
-242
-1% -$7.18K
EQNR icon
1393
Equinor
EQNR
$92.4B
$569K ﹤0.01%
22,447
-454
-2% -$12K
XIMR icon
1394
FT Vest US Equity Buffer & Premium Income ETF March
XIMR
$29.8M
$567K ﹤0.01%
18,169
-1,615
-8% -$50.1K
AXTA icon
1395
Axalta
AXTA
$8.17B
$567K ﹤0.01%
15,670
-2,041
-12% -$71.6K
IBHE
1396
DELISTED
iShares iBonds 2025 Term High Yield and Income ETF
IBHE
$567K ﹤0.01%
24,313
+2,213
+10% +$51.4K
QSPT icon
1397
FT Vest Nasdaq-100 Buffer ETF September
QSPT
$640M
$564K ﹤0.01%
21,100
+11,100
+111% +$291K
SAN icon
1398
Banco Santander
SAN
$210B
$564K ﹤0.01%
110,680
+332
+0.3% +$1.6K
MCHI icon
1399
iShares MSCI China ETF
MCHI
$6.38B
$563K ﹤0.01%
11,063
-5,766
-34% -$244K
CGGO icon
1400
Capital Group Global Growth Equity ETF
CGGO
$11.9B
$559K ﹤0.01%
18,530
+705
+4% +$20.6K
54 55
56
57 58

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Rockefeller Capital Management's Q3 2024 Portfolio in Review

As of Q3 2024, Rockefeller Capital Management held 1,705 positions worth $37.2B, up 5.6% from $35.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management's Q3 2024 filing shows 83 new, 665 increased, 811 reduced and 97 closed positions. Its largest new stake was Rockefeller Opportunistic Municipal Bond ETF: 2,412,931 shares worth $62.5M. The largest sale was Discover Financial Services, an estimated $166M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

  • Rockefeller Capital Management's largest Q3 2024 buy was Rockefeller Opportunistic Municipal Bond ETF: 2,412,931 shares worth $62.5M.
  • Rockefeller Capital Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2024, an estimated $142M increase.
  • Rockefeller Capital Management's biggest Q3 2024 reduction was Discover Financial Services, cutting an estimated $166M.
  • Rockefeller Capital Management fully exited Atkore in Q3 2024, selling an estimated $32.1M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $37.2B portfolio in Q3 2024.
  • Rockefeller Capital Management opened 83 new positions and closed 97 in Q3 2024.
  • Rockefeller Capital Management's portfolio value rose 5.6% quarter-over-quarter to $37.2B.

Based on Rockefeller Capital Management's 13F filing for Q3 2024, filed 14 Nov 2024.