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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+12.45%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$29.9B
AUM Growth
+$4B
Cap. Flow
+$954M
Cap. Flow %
3.19%
Top 10 Hldgs %
20.45%
Holding
1,621
New
137
Increased
811
Reduced
550
Closed
89

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$74.4M
2
ORCL icon
Oracle
ORCL
+$57.4M
3
AZO icon
AutoZone
AZO
+$40.8M
4
AAPL icon
Apple
AAPL
+$40.4M
5
TRU icon
TransUnion
TRU
+$37.8M

Top Sells

Rank Stock Value
1
IBTD
iShares iBonds Dec 2023 Term Treasury ETF
IBTD
+$66M
2
META icon
Meta Platforms (Facebook)
META
+$52.5M
3
ATVI
Activision Blizzard
ATVI
+$47.8M
4
TTE icon
TotalEnergies
TTE
+$37.7M
5
SPGI icon
S&P Global
SPGI
+$29.2M

Sector Composition

Rank Sector Weight
1 Technology 20%
2 Financials 11.4%
3 Healthcare 9.14%
4 Consumer Discretionary 6.39%
5 Industrials 6.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SDIV icon
1376
Global X SuperDividend ETF
SDIV
$1.21B
$448K ﹤0.01%
19,848
+577
+3% +$12.3K
NS
1377
DELISTED
NuStar Energy L.P.
NS
$444K ﹤0.01%
23,759
+5
+0% +$89
ASAN icon
1378
Asana
ASAN
$2.13B
$443K ﹤0.01%
23,319
-3,645
-14% -$70.9K
RYLD icon
1379
Global X Russell 2000 Covered Call ETF
RYLD
$1.4B
$441K ﹤0.01%
26,359
+268
+1% +$4.45K
ATMP icon
1380
iPath Select MLP ETN
ATMP
$625M
$437K ﹤0.01%
20,340
– –
JHEM icon
1381
John Hancock Multifactor Emerging Markets ETF
JHEM
$1.01B
$436K ﹤0.01%
17,153
+1,469
+9% +$35.5K
ONON icon
1382
On Holding
ONON
$12.6B
$433K ﹤0.01%
16,044
-3,288
-17% -$89.6K
FCPI icon
1383
Fidelity Stocks for Inflation ETF
FCPI
$282M
$431K ﹤0.01%
+12,313
New +$408K
ETO
1384
Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
ETO
$519M
$431K ﹤0.01%
18,223
+4,723
+35% +$104K
VTRS icon
1385
Viatris
VTRS
$19.3B
$428K ﹤0.01%
39,550
+1,446
+4% +$13.8K
OGN icon
1386
Organon & Co
OGN
$3.56B
$428K ﹤0.01%
29,673
+3,433
+13% +$46.7K
UBSI icon
1387
United Bankshares
UBSI
$6.65B
$426K ﹤0.01%
+11,340
New +$360K
ARLP icon
1388
Alliance Resource Partners
ARLP
$3.16B
$424K ﹤0.01%
20,000
– –
FLEX icon
1389
Flex
FLEX
$45.1B
$422K ﹤0.01%
18,404
-783
-4% -$15.7K
PRFZ icon
1390
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.88B
$421K ﹤0.01%
+11,217
New +$376K
GOF icon
1391
Guggenheim Strategic Opportunities Fund
GOF
$2.25B
$420K ﹤0.01%
32,809
+2,445
+8% +$31.9K
DJUL icon
1392
FT Vest US Equity Deep Buffer ETF July
DJUL
$451M
$418K ﹤0.01%
11,450
+400
+4% +$14K
LBTYK icon
1393
Liberty Global Class C
LBTYK
$3.51B
$414K ﹤0.01%
22,233
-934
-4% -$16.2K
DSM
1394
BNY Mellon Strategic Municipal Bond Fund
DSM
$292M
$414K ﹤0.01%
72,432
+998
+1% +$5.21K
MVT
1395
DELISTED
BlackRock MuniVest Fund II
MVT
$412K ﹤0.01%
38,234
-2,397
-6% -$23.8K
MEI icon
1396
Methode Electronics
MEI
$593M
$408K ﹤0.01%
17,956
+15
+0.1% +$351
NCV
1397
Virtus Convertible & Income Fund
NCV
$387M
$405K ﹤0.01%
30,059
+1,479
+5% +$18.5K
CGBD icon
1398
Carlyle Secured Lending
CGBD
$770M
$404K ﹤0.01%
27,017
-2,426
-8% -$35.3K
EMC icon
1399
Global X Emerging Markets Great Consumer ETF
EMC
$56.4M
$403K ﹤0.01%
15,879
-456
-3% -$11K
MMU
1400
Western Asset Managed Municipals Fund
MMU
$552M
$401K ﹤0.01%
+39,477
New +$372K
54 55
56
57 58

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Rockefeller Capital Management's Q4 2023 Portfolio in Review

As of Q4 2023, Rockefeller Capital Management held 1,621 positions worth $29.9B, up 15% from $25.9B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $954M of net new capital in Q4 2023, opening 137 new positions and adding to 811 existing holdings. Its largest new stake was AutoZone: 15,722 shares worth $40.7M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Meta Platforms (Facebook), an estimated $52.5M trimmed.

  • Rockefeller Capital Management's largest Q4 2023 buy was AutoZone: 15,722 shares worth $40.7M.
  • Rockefeller Capital Management added most to Vanguard S&P 500 ETF in Q4 2023, an estimated $74.4M increase.
  • Rockefeller Capital Management's biggest Q4 2023 reduction was Meta Platforms (Facebook), cutting an estimated $52.5M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2023 Term Treasury ETF in Q4 2023, selling an estimated $66M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $29.9B portfolio in Q4 2023.
  • Rockefeller Capital Management opened 137 new positions and closed 89 in Q4 2023.
  • Rockefeller Capital Management's portfolio value rose 15% quarter-over-quarter to $29.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2023, filed 14 Feb 2024.