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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
Cap. Flow
+$1.55B
Cap. Flow %
8.12%
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180

Top Buys

Rank Stock Value
1
ELAN icon
Elanco Animal Health
ELAN
+$89.1M
2
WEX icon
WEX
WEX
+$78.4M
3
BLK icon
Blackrock
BLK
+$73.2M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$71.9M
5
OMF icon
OneMain Financial
OMF
+$45.3M

Top Sells

Rank Stock Value
1
REGN icon
Regeneron Pharmaceuticals
REGN
+$63.6M
2
NBIX icon
Neurocrine Biosciences
NBIX
+$56.6M
3
AEM icon
Agnico Eagle Mines
AEM
+$55.1M
4
DFS
Discover Financial Services
DFS
+$36M
5
ORBC
ORBCOMM, Inc.
ORBC
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 14.65%
3 Healthcare 12.11%
4 Consumer Discretionary 7.54%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SMB icon
1376
VanEck Short Muni ETF
SMB
$312M
$360K ﹤0.01%
20,015
-1,868
-9% -$33.7K
DEI icon
1377
Douglas Emmett
DEI
$1.96B
$359K ﹤0.01%
11,378
– –
VSS icon
1378
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.9B
$359K ﹤0.01%
2,691
+94
+4% +$12.9K
AB icon
1379
AllianceBernstein
AB
$3.47B
$358K ﹤0.01%
7,230
+307
+4% +$15.1K
EQNR icon
1380
Equinor
EQNR
$92.4B
$357K ﹤0.01%
14,066
+3,333
+31% +$71.4K
PRNT icon
1381
The 3D Printing ETF
PRNT
$65M
$357K ﹤0.01%
10,015
+675
+7% +$25.7K
SCHV
1382
Schwab US Large-Cap Value ETF
SCHV
$16.1B
$357K ﹤0.01%
15,912
+1,092
+7% +$25.3K
CNBKA
1383
DELISTED
Century Bancorp Inc/Mass
CNBKA
$357K ﹤0.01%
3,100
+2,800
+933% +$320K
PCAR icon
1384
PACCAR
PCAR
$70.1B
$354K ﹤0.01%
6,743
-234
-3% -$13K
SVSVU
1385
DELISTED
Spring Valley Acquisition Corp. Unit
SVSVU
$353K ﹤0.01%
39,100
+15,000
+62% +$153K
FND icon
1386
Floor & Decor
FND
$6.68B
$352K ﹤0.01%
2,918
-5
-0.2% -$597
CGBD icon
1387
Carlyle Secured Lending
CGBD
$758M
$351K ﹤0.01%
26,210
+153
+0.6% +$2.09K
TDIV icon
1388
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.44B
$351K ﹤0.01%
6,233
+26
+0.4% +$1.51K
TPL icon
1389
Texas Pacific Land
TPL
$23.5B
$348K ﹤0.01%
+2,592
New +$403K
EWA icon
1390
iShares MSCI Australia ETF
EWA
$1.45B
$347K ﹤0.01%
13,993
-442
-3% -$11.4K
MXI icon
1391
iShares Global Materials ETF
MXI
$362M
$345K ﹤0.01%
4,050
+1,553
+62% +$141K
RETA
1392
DELISTED
Reata Pharmaceuticals, Inc. Class A Common Stock
RETA
$345K ﹤0.01%
3,439
-969
-22% -$114K
ETV
1393
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.76B
$343K ﹤0.01%
21,477
+1,479
+7% +$24.4K
IXN icon
1394
iShares Global Tech ETF
IXN
$8.83B
$343K ﹤0.01%
6,061
+2,851
+89% +$167K
MANH icon
1395
Manhattan Associates
MANH
$11.4B
$343K ﹤0.01%
2,244
+16
+0.7% +$2.5K
UNFI icon
1396
United Natural Foods
UNFI
$2.85B
$342K ﹤0.01%
7,069
+94
+1% +$3.33K
EFX icon
1397
Equifax
EFX
$21.4B
$339K ﹤0.01%
1,340
+310
+30% +$80.6K
ESS icon
1398
Essex Property Trust
ESS
$18.5B
$338K ﹤0.01%
1,060
+449
+73% +$145K
HALO icon
1399
Halozyme
HALO
$12.2B
$338K ﹤0.01%
8,313
+7,740
+1,351% +$324K
STAG icon
1400
STAG Industrial
STAG
$7.19B
$338K ﹤0.01%
8,635
-57
-0.7% -$2.33K
54 55
56
57 58

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Rockefeller Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.

  • Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
  • Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
  • Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
  • Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
  • Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
  • Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.

Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.