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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DTD icon
1376
WisdomTree US Total Dividend Fund
DTD
$1.69B
$381K ﹤0.01%
6,292
+20
+0.3% +$1.2K
RHI icon
1377
Robert Half
RHI
$4.37B
$380K ﹤0.01%
5,159
-665
-11% -$50.7K
ACM icon
1378
Aecom
ACM
$9.75B
$379K ﹤0.01%
4,462
-12,467
-74% -$980K
BUG icon
1379
Global X Cybersecurity ETF
BUG
$1.46B
$379K ﹤0.01%
18,271
– –
RARE icon
1380
Ultragenyx Pharmaceutical
RARE
$2.55B
$379K ﹤0.01%
8,196
+1,360
+20% +$53.5K
SPMD icon
1381
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.9B
$377K ﹤0.01%
8,893
-229
-3% -$9.72K
LSXMK
1382
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
$372K ﹤0.01%
12,298
+1,536
+14% +$49.1K
AXON
1383
Axon Enterprise
AXON
$46.4B
$371K ﹤0.01%
2,241
-329
-13% -$52K
DTEC icon
1384
ALPS Disruptive Technologies ETF
DTEC
$75.7M
$369K ﹤0.01%
11,122
+2
+0% +$67
JHEM icon
1385
John Hancock Multifactor Emerging Markets ETF
JHEM
$1.02B
$369K ﹤0.01%
15,916
+280
+2% +$6.41K
PHO icon
1386
Invesco Water Resources ETF
PHO
$2.09B
$369K ﹤0.01%
7,186
+161
+2% +$8.12K
BIRD icon
1387
Smartbird Inc
BIRD
$22.3M
$368K ﹤0.01%
7,670
-450
-6% -$26.4K
DWLD icon
1388
Davis Select Worldwide ETF
DWLD
$616M
$368K ﹤0.01%
14,837
-18,395
-55% -$437K
IEV icon
1389
iShares Europe ETF
IEV
$1.7B
$368K ﹤0.01%
8,143
+1,436
+21% +$61.9K
NULV icon
1390
Nuveen ESG Large-Cap Value ETF
NULV
$2.27B
$368K ﹤0.01%
10,749
-1,896
-15% -$64.7K
BHK icon
1391
BlackRock Core Bond Trust
BHK
$667M
$367K ﹤0.01%
35,392
+14,400
+69% +$151K
HLI icon
1392
Houlihan Lokey
HLI
$9.02B
$366K ﹤0.01%
4,208
-734
-15% -$66K
ICF icon
1393
iShares Select U.S. REIT ETF
ICF
$2.11B
$366K ﹤0.01%
6,681
+282
+4% +$15.4K
FLQL icon
1394
Franklin US Large Cap Multifactor Index ETF
FLQL
$2.11B
$364K ﹤0.01%
9,300
– –
BBEU icon
1395
JPMorgan BetaBuilders Europe ETF
BBEU
$9.54B
$363K ﹤0.01%
7,505
-7,870
-51% -$362K
IYT icon
1396
iShares US Transportation ETF
IYT
$2.28B
$362K ﹤0.01%
6,784
+16
+0.2% +$864
U icon
1397
Unity
U
$18.9B
$362K ﹤0.01%
12,719
+2,467
+24% +$77.3K
MHD icon
1398
BlackRock MuniHoldings Fund
MHD
$606M
$361K ﹤0.01%
29,797
-946
-3% -$10.9K
SSYS icon
1399
Stratasys
SSYS
$774M
$361K ﹤0.01%
30,475
-688,014
-96% -$9.18M
ABMD
1400
DELISTED
Abiomed Inc
ABMD
$361K ﹤0.01%
950
-93,300
-99% -$31.1M
54 55
56
57 58

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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.