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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
Cap. Flow
+$412M
Cap. Flow %
3.86%
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231

Top Buys

Rank Stock Value
1
RGA icon
Reinsurance Group of America
RGA
+$121M
2
BABA icon
Alibaba
BABA
+$73.2M
3
CARR icon
Carrier Global
CARR
+$66.3M
4
AWK icon
American Water Works
AWK
+$59.3M
5
MLM icon
Martin Marietta Materials
MLM
+$47.3M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$116M
2
AAPL icon
Apple
AAPL
+$108M
3
DIS icon
Walt Disney
DIS
+$106M
4
NVS icon
Novartis
NVS
+$64.2M
5
AMZN icon
Amazon
AMZN
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 21.2%
2 Financials 14.39%
3 Healthcare 14.21%
4 Consumer Discretionary 9.23%
5 Communication Services 7.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FEI
1376
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$75K ﹤0.01%
16,335
-7,549
-32% -$39.3K
IYH icon
1377
iShares US Healthcare ETF
IYH
$3.71B
$74K ﹤0.01%
1,645
+155
+10% +$7.02K
MXL icon
1378
MaxLinear
MXL
$6.8B
$74K ﹤0.01%
3,204
-85
-3% -$2.1K
SAVE
1379
DELISTED
Spirit Airlines, Inc.
SAVE
$74K ﹤0.01%
4,620
+4,575
+10,167% +$78.8K
BGB
1380
Blackstone Strategic Credit 2027 Term Fund
BGB
$503M
$73K ﹤0.01%
6,015
– –
DINO icon
1381
HF Sinclair
DINO
$14.5B
$73K ﹤0.01%
3,744
+244
+7% +$6.08K
PLNT icon
1382
Planet Fitness
PLNT
$3.78B
$73K ﹤0.01%
1,200
+189
+19% +$10.9K
RDIV icon
1383
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.39B
$73K ﹤0.01%
2,746
+1,720
+168% +$48.5K
WEN icon
1384
Wendy's
WEN
$1.46B
$73K ﹤0.01%
3,319
– –
CEMB icon
1385
iShares JPMorgan EM Corporate Bond ETF
CEMB
$412M
$72K ﹤0.01%
1,410
+836
+146% +$43.2K
EGP icon
1386
EastGroup Properties
EGP
$10.9B
$72K ﹤0.01%
562
+29
+5% +$3.75K
HLI icon
1387
Houlihan Lokey
HLI
$9.02B
$72K ﹤0.01%
1,233
-104
-8% -$5.96K
IVZ icon
1388
Invesco
IVZ
$13.9B
$72K ﹤0.01%
6,391
-207
-3% -$2.19K
PKB icon
1389
Invesco Building & Construction ETF
PKB
$399M
$72K ﹤0.01%
2,000
– –
MXIM
1390
DELISTED
Maxim Integrated Products
MXIM
$72K ﹤0.01%
1,068
+351
+49% +$23.8K
OZK icon
1391
Bank OZK
OZK
$5.61B
$71K ﹤0.01%
3,367
+2,901
+623% +$67.6K
SLYV icon
1392
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5.08B
$71K ﹤0.01%
1,436
– –
SPIB icon
1393
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$71K ﹤0.01%
1,951
+9
+0.5% +$331
TOON icon
1394
Kartoon Studios
TOON
$34.9M
$71K ﹤0.01%
+6,000
New +$93.9K
LGF.B
1395
DELISTED
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
$71K ﹤0.01%
8,233
+525
+7% +$4.2K
TRIL
1396
DELISTED
Trillium Therapeutics Inc.
TRIL
$71K ﹤0.01%
5,000
– –
GDS icon
1397
GDS Holdings
GDS
$6.41B
$70K ﹤0.01%
859
+125
+17% +$10K
OIA icon
1398
Invesco Municipal Income Opportunities Trust
OIA
$292M
$70K ﹤0.01%
9,597
+6,000
+167% +$44.2K
VHC icon
1399
VirnetX Holding Corp
VHC
$63.1M
$70K ﹤0.01%
669
+169
+34% +$18.1K
CDL icon
1400
VictoryShares US Large Cap High Div Volatility Wtd ETF
CDL
$403M
$69K ﹤0.01%
1,722
+10
+0.6% +$408
54 55
56
57 58

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Rockefeller Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.

  • Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
  • Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
  • Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
  • Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
  • Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
  • Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.

Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.