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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BCI icon
1351
abrdn Bloomberg All Commodity Strategy K-1 Free ETF
BCI
$2.96B
$410K ﹤0.01%
18,610
+15,998
+612% +$414K
EWY icon
1352
iShares MSCI South Korea ETF
EWY
$24.1B
$408K ﹤0.01%
7,239
– –
IYF icon
1353
iShares US Financials ETF
IYF
$4.61B
$408K ﹤0.01%
5,409
+19
+0.4% +$1.42K
SNV
1354
DELISTED
Synovus
SNV
$408K ﹤0.01%
10,881
-5,203
-32% -$207K
SR icon
1355
Spire
SR
$4.85B
$408K ﹤0.01%
5,940
-171
-3% -$11.6K
FLEX icon
1356
Flex
FLEX
$44.8B
$405K ﹤0.01%
25,095
+1,573
+7% +$23.6K
XES icon
1357
State Street SPDR S&P Oil & Gas Equipment & Services ETF
XES
$364M
$404K ﹤0.01%
5,066
-469
-8% -$34.7K
DFAS icon
1358
Dimensional US Small Cap ETF
DFAS
$15.7B
$403K ﹤0.01%
+7,891
New +$406K
KWEB icon
1359
KraneShares CSI China Internet ETF
KWEB
$5.67B
$403K ﹤0.01%
13,346
-85,633
-87% -$2.18M
NSL
1360
DELISTED
NUVEEN SENIOR INCM FD
NSL
$401K ﹤0.01%
87,577
+2,785
+3% +$13.1K
SPSB icon
1361
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.7B
$400K ﹤0.01%
13,616
+3,684
+37% +$108K
TBLD
1362
Thornburg Income Builder Opportunities Trust
TBLD
$716M
$399K ﹤0.01%
28,000
+27,000
+2,700% +$375K
HMC icon
1363
Honda
HMC
$41.3B
$397K ﹤0.01%
17,415
-256
-1% -$5.93K
ROBO icon
1364
ROBO Global Robotics & Automation Index ETF
ROBO
$2.1B
$396K ﹤0.01%
8,565
-850
-9% -$38.8K
ECC
1365
Eagle Point Credit Company
ECC
$513M
$393K ﹤0.01%
38,909
+1,093
+3% +$11.9K
NDAQ icon
1366
Nasdaq
NDAQ
$52.9B
$393K ﹤0.01%
6,416
+1,003
+19% +$62.5K
SUSA icon
1367
iShares ESG Optimized MSCI USA ETF
SUSA
$4.18B
$393K ﹤0.01%
4,783
-419
-8% -$34.5K
UBSI icon
1368
United Bankshares
UBSI
$6.62B
$393K ﹤0.01%
9,734
+85
+0.9% +$3.44K
WAT icon
1369
Waters Corp
WAT
$39.9B
$393K ﹤0.01%
1,148
-49
-4% -$15.5K
NCV
1370
Virtus Convertible & Income Fund
NCV
$390M
$391K ﹤0.01%
28,771
-5,371
-16% -$75K
NRK icon
1371
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$912M
$389K ﹤0.01%
37,973
-6,332
-14% -$63.7K
ETJ
1372
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$575M
$387K ﹤0.01%
51,687
-14,850
-22% -$121K
SWKS icon
1373
Skyworks Solutions
SWKS
$10.6B
$387K ﹤0.01%
4,250
-540
-11% -$48.4K
BCD icon
1374
abrdn Bloomberg All Commodity Longer Dated Strategy K-1 Free ETF
BCD
$404M
$384K ﹤0.01%
11,104
-2,696
-20% -$96.3K
ATMP icon
1375
iPath Select MLP ETN
ATMP
$621M
$381K ﹤0.01%
20,340
– –
53 54
55
56 57

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NAMI
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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.