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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+12.45%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$29.9B
AUM Growth
+$4B
Cap. Flow
+$954M
Cap. Flow %
3.19%
Top 10 Hldgs %
20.45%
Holding
1,621
New
137
Increased
811
Reduced
550
Closed
89

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$74.4M
2
ORCL icon
Oracle
ORCL
+$57.4M
3
AZO icon
AutoZone
AZO
+$40.8M
4
AAPL icon
Apple
AAPL
+$40.4M
5
TRU icon
TransUnion
TRU
+$37.8M

Top Sells

Rank Stock Value
1
IBTD
iShares iBonds Dec 2023 Term Treasury ETF
IBTD
+$66M
2
META icon
Meta Platforms (Facebook)
META
+$52.5M
3
ATVI
Activision Blizzard
ATVI
+$47.8M
4
TTE icon
TotalEnergies
TTE
+$37.7M
5
SPGI icon
S&P Global
SPGI
+$29.2M

Sector Composition

Rank Sector Weight
1 Technology 20%
2 Financials 11.4%
3 Healthcare 9.14%
4 Consumer Discretionary 6.39%
5 Industrials 6.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OWL icon
1351
Blue Owl Capital
OWL
$18.5B
$486K ﹤0.01%
+32,616
New +$439K
KIM icon
1352
Kimco Realty
KIM
$16.4B
$483K ﹤0.01%
22,662
-637
-3% -$12K
AXTA icon
1353
Axalta
AXTA
$8.16B
$482K ﹤0.01%
14,181
-11,662
-45% -$349K
WTRG icon
1354
Essential Utilities
WTRG
$11.4B
$479K ﹤0.01%
12,826
+447
+4% +$15.6K
PML
1355
PIMCO Municipal Income Fund II
PML
$492M
$479K ﹤0.01%
57,664
+849
+1% +$6.61K
EWC icon
1356
iShares MSCI Canada ETF
EWC
$6.31B
$478K ﹤0.01%
13,038
+1,108
+9% +$37.8K
EDR
1357
DELISTED
Endeavor Group Holdings, Inc.
EDR
$476K ﹤0.01%
20,049
– –
FJUL icon
1358
FT Vest US Equity Buffer ETF July
FJUL
$1.25B
$472K ﹤0.01%
11,351
-36
-0.3% -$1.42K
BGY icon
1359
BlackRock Enhanced International Dividend Trust
BGY
$528M
$469K ﹤0.01%
88,960
+1,599
+2% +$8.05K
ALLY icon
1360
Ally Financial
ALLY
$13.3B
$464K ﹤0.01%
+13,296
New +$371K
DTEC icon
1361
ALPS Disruptive Technologies ETF
DTEC
$75.6M
$462K ﹤0.01%
11,153
+31
+0.3% +$1.14K
WTAI icon
1362
WisdomTree Artificial Intelligence and Innovation Fund
WTAI
$658M
$462K ﹤0.01%
22,321
-2,129
-9% -$38.8K
EFAS icon
1363
Global X MSCI SuperDividend EAFE ETF
EFAS
$53.2M
$462K ﹤0.01%
32,000
– –
SNN icon
1364
Smith & Nephew
SNN
$12.6B
$461K ﹤0.01%
16,891
-465
-3% -$11.5K
NWSA icon
1365
News Corp Class A
NWSA
$15.5B
$459K ﹤0.01%
18,698
-1,858
-9% -$40.4K
PTY icon
1366
PIMCO Corporate & Income Opportunity Fund
PTY
$2.52B
$459K ﹤0.01%
34,634
-7,395
-18% -$97.2K
PRTA icon
1367
Prothena Corp
PRTA
$456M
$458K ﹤0.01%
12,614
-6,685
-35% -$257K
XRX icon
1368
Xerox
XRX
$424M
$457K ﹤0.01%
24,953
+2,382
+11% +$35.2K
CEF icon
1369
Sprott Physical Gold and Silver Trust
CEF
$8.03B
$456K ﹤0.01%
23,830
+2,415
+11% +$44.5K
VFC icon
1370
VF Corp
VFC
$5.85B
$456K ﹤0.01%
24,245
-7,555
-24% -$130K
MNR icon
1371
Mach Natural Resources
MNR
$2.15B
$455K ﹤0.01%
+27,610
New +$478K
MMD
1372
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$282M
$455K ﹤0.01%
28,009
-1,878
-6% -$29K
RMM
1373
RiverNorth Managed Duration Municipal Income Fund
RMM
$289M
$454K ﹤0.01%
32,019
-41
-0.1% -$567
ACES icon
1374
ALPS Clean Energy ETF
ACES
$124M
$454K ﹤0.01%
+12,635
New +$410K
MHD icon
1375
BlackRock MuniHoldings Fund
MHD
$606M
$449K ﹤0.01%
37,710
-9,796
-21% -$107K
53 54
55
56 57

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Rockefeller Capital Management's Q4 2023 Portfolio in Review

As of Q4 2023, Rockefeller Capital Management held 1,621 positions worth $29.9B, up 15% from $25.9B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $954M of net new capital in Q4 2023, opening 137 new positions and adding to 811 existing holdings. Its largest new stake was AutoZone: 15,722 shares worth $40.7M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Meta Platforms (Facebook), an estimated $52.5M trimmed.

  • Rockefeller Capital Management's largest Q4 2023 buy was AutoZone: 15,722 shares worth $40.7M.
  • Rockefeller Capital Management added most to Vanguard S&P 500 ETF in Q4 2023, an estimated $74.4M increase.
  • Rockefeller Capital Management's biggest Q4 2023 reduction was Meta Platforms (Facebook), cutting an estimated $52.5M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2023 Term Treasury ETF in Q4 2023, selling an estimated $66M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $29.9B portfolio in Q4 2023.
  • Rockefeller Capital Management opened 137 new positions and closed 89 in Q4 2023.
  • Rockefeller Capital Management's portfolio value rose 15% quarter-over-quarter to $29.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2023, filed 14 Feb 2024.