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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+10.52%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$34.3B
AUM Growth
+$4.33B
Cap. Flow
+$1.6B
Cap. Flow %
4.66%
Top 10 Hldgs %
20.81%
Holding
1,745
New
213
Increased
906
Reduced
495
Closed
86

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$98.2M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60M
3
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$51M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$41.1M
5
BOXX icon
Alpha Architect 1-3 Month Box ETF
BOXX
+$37M

Top Sells

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$53.7M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$44.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$40.7M
4
NVDA icon
NVIDIA
NVDA
+$39.2M
5
KBWB icon
Invesco KBW Bank ETF
KBWB
+$37.4M

Sector Composition

Rank Sector Weight
1 Technology 19.7%
2 Financials 11.21%
3 Healthcare 8.91%
4 Consumer Discretionary 6.49%
5 Industrials 6.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVSC icon
1376
Avantis US Small Cap Equity ETF
AVSC
$3.12B
$698K ﹤0.01%
13,333
+3,210
+32% +$161K
AGNC icon
1377
AGNC Investment
AGNC
$12.9B
$696K ﹤0.01%
70,318
+8,502
+14% +$82K
IDEV icon
1378
iShares Core MSCI International Developed Markets ETF
IDEV
$32.6B
$696K ﹤0.01%
+10,368
New +$667K
THW
1379
abrdn World Healthcare Fund
THW
$551M
$695K ﹤0.01%
52,548
– –
ZM icon
1380
Zoom
ZM
$30.6B
$690K ﹤0.01%
10,552
-1,694
-14% -$113K
DFUS
1381
Dimensional US Equity ETF
DFUS
$21.6B
$688K ﹤0.01%
+12,077
New +$654K
LGF.A
1382
DELISTED
Lions Gate Entertainment Corp. Class A Voting Shares
LGF.A
$687K ﹤0.01%
69,000
-5
-0% -$49
ES icon
1383
Eversource Energy
ES
$27.2B
$686K ﹤0.01%
11,482
-2,218
-16% -$128K
MOS icon
1384
The Mosaic Company
MOS
$7.33B
$685K ﹤0.01%
21,109
-5,531
-21% -$176K
HIX
1385
Western Asset High Income Fund II
HIX
$355M
$676K ﹤0.01%
151,159
-4,337
-3% -$19.8K
ONT
1386
Onterris Inc
ONT
$580M
$674K ﹤0.01%
+17,218
New +$577K
BIPC icon
1387
Brookfield Infrastructure
BIPC
$4.85B
$670K ﹤0.01%
18,591
+1,494
+9% +$52.3K
KNX icon
1388
Knight Transportation
KNX
$11.4B
$660K ﹤0.01%
12,004
+242
+2% +$13.7K
QTUM icon
1389
Defiance Quantum ETF
QTUM
$5.66B
$651K ﹤0.01%
+10,606
New +$610K
HDUS
1390
Hartford Disciplined US Equity ETF
HDUS
$210M
$651K ﹤0.01%
+12,789
New +$619K
HYLS icon
1391
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.63B
$649K ﹤0.01%
15,729
-1,165
-7% -$48K
PBE icon
1392
Invesco Biotechnology & Genome ETF
PBE
$292M
$648K ﹤0.01%
10,019
-41
-0.4% -$2.67K
FAF icon
1393
First American
FAF
$7.58B
$644K ﹤0.01%
10,556
+467
+5% +$27.6K
GMAB icon
1394
Genmab
GMAB
$19.5B
$643K ﹤0.01%
21,495
+3,224
+18% +$94.7K
DNA icon
1395
Ginkgo Bioworks
DNA
$521M
$638K ﹤0.01%
13,754
+1,902
+16% +$98.5K
UTL icon
1396
Unitil
UTL
$980M
$635K ﹤0.01%
12,122
+2,122
+21% +$107K
VNO icon
1397
Vornado Realty Trust
VNO
$7.38B
$632K ﹤0.01%
21,981
+9,637
+78% +$257K
IOVA icon
1398
Iovance Biotherapeutics
IOVA
$2.87B
$631K ﹤0.01%
42,551
+2,678
+7% +$31.2K
JPIE icon
1399
JPMorgan Income ETF
JPIE
$10.2B
$628K ﹤0.01%
13,794
+1,695
+14% +$77K
PHT
1400
DELISTED
Pioneer High Income Fund
PHT
$624K ﹤0.01%
81,470
-12,087
-13% -$89.3K
54 55
56
57 58

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Rockefeller Capital Management's Q1 2024 Portfolio in Review

As of Q1 2024, Rockefeller Capital Management held 1,745 positions worth $34.3B, up 14% from $29.9B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Rockefeller Capital Management deployed $1.6B of net new capital in Q1 2024, opening 213 new positions and adding to 906 existing holdings. Its largest new stake was Alpha Architect 1-3 Month Box ETF: 350,000 shares worth $37.3M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Amgen, an estimated $53.7M trimmed.

  • Rockefeller Capital Management's largest Q1 2024 buy was Alpha Architect 1-3 Month Box ETF: 350,000 shares worth $37.3M.
  • Rockefeller Capital Management added most to Vanguard S&P 500 ETF in Q1 2024, an estimated $98.2M increase.
  • Rockefeller Capital Management's biggest Q1 2024 reduction was Amgen, cutting an estimated $53.7M.
  • Rockefeller Capital Management fully exited Chemours in Q1 2024, selling an estimated $15.8M.
  • Rockefeller Capital Management's ten largest holdings make up 21% of its $34.3B portfolio in Q1 2024.
  • Rockefeller Capital Management opened 213 new positions and closed 86 in Q1 2024.
  • Rockefeller Capital Management's portfolio value rose 14% quarter-over-quarter to $34.3B.

Based on Rockefeller Capital Management's 13F filing for Q1 2024, filed 14 May 2024.